Casey Handmer’s IPhO Notes
Methods & Mathematical Tools
I

Methods & Mathematical Tools

I · 01

Problem Solving & Units

Problem Solving in Physics

SI units

Base quantities, names of units, and symbols:

  • Length — metre — m
  • Time — second — s
  • Mass — kilogram — kg
  • Electric current — ampere — A
  • Thermodynamic temperature — kelvin — K
  • Amount of substance — mole — mol
  • Luminous intensity — candela — cd

Fundamental Units! (5 of them.)

  • Length — m
  • Time — s
  • Mass — kg
  • Charge — C
  • Temperature — K

Units!

Force:kgms2=N\text{Force:}\quad \mathrm{kg\,m\,s^{-2}}=\mathrm{N}
Energy:kgm2s2=Nm=J\text{Energy:}\quad \mathrm{kg\,m^2\,s^{-2}}=\mathrm{N\,m}=\mathrm{J}
Power:kgm2s3=Js1=W\text{Power:}\quad \mathrm{kg\,m^2\,s^{-3}}=\mathrm{J\,s^{-1}}=\mathrm{W}
Current:Cs1=A\text{Current:}\quad \mathrm{C\,s^{-1}}=\mathrm{A}

Dimensional Analysis: Checking & Fudging

“Checking” — “always.” Same units on the same side of an equation!

Vectors vs. Scalars!

Maths — tool, not be-all and end-all. Don’t formula-fit.

Sensible answers! Check!

I · 02

A Method for Solving Problems

Solving Problems with the 7 Ds & the little s.

  1. Diagram — big! (2/3 page), and as many as you need. Include graphs.
  2. Directions — mark them: negative/positive.
  3. Definitions & data — put all of them on the page; include what is given.
  4. Diagnosis → type (how): conservation principles / force laws. Side example: angular momentum.
  5. Derivation — equations (diagnosis in symbols); as many equations as variables. Add to diagram. Check dimensions.
  6. Determination — algebra; box the answer.
  7. Dimensions — check and test limiting cases. Example note: HhH\to h; does it make sense, is it possible?
  8. Substitutions — if necessary, do a rough calculation by hand, with units. Include error!

Example Problem 1

A body of mass mm slides without friction from rest at height HH to lower height hh, where it encounters a horizontal spring of strength kk. How much does it compress?

m (initial)Hhm (final)kxg ↓
Initial mass on a frictionless slope and final spring compression.

Definitions

  • mm = mass of object
  • kk = spring constant
  • xx = compression of spring
  • UEU_E = elastic potential energy
  • HH = initial height
  • hh = final height
  • gg = acceleration due to gravity =9.81ms2=9.81\,\mathrm{m\,s^{-2}}
  • UGPEU_{\mathrm{GPE}} = gravitational potential energy
  • EE = energy

Diagnosis

Conservation of energy: EE is conserved.

Derivation

UGPEUelasticU_{\mathrm{GPE}}\longrightarrow U_{\mathrm{elastic}}
Ei=EfE_i=E_f
mgH=mgh+12kx2mgH=mgh+\frac12kx^2

Algebra

2mg(Hh)=kx22mg(H-h)=kx^2
x=2mg(Hh)k\boxed{x=\sqrt{\frac{2mg(H-h)}{k}}}

Side derivation for the spring:

F=kxF=-kx
U=xixfFdxU=\int_{x_i}^{x_f}F\,dx
0xf(kx)dx=12kxf2-\int_0^{x_f}(-kx)\,dx=\frac12kx_f^2

Dimensions

[x]=(MLT2)LMT2=L2=L[x]=\sqrt{\frac{(MLT^{-2})L}{MT^{-2}}}=\sqrt{L^2}=L
F=kx,MLT2=kL,[k]=MT2F=-kx,\qquad MLT^{-2}=kL,\qquad [k]=MT^{-2}

Limiting cases

  • HhH\to h, so Hh0H-h\to0 and x0x\to0.
  • m0m\to0, so x0x\to0.
  • kk\to\infty, so x0x\to0.
  • k0k\to0, so xx\to\infty.

Do these fool anyone?

Substitutions

Not needed.

I · 03

Calculus

Differentiation

a)

ddr(6r3(cos2r+5r)7)\frac{d}{dr}\left(6r^3(\cos 2r+5r)^7\right)
=18r2(cos2r+5r)7+6r37(cos2r+5r)6(2sin2r+5)=18r^2(\cos2r+5r)^7+6r^3\cdot7(\cos2r+5r)^6(-2\sin2r+5)
=18r2(cos2r+5r)7+42r3(52sin2r)(cos2r+5r)6=18r^2(\cos2r+5r)^7+42r^3(5-2\sin2r)(\cos2r+5r)^6
=6r2(cos2r+5r)6(3+35r14rsin2r)=6r^2(\cos2r+5r)^6\left(3+35r-14r\sin2r\right)

b)

x=(5te2t+1+2)8x=(5te^{2t+1}+2)^8
v=dxdt=8(5te2t+1+2)7(5e2t+1+10te2t+1)v=\frac{dx}{dt}=8(5te^{2t+1}+2)^7(5e^{2t+1}+10te^{2t+1})
=40e2t+1(5te2t+1+2)7(1+2t)=40e^{2t+1}(5te^{2t+1}+2)^7(1+2t)
a=dvdt=d2xdt2a=\frac{dv}{dt}=\frac{d^2x}{dt^2}
a=40e2t+1(5te2t+1+2)6[4(5te2t+1+2)(1+t)+35e2t+1(1+2t)2]a=40e^{2t+1}(5te^{2t+1}+2)^6\left[4(5te^{2t+1}+2)(1+t)+35e^{2t+1}(1+2t)^2\right]

Partial Derivatives

xf(x,y),f(x,y)=5xy+yex\frac{\partial}{\partial x}f(x,y),\qquad f(x,y)=5xy+ye^x

With respect to xx, while the other variable is treated as fixed.

Integration

abf(x)dx=abf(u)du\int_a^b f(x)\,dx=\int_a^b f(u)\,du

Example

I=1/211x2dxI=\int_{1/2}^{1}\sqrt{1-x^2}\,dx

Substitution (chain rule): let x=cosux=\cos u, so dx/du=sinudx/du=-\sin u. Right triangle: hypotenuse 2, adjacent side 1, opposite side 3\sqrt3, angle π/3\pi/3.

I=π/6π/21cos2u(sinu)du=sin2uduI=\int_{\pi/6}^{\pi/2}\sqrt{1-\cos^2u}\,(-\sin u)\,du=\int -\sin^2u\,du
cos2x=cos2xsin2x=12sin2x\cos2x=\cos^2x-\sin^2x=1-2\sin^2x
I=12(34π3)=38π6I=\frac12\left(\frac{\sqrt3}{4}-\frac{\pi}{3}\right)=\frac{\sqrt3}{8}-\frac{\pi}{6}

Integration by Parts

udv=uvvdu\int u\,dv=uv-\int v\,du
ddx(uv)=udvdx+vdudx(product rule)\frac{d}{dx}(uv)=u\frac{dv}{dx}+v\frac{du}{dx}\qquad\text{(product rule)}

Example: tan1xdx\int\tan^{-1}x\,dx

tan1xdx=ddx(x)tan1xdx\int\tan^{-1}x\,dx=\int\frac{d}{dx}(x)\tan^{-1}x\,dx
=xtan1xx1+x2dx=x\tan^{-1}x-\int\frac{x}{1+x^2}\,dx
=xtan1x12ln(1+x2)+C=x\tan^{-1}x-\frac12\ln(1+x^2)+C
ddxtan1x=11+x2,tan1x=arctanx\frac{d}{dx}\tan^{-1}x=\frac{1}{1+x^2},\qquad \tan^{-1}x=\arctan x

Same with sine and cosine.

ddxsin1(f(x))=f(x)1(f(x))2\frac{d}{dx}\sin^{-1}(f(x))=\frac{f'(x)}{\sqrt{1-(f(x))^2}}

I · 04

Differential Equations

Differential Equations

Linear / non-linear.

First order — rearrange and integrate.

Second order.

Simple Harmonic Motion

x+ω2d2xdt2=0x+\omega^{-2}\frac{d^2x}{dt^2}=0

Guess:

x=Acos(ωt)+Bsin(ωt)x=A\cos(\omega t)+B\sin(\omega t)
x=Aeiωt+ϕ=Aeiωt+Beiωtx=Ae^{i\omega t+\phi}=Ae^{i\omega t}+Be^{-i\omega t}

Springs

d2xdt2+kmx=0\frac{d^2x}{dt^2}+\frac{k}{m}x=0

Example: v=ktxv=ktx

x=vkt,v=dxdt,dxdt=ktxx=\frac{v}{kt},\qquad v=\frac{dx}{dt},\qquad \frac{dx}{dt}=ktx
dxx=ktdt\frac{dx}{x}=kt\,dt
x0xdxx=k0ttdt\int_{x_0}^{x}\frac{dx}{x}=k\int_0^t t\,dt
2lnxx0=kt22\ln\frac{x}{x_0}=kt^2
xx0=ekt2/2\frac{x}{x_0}=e^{kt^2/2}
x=x0ekt2/2\boxed{x=x_0e^{kt^2/2}}

I · 05

Coordinate Systems

1) Coordinate Systems

Polar (plane) — r,θr,\theta (2D)

r=x2+y2,θ=tan1 ⁣(yx)r=\sqrt{x^2+y^2},\qquad \theta=\tan^{-1}\!\left(\frac{y}{x}\right)
x=rcosθ,y=rsinθx=r\cos\theta,\qquad y=r\sin\theta

Cartesian

Axes xx and yy.

Cylindrical polar

Used for axial symmetry; coordinates r,θ,zr,\theta,z.

Spherical polar

Used for spherical symmetry; coordinates r,θ,ϕr,\theta,\phi.

0θπorπ2θπ20\le\theta\le\pi\quad\text{or}\quad-\frac{\pi}{2}\le\theta\le\frac{\pi}{2}
0ϕ2π0\le\phi\le2\pi

define what is what.

rθpolarzθrcylindricalrθφspherical
Polar, cylindrical, and spherical coordinate conventions.

I · 06

Multivariable Calculus

Multivariable Integrations

f(x)dx=g(x)+c(standard)\int f(x)\,dx=g(x)+c\qquad\text{(standard)}

For a rectangular area, dA=dxdydA=dx\,dy:

AdA=cd(abdx)dy=(ba)(dc)\iint_A dA=\int_c^d\left(\int_a^b dx\right)dy=(b-a)(d-c)

Non-dependent limits: separate it.

In polar coordinates:

dA=rdrdθdA=r\,dr\,d\theta

Volumes

VdV\iiint_V dV

Or AfdA\iint_A f\,dA: put in a function to find values, etc.

fdA\iint f\,dA — “flux integral — keep it parallel or perpendicular.”

Sphere volume

dV=r2sinθdrdθdϕdV=r^2\sin\theta\,dr\,d\theta\,d\phi
V=0Rr2dr0πsinθdθ02πdϕV=\int_0^Rr^2dr\int_0^\pi\sin\theta\,d\theta\int_0^{2\pi}d\phi
=R33[cosθ]0π2π=\frac{R^3}{3}[-\cos\theta]_0^\pi\,2\pi
V=4πR33\boxed{V=\frac{4\pi R^3}{3}}
dxdydrr dr dθrr² sinθ dr dθ dφ
Area and volume elements in Cartesian, polar, and spherical coordinates.

Let’s find the volume of a sphere using Cartesian coordinates.

x2+y2+z2=r2,VdVx^2+y^2+z^2=r^2,\qquad \iiint_V dV

OK, easier problem: area of a circle.

AdA\iint_A dA

Circle with differential rectangle dxdydx\,dy: x2+y2=r2x^2+y^2=r^2.

A=dydx=2rrydxA=\iint dy\,dx=2\int_{-r}^{r}y\,dx
y=r2x2y=\sqrt{r^2-x^2}
A=2rrr2x2dxA=2\int_{-r}^{r}\sqrt{r^2-x^2}\,dx

Let x=rsinθx=r\sin\theta, so dx/dθ=rcosθdx/d\theta=r\cos\theta. When x=rx=r, θ=π/2\theta=\pi/2; when x=rx=-r, θ=π/2\theta=-\pi/2.

I=2π/2π/2rcosθrcosθdθI=2\int_{-\pi/2}^{\pi/2}r\cos\theta\cdot r\cos\theta\,d\theta
=2r2π/2π/2cos2θdθ=2r^2\int_{-\pi/2}^{\pi/2}\cos^2\theta\,d\theta
=r22π/2π/2(cos2θ+1)dθ=\frac{r^2}{2}\int_{-\pi/2}^{\pi/2}(\cos2\theta+1)\,d\theta
cos2θ=2cos2θ1,cos2θ=cos2θ+12\cos2\theta=2\cos^2\theta-1,\qquad \cos^2\theta=\frac{\cos2\theta+1}{2}
2ydxx²+y²=r²
Cartesian circle element used to derive the area.
A=r22[sin2θ2+θ]π/2π/2A=\frac{r^2}{2}\left[\frac{\sin2\theta}{2}+\theta\right]_{-\pi/2}^{\pi/2}
=r22(0+π2+0+π2)=\frac{r^2}{2}\left(0+\frac{\pi}{2}+0+\frac{\pi}{2}\right)
A=πr2\boxed{A=\pi r^2}

OK, now extrapolate!

For a horizontal slice of a sphere, let rcr_c be the converted (cross-sectional) radius.

r2=z2+rc2r^2=z^2+r_c^2
rc2=r2z2r_c^2=r^2-z^2
dV=πrc2dz=π(r2z2)dzdV=\pi r_c^2\,dz=\pi(r^2-z^2)\,dz
V=πrr(r2z2)dzV=\pi\int_{-r}^{r}(r^2-z^2)\,dz
=π[r2zz33]rr=\pi\left[r^2z-\frac{z^3}{3}\right]_{-r}^{r}
=π(r3r33+r3r33)=\pi\left(r^3-\frac{r^3}{3}+r^3-\frac{r^3}{3}\right)
V=4πr33\boxed{V=\frac{4\pi r^3}{3}}

HAHA!

r_czrdz
Horizontal circular slice through a sphere.

I · 07

Laboratory Practice

Lecture 3: Labs

Lab Safety

  • Sensible covered shoes.
  • Don’t eat and drink.
  • Don’t mess with equipment; be safe! Heat, HV, heavy.
  • Notify of accidents!
  • Do as you’re told.

How You Do Labs Here!

  • Don’t fake up results! (No fudging.)
  • Logs: read through the lab and what you have to do.
  • Write in pen.
  • Don’t panic about low marks.
  • Think before you act.

Lab book

Keep a journal as you go — what you’re doing.

  • Aim: what to do?
  • Theory: what you need to graph.
  • Error: estimate and reduce error quantitatively; record details of decisions and how you did it.
y=ax+by=ax+b

aa is the gradient and bb the yy-intercept.

Error

Every measurement has error. Explain the source of error.

  • Adding or subtracting: add absolute errors Δ\Delta.
  • Multiplying or dividing: add relative errors.
  • Powers: multiply relative errors by the power.
  • One-half the smallest scale division is the limit-of-reading absolute error.
z±Δz(with units),Err=Δzzz\pm\Delta z\quad\text{(with units)},\qquad \mathrm{Err}=\frac{\Delta z}{z}
A=B+C,ΔA=ΔB+ΔCA=B+C,\qquad \Delta A=\Delta B+\Delta C
A=BC,ΔAA=ΔBB+ΔCCA=BC,\qquad \frac{\Delta A}{A}=\frac{\Delta B}{B}+\frac{\Delta C}{C}
z=sinAΔz=ΔAcosAz=\sin A\quad\Rightarrow\quad \Delta z=\Delta A\cos A
z=f(A,B,C):Δz=zAΔA+zBΔB+zCΔCz=f(A,B,C):\quad \Delta z=\left|\frac{\partial z}{\partial A}\right|\Delta A+\left|\frac{\partial z}{\partial B}\right|\Delta B+\left|\frac{\partial z}{\partial C}\right|\Delta C

Example: Pendulum

T=2πlgT=2\pi\sqrt{\frac{l}{g}}

Vary ll and measure TT.

Errors: reaction time — take many swings and divide! Parallax error. Mention all errors and minimise them.

T2=4π2lg(linearise)T^2=\frac{4\pi^2l}{g}\qquad\text{(linearise)}

Systematic errors (uncertainties) → Accuracy

Equipment. Changes by the same amount for each measurement. Can’t estimate.

Random error → Precision

Moves around. Plot on a graph.

A graph

  • Title
  • Axes
  • Units
  • Error
  • Origin
  • Sensible scale
  • Error flags

Draw a line of best fit; do not force it through the origin. Draw two lines of worst fit to find the uncertainty in the gradient.

Discussion

  • How it went.
  • What you could improve.
  • Alternative ways to do it.

Method and diagram: do a whole page — clear, detailed, labelled.

length (m)time (s)best fit and worst fits
Example laboratory graph with error boxes, best-fit line, and limiting gradients.

I · 08

Linear Algebra

Matrices

Adding

(a1b1c1d1e1f1g1h1i1)+(a2b2c2d2e2f2g2h2i2)=(a1+a2b1+b2c1+c2d1+d2e1+e2f1+f2g1+g2h1+h2i1+i2)\begin{pmatrix}a_1&b_1&c_1\\d_1&e_1&f_1\\g_1&h_1&i_1\end{pmatrix}+\begin{pmatrix}a_2&b_2&c_2\\d_2&e_2&f_2\\g_2&h_2&i_2\end{pmatrix}=\begin{pmatrix}a_1+a_2&b_1+b_2&c_1+c_2\\d_1+d_2&e_1+e_2&f_1+f_2\\g_1+g_2&h_1+h_2&i_1+i_2\end{pmatrix}

Adding matrices must have the same dimensions.

Multiplying: dot product of each row vector by each column vector of the other matrix.

Determinant

det(abcd)=adbc\det\begin{pmatrix}a&b\\c&d\end{pmatrix}=ad-bc
det(abcdefghi)=a(eifh)b(difg)+c(dheg)\det\begin{pmatrix}a&b&c\\d&e&f\\g&h&i\end{pmatrix}=a(ei-fh)-b(di-fg)+c(dh-eg)

Eliminate common rows and columns.

211312212=2(8+5)1(65)+(1)(34)=3+117\begin{vmatrix}2&1&-1\\-3&-1&2\\-2&1&2\end{vmatrix}=2(-8+5)-1(-6-5)+(-1)(-3-4)=-3+11-7

A cross product by little bits…

Dodgy matrix because the basis vectors are not of the same field.

Example simultaneous equations:

x+z=5,x+y+z=0,y+z=5x+z=5,\qquad x+y+z=0,\qquad y+z=5

Row reduction: you can add, subtract, and multiply rows. If row addition produces 0=50=5, the equations are inconsistent.

II

Mechanics

II · 01

Forces & Friction

Problem 2

Man → piano up a hill (θ\theta to horizontal). A pulley joins a hanging man to a piano on the incline; the coefficient of kinetic friction is μk\mu_k.

MmTμₖNNMgTmgθ+y ↑+x →
Pulley system and free-body diagrams for the man and piano.

Definitions

  • μk\mu_k = coefficient of kinetic friction
  • MM = mass of piano
  • mm = mass of man
  • gg = gravitational acceleration
  • TT = tension
  • aa = acceleration
  • θ\theta = angle of hillside

Diagnosis

Forces! Free-body diagrams. Conservation of string.

Man: TT upward and mgmg downward. Piano: TT uphill, NN normal to the slope, MgMg downward, components MgcosθMg\cos\theta normal to the slope and MgsinθMg\sin\theta downslope, and μkN\mu_kN downslope.

Derivation

F=ma=(m+M)a|F|=ma=(m+M)|a|
N=MgcosθN=Mg\cos\theta
F:Ma=Mgsinθ+μkNmg\sum F:\quad Ma=Mg\sin\theta+\mu_kN-mg

Direction of aa for the man: vertically upwards.

Direction of aa for the piano: down and right at angle θ\theta from the horizontal.

a=gMsinθ+μkMcosθmm+M\boxed{|a|=g\frac{M\sin\theta+\mu_kM\cos\theta-m}{m+M}}

Dimensions

LT2=LT2(M+MMM)LT^{-2}=LT^{-2}\left(\frac{M+M-M}{M}\right)

Limiting cases

  • If M>mM>m by enough, acceleration is to the right.
  • If m>Mm>M by enough, acceleration is negative.
  • What is the median point?

For the median point, a=0a=0:

Msinθ+μkMcosθm=0M\sin\theta+\mu_kM\cos\theta-m=0
m=Msinθ+μkMcosθm=M\sin\theta+\mu_kM\cos\theta
M=msinθ+μkcosθM=\frac{m}{\sin\theta+\mu_k\cos\theta}

Then friction is in the opposite direction.

Substitution!

Doing both at the same time is dodgy, so let us look at the piano. Removing mm from the denominator seems to require modification. Be careful about conditions of consistency.

For the man:

mg=maTmg=ma-T
T=m(ga)T=m(g-a)
a=gMsinθ+μkMcosθmM+m|a|=g\frac{M\sin\theta+\mu_kM\cos\theta-m}{M+m}

II · 02

Kinematics

Kinematic Equations!

v=dxdtv=\frac{dx}{dt}
a=dvdt=d2xdt2a=\frac{dv}{dt}=\frac{d^2x}{dt^2}

For constant aa, with initial velocity v0=uv_0=u:

0tadt=uvdv\int_0^t a\,dt=\int_u^v dv
vu=atv-u=at
v=u+at\boxed{v=u+at}
dxdt=at+u\frac{dx}{dt}=at+u
x=(at+u)dtx=\int(at+u)\,dt
x=12at2+ut+x0\boxed{x=\frac12at^2+ut+x_0}
a=dvdt=dvdxdxdt=vdvdxa=\frac{dv}{dt}=\frac{dv}{dx}\frac{dx}{dt}=v\frac{dv}{dx}
vdv=adxv\,dv=a\,dx
0xadx=uvvdv\int_0^x a\,dx=\int_u^v v\,dv
ax=[v22]uvax=\left[\frac{v^2}{2}\right]_u^v
2ax=v2u22ax=v^2-u^2
v2=u2+2ax\boxed{v^2=u^2+2ax}

II · 03

Energy & Forces

Energy, Energy Conservation & Forces

Energy — ability to do work; that which is conserved.

Two types:

  • Kinetic energy — bulk: KE=12mv2KE=\frac12mv^2; microscopic (thermal energy), which is not heat; sound and mechanical waves.
  • Potential energy — can become kinetic; associated with gravitational, electromagnetic, weak nuclear, and strong nuclear forces.
kgm2s2=Nm=J(scalar)\mathrm{kg\,m^2\,s^{-2}}=\mathrm{N\,m}=\mathrm{J}\qquad\text{(scalar)}

Potential-energy diagrams include a negative central-force well approaching zero as rr\to\infty, plus square wells and harmonic wells (quantum).

For F1/r2F\propto1/r^2, define zero at infinity; therefore gravitational potential energy is negative:

U=Gm1m2rU=-\frac{Gm_1m_2}{r}
Uharmonic=12kx2U_{\mathrm{harmonic}}=\frac12kx^2

Force vs Energy

F=Ur\vec F=-\frac{\partial U}{\partial\vec r}
U=Gm1m2r1,F=Gm1m2r2r^U=-Gm_1m_2r^{-1},\qquad \vec F=-\frac{Gm_1m_2}{r^2}\hat r

Example: Earth’s surface

F=GMmr2588NF=-\frac{GMm}{r^2}\approx588\,\mathrm{N}

In the ISS:

F=GMm(r+2×105)2F=-\frac{GMm}{(r+2\times10^5)^2}

Difference in gravitational potential energy

ΔU=Gm1m2r1+Gm1m2r2\Delta U=-\frac{Gm_1m_2}{r_1}+\frac{Gm_1m_2}{r_2}
=Gm1m2(1r21r1)=Gm_1m_2\left(\frac1{r_2}-\frac1{r_1}\right)

Quite a big change.

Ur−Gm₁m₂/r½kx²U=0
Central-force and harmonic potential-energy curves.

Force, Energy & Work

F=UxF=-\frac{\partial U}{\partial x}
dU=Fdx\int dU=-\int F\,dx
U=Fdx(almost)U=-\int F\,dx\qquad\text{(almost)}
W=FdxW=\int\vec F\cdot d\vec x

How much work does FGF_G, acting on the Moon due to the Earth, do? 0.

Energy is always conserved!

ΔE=0,Ei=Effor an isolated system\Delta E=0,\qquad E_i=E_f\qquad\text{for an isolated system}
ΔEsystem+ΔEenvironment=0\Delta E_{\mathrm{system}}+\Delta E_{\mathrm{environment}}=0

Use conservation principles — conservation of energy, for example — for problem solving.

Mass on a spring

Energy labels around the hanging mass–spring system: UGPEU_{\mathrm{GPE}}, UelasticU_{\mathrm{elastic}}, bulk kinetic energy, and thermal kinetic energy.

Hookian Stuff

Frestoring=Fapplied=kΔxF_{\mathrm{restoring}}=-F_{\mathrm{applied}}=-k\Delta x
F=kxF=-kx
W=FdxW=\int F\,dx
W=12kx2\boxed{W=\frac12kx^2}

Mechanical Energy & Conservative Forces

Conservative → only UKEU\to KE (bulk). UgravU_{\mathrm{grav}}, kinetic energy, and elastic potential energy are mechanical energy.

Non-Conservative Forces

Dissipative → energy goes to thermal and microscopic energy.

U=mgh,KE=12mv2U=mgh,\qquad KE=\frac12mv^2

Choose a sensible reference point, and talk about it.

mmotionU_elasticU_GPEK_bulkK_thermal
Hanging spring and its energy stores.

II · 04

Momentum & Newton’s Laws

More Forces — Momentum & Newton’s 2nd & 3rd Laws

Normal force — electrostatic

Usually does no work. Loop-the-loop, elevator, and bouncing-ball cases are exceptions.

Perpendicular to the surface. Equal to the perpendicular weight component to prevent slippage. A maximum normal force can be exerted.

Example: lift accelerating upwards at aa

F=ma\sum F=ma
mgN=mamg-N=-ma
N=mg+ma=m(g+a)N=mg+ma=m(g+a)

Friction — parallel to surface

Cold weld → static friction. Surfaces are lumpy.

Fs,fricμsNF_{s,\mathrm{fric}}\le\mu_sN

Kinetic friction

Formation and breakage of bonds.

Fk,fric=μkN,μkμsF_{k,\mathrm{fric}}=\mu_kN,\qquad \mu_k\le\mu_s

Approximation! (Only a model.) Example: box on the back of a ute. Friction opposes relative motion.

Fmax=μsN=μsmgF_{\max}=\mu_sN=\mu_smg
amax=μsg(independent of mass)a_{\max}=\mu_sg\qquad\text{(independent of mass)}
Nmga ↑NmgF_sa
Normal-force example in an accelerating lift and static friction on a box.

Air resistance

Fair=kdragv2F_{\mathrm{air}}=k_{\mathrm{drag}}v^2
Fair=W=mgat terminal velocityF_{\mathrm{air}}=W=mg\qquad\text{at terminal velocity}

Tension (not elastic)

In an ideal rope, force at one end is instantly transmitted without loss, and every part feels the same tension.

The note kideal rope=k_{\mathrm{ideal\ rope}}=\infty is accompanied by the spring relation F=kxF=-kx.

Tension is the tendency to bring the rope into a state of equilibrium in a potential well.

Ideal ropes have no mass and are inextensible; T=constantT=\text{constant}.

Ideal pulleys act to change direction but nothing else.

Normal and frictional forces vary depending on the applied force.

Two components of contact force give minimum energy.

Momentum

p=mv\vec p=m\vec v

Units: kgms1\mathrm{kg\,m\,s^{-1}} or Ns\mathrm{N\,s}.

F=ma=dpdt\vec F=m\vec a=\frac{d\vec p}{dt}

Force changes momentum. No force, no change in momentum.

Example: two carts

One cart has mass mm, the other mass 2m2m. They are pushed with equal force for 3 seconds on an air track.

Equal momenta:

m(2v)=(2m)v(p=p1+p2)m(2v)=(2m)v\qquad (p=p_1+p_2)

Kinetic energies:

KE1=12m(2v)2=2mv2KE_1=\frac12m(2v)^2=2mv^2
KE2=12(2m)v2=mv2KE_2=\frac12(2m)v^2=mv^2

Therefore the lighter cart has more kinetic energy.

II · 05

Collisions

Newton’s Third Law!

Forces act on different objects.

FAB=FBA\vec F_{AB}=-\vec F_{BA}

Gravity and the normal force on the same object are not a third-law pair. They have different origins.

F=dpdt\vec F=\frac{d\vec p}{dt}

If FAB=FBA\vec F_{AB}=-\vec F_{BA}, then:

dpAdt=dpBdt\frac{d\vec p_A}{dt}=-\frac{d\vec p_B}{dt}

Therefore momentum is always conserved.

Elastic collisions

Momentum and kinetic energy are conserved. Gravitational slingshot, air molecules, Newton’s cradle, balls? Isolated system.

imivi=C\sum_i m_iv_i=C
mavai+mbvbi=mavaf+mbvbfm_av_{ai}+m_bv_{bi}=m_av_{af}+m_bv_{bf}
i12mivi2=constant\sum_i\frac12m_iv_i^2=\text{constant}
mavai2+mbvbi2=mavaf2+mbvbf2m_av_{ai}^2+m_bv_{bi}^2=m_av_{af}^2+m_bv_{bf}^2

Solving — prove this:

vaf=(mambma+mb)vai+(2mbma+mb)vbiv_{af}=\left(\frac{m_a-m_b}{m_a+m_b}\right)v_{ai}+\left(\frac{2m_b}{m_a+m_b}\right)v_{bi}
vbf=(mbmamb+ma)vbi+(2mama+mb)vaiv_{bf}=\left(\frac{m_b-m_a}{m_b+m_a}\right)v_{bi}+\left(\frac{2m_a}{m_a+m_b}\right)v_{ai}

If the masses are equal, they swap velocities.

If the masses are vastly different, vbi=vbfv_{bi}=v_{bf}.

vSF=2vBIvSIv_{SF}=2v_{BI}-v_{SI}

Inelastic Collisions

Kinetic energy is lost to deformation energy, thermal energy, etc.

Momentum is still conserved.

Example analogy: a sports car coasting. As the rain increases, the speed decreases. Drill a hole to let the water out, but it will not go any faster unless the water is pumped out stationary with respect to the road.

mavai+mbvbi=mavaf+mbvbfm_av_{ai}+m_bv_{bi}=m_av_{af}+m_bv_{bf}
mavai2+mbvbi2=mavaf2+mbvbf2(elastic comparison)m_av_{ai}^2+m_bv_{bi}^2=m_av_{af}^2+m_bv_{bf}^2\qquad\text{(elastic comparison)}

Eliminate vafv_{af}:

vaf=mavai+mbvbimbvbfmav_{af}=\frac{m_av_{ai}+m_bv_{bi}-m_bv_{bf}}{m_a}
vaf2=(mavai+mbvbimbvbf)2ma2v_{af}^2=\frac{(m_av_{ai}+m_bv_{bi}-m_bv_{bf})^2}{m_a^2}
mavai2+mbvbi2=(mavai+mbvbimbvbf)2ma+mbvbf2m_av_{ai}^2+m_bv_{bi}^2=\frac{(m_av_{ai}+m_bv_{bi}-m_bv_{bf})^2}{m_a}+m_bv_{bf}^2

For two masses labelled MM and mm:

MVI+mvI=MVF+mvFMV_I+mv_I=MV_F+mv_F
MVI2+mvI2=MVF2+mvF2MV_I^2+mv_I^2=MV_F^2+mv_F^2
VF=MVI+mvImvFMV_F=\frac{MV_I+mv_I-mv_F}{M}

Continuation of the algebra eliminating one final velocity from momentum and kinetic-energy equations.

(M+m)vF22vIvF(m+M)+vI(mvI+MVI)=0(M+m)v_F^2-2v_Iv_F(m+M)+v_I(mv_I+MV_I)=0

The quadratic formula is applied to vFv_F; the positive root is selected.

vF=2vI(m+M)±4vI2(m+M)24(Mm)vI(mvI+MVI)2(Mm)v_F=\frac{2v_I(m+M)\pm\sqrt{4v_I^2(m+M)^2-4(M-m)v_I(mv_I+MV_I)}}{2(M-m)}

Take positive root.

Approximation note: MmM\gg m.

II · 06

Rotational Mechanics

Rotational Mechanics

Rotational Kinematics

  • Rotation about a single fixed axis.
  • Rigid body: every point moves in a circular path with the centres of the circles on a common axis.
  • Can be approximated as a single particle for pure rotation.
CPrθsP
Rigid-body rotation and arc-length variables.

Variables

θ\theta: position from axis xx'.

θ=sr(no units)\theta=\frac{s}{r}\qquad\text{(no units)}

Positive direction is arbitrary, but define it.

s=rθs=r\theta

ss is arc length, rr radius, θ\theta angle.

Angular velocity, ω\omega

ω=dθdt\omega=\frac{d\theta}{dt}

Direction given by right-hand screw rule; parallel to the axis of rotation.

Angular acceleration, α\alpha

α=dωdt=d2θdt2\alpha=\frac{d\omega}{dt}=\frac{d^2\theta}{dt^2}

Right-hand screw rule again.

Equations of motion (1D, derived from translation)

ω=ω0+αt\omega=\omega_0+\alpha t
θ=θ0+ω0t+12αt2\theta=\theta_0+\omega_0t+\frac12\alpha t^2
ω2=ω02+2αθ\omega^2=\omega_0^2+2\alpha\theta

Rotational Dynamics: Torque

For a rigid body on a fixed axis, angular acceleration due to an applied force depends on the direction and where on the body the force is applied.

Torque — necklace, garotte…

τ=r×F(cross product)\vec\tau=\vec r\times\vec F\qquad\text{(cross product)}
τ=rFsinθ|\tau|=|r||F|\sin\theta
rFθpivotP
Torque from a force applied at a lever arm.

Rotational inertia II (moment of inertia)

Angular equivalent of mass.

For a single particle:

I=mr2I=mr^2

For a collection of particles:

I=nmnrn2I=\sum_n m_nr_n^2

For a solid body:

I=Vr2dmI=\iiint_V r^2\,dm

Properties of moment of inertia

I=I0+Mh2(parallel-axis theorem)I=I_0+Mh^2\qquad\text{(parallel-axis theorem)}

hh is the distance between parallel axes.

Iz=Ix+Iyif Iz is thin enoughI_z=I_x+I_y\qquad\text{if }I_z\text{ is thin enough}

Perpendicular-axis theorem.

Example: sphere

I=Vr2dmI=\iiint_V r^2\,dm
dm=ρdV=ρrdrdθdzdm=\rho\,dV=\rho r\,dr\,d\theta\,dz
I=ρ02πdθRR(0R2z2r3dr)dzI=\rho\int_0^{2\pi}d\theta\int_{-R}^{R}\left(\int_0^{\sqrt{R^2-z^2}}r^3\,dr\right)dz
Rrzθdm
Cylindrical volume element inside a sphere for the inertia integral.

Continuation of the solid-sphere moment-of-inertia integral:

I=2πρRR[r44]0R2z2dzI=2\pi\rho\int_{-R}^{R}\left[\frac{r^4}{4}\right]_0^{\sqrt{R^2-z^2}}dz
=2πρRR(R2z2)24dz=2\pi\rho\int_{-R}^{R}\frac{(R^2-z^2)^2}{4}\,dz
=2πρ4RR(R42R2z2+z4)dz=\frac{2\pi\rho}{4}\int_{-R}^{R}(R^4-2R^2z^2+z^4)\,dz
=πρ2[R4z2R2z33+z55]RR=\frac{\pi\rho}{2}\left[R^4z-\frac{2R^2z^3}{3}+\frac{z^5}{5}\right]_{-R}^{R}
=πρR52(243+25)=\frac{\pi\rho R^5}{2}\left(2-\frac43+\frac25\right)
=8πρR515=\frac{8\pi\rho R^5}{15}
M=ρV=ρ43πR3M=\rho V=\rho\frac43\pi R^3
I=25MR2\boxed{I=\frac25MR^2}

Newton’s Second Law of Rotation

τ=Iα\tau=I\alpha

Translational comparison: F=maF=ma.

Example: Rolling without slipping

A solid sphere of mass MM and radius RR rolls down an incline of angle θ\theta with speed v0v_0.

v=rωv=r\omega
a=rαa=r\alpha
N=MgcosθN=Mg\cos\theta
MgsinθF=MacmMg\sin\theta-F=Ma_{\mathrm{cm}}
τ=R×F=RFsinπ2=Iα\tau=R\times F=RF\sin\frac{\pi}{2}=I\alpha
RF=25MR2αRF=\frac25MR^2\alpha
F=25MacmF=\frac25Ma_{\mathrm{cm}}
Macm=Mgsinθ25MacmMa_{\mathrm{cm}}=Mg\sin\theta-\frac25Ma_{\mathrm{cm}}
acm=57gsinθ\boxed{a_{\mathrm{cm}}=\frac57g\sin\theta}
MRNMgFθ
Solid sphere rolling without slipping down an incline.

The page begins with the final algebra of the solid-sphere inertia integral, using M=ρVM=\rho V, and confirms:

I=25MR2I=\frac25MR^2

Newton’s Second Law of Rotation

τ=Iα\tau=I\alpha
F=maF=ma

Example: Rolling without slipping

acm=57gsinθa_{\mathrm{cm}}=\frac57g\sin\theta
F=25MacmF=\frac25Ma_{\mathrm{cm}}
F=27MgsinθF=\frac27Mg\sin\theta
v=rω,dvdt=rdωdt,acm=rαv=r\omega,\qquad \frac{dv}{dt}=r\frac{d\omega}{dt},\qquad a_{\mathrm{cm}}=r\alpha
N=MgcosθN=Mg\cos\theta
MgsinθF=MacmMg\sin\theta-F=Ma_{\mathrm{cm}}
τ=RF=Iα\tau=RF=I\alpha
α=5F2MR\alpha=\frac{5F}{2MR}
a=rα=5F2Ma=r\alpha=\frac{5F}{2M}
a=57gsinθa=\frac57g\sin\theta
RFa_cmαM
Force and torque relations for rolling without slipping.

Rotational Mechanics, Part 2: Angular Momentum and Energy

Energy

Krotation=12Iω2K_{\mathrm{rotation}}=\frac12I\omega^2
Krotation+translation=12Iω2+12Mvcm2K_{\mathrm{rotation+translation}}=\frac12I\omega^2+\frac12Mv_{\mathrm{cm}}^2
W=τdθW=\int\tau\,d\theta

For a brake pad acting tangentially on a disk, the friction force is F=μ_kN and the torque magnitude is rμ_kN.

τ=r×F,τ=rμkN\boldsymbol\tau=\mathbf r\times\mathbf F,\qquad |\tau|=r\mu_kN
sphere: k=2/5cylinder: k=1/2hoop: k=1lower k ⇒ higher v
Rolling bodies descend a ramp without slipping; their speed depends on I=kmr².

For rolling without slipping, v_cm=rω. If I=kmr², then

K=12(kmr2)v2r2+12mv2=12mv2(k+1)K=\frac12(kmr^2)\frac{v^2}{r^2}+\frac12mv^2=\frac12mv^2(k+1)

Lower k gives a higher speed; the sphere is fastest.

Isphere=25MR2,Ihoop=MR2,Icylinder=12MR2I_{\mathrm{sphere}}=\frac25MR^2,\qquad I_{\mathrm{hoop}}=MR^2,\qquad I_{\mathrm{cylinder}}=\frac12MR^2

Angular momentum L

Angular momentum is the rotational analogue of linear momentum. Linear momentum is defined relative to a frame; angular momentum is defined relative to a point.

p=mv,L=r×p\mathbf p=m\mathbf v,\qquad \mathbf L=\mathbf r\times\mathbf p

For a rigid axially symmetric body:

L=Iω,LT=iLi\mathbf L=I\boldsymbol\omega,\qquad \mathbf L_T=\sum_i\mathbf L_i

Angular momentum and torque

τ=dLdt,τx=(dLdt)x\sum\boldsymbol\tau=\frac{d\mathbf L}{dt},\qquad \sum\tau_x=\left(\frac{d\mathbf L}{dt}\right)_x

The relation may be broken into components.

Steiner’s theorem

L=L0+MRcm×Vcm\mathbf L=\mathbf L_0+M\mathbf R_{\mathrm{cm}}\times\mathbf V_{\mathrm{cm}}

This is analogous to the parallel-axis theorem and is useful for motion that is not simply rotation about the centre of mass.

Conservation of angular momentum

τext=0  dLdt=0  Li=Lf\boldsymbol\tau_{\mathrm{ext}}=0\ \Longrightarrow\ \frac{d\mathbf L}{dt}=0\ \Longrightarrow\ \mathbf L_i=\mathbf L_f

Girl on a Merry-go-round

rMvdisk mass m, I = ½mr²ω
A mass MM descends with speed vv on a string tangent to the rim of a merry-go-round of radius rr and mass mm. Its straight-line momentum has angular momentum MvrMvr about the axle.
I=12mr2I=\frac12mr^2
Li=0L_i=0
Lf=12mr2ωL_f=\frac12mr^2\omega

The incoming mass has linear momentum p=Mv and angular momentum about the centre of the platform:

p=Mv,Lmass=r×p=Mvr\mathbf p=M\mathbf v,\qquad L_{\mathrm{mass}}=|\mathbf r\times\mathbf p|=Mvr

Conservation of angular momentum gives

12mr2ω=rMv\frac12mr^2\omega=rMv
ω=2Mvmr\omega=\frac{2Mv}{mr}

Angular momentum does not imply conventional rotation. Objects moving in a straight line have angular momentum relative to external points.

Precession

Reference note: HRK, p. 219.

upright spinaxis precesses
Precession sketches: an upright spinning top and a tilted top whose symmetry axis sweeps around the vertical.

Precession is caused by a small lateral torque that changes the direction, but not the magnitude, of the angular momentum.

mgr sin θrθτLL+dLdLhorizontal part: L sin θP traces the precession circle
Torque geometry and angular-momentum-vector change for a tilted spinning top. Gravity acts at the centre of mass; the perpendicular lever arm is r sin θ. During a small precession angle dφ, L changes by the transverse vector dL.
τ=rmgsinθ\tau=rmg\sin\theta
τ=dLdt\boldsymbol\tau=\frac{d\mathbf L}{dt}
dL=τdθdL=\tau\,d\theta

Precession (continued)

ωp=dϕdt\omega_p=\frac{d\phi}{dt}
dL=LsinθdϕdL=L\sin\theta\,d\phi
dϕ=dLLsinθd\phi=\frac{dL}{L\sin\theta}
ωp=dϕdt=dLLsinθdt=rmgsinθLsinθ=rmgL\omega_p=\frac{d\phi}{dt}=\frac{dL}{L\sin\theta\,dt}=\frac{rmg\sin\theta}{L\sin\theta}=\frac{rmg}{L}

The precession rate is inversely proportional to L, hence inversely proportional to the spin speed of the top.

wider, faster circles.

II · 07

Gravity

Central Forces and Gravity

Gravity is an attractive central force between two masses.

Newton’s law of gravitation

Fgrav=Gm1m2r2r^\mathbf F_{\mathrm{grav}}=-\frac{Gm_1m_2}{r^2}\,\hat{\mathbf r}

For several masses, use the vector sum of the forces (or use potentials). Spherically symmetric objects behave exactly like point masses unless the observation point is inside them. All masses behave like point masses when viewed from far enough away.

Gravitational field

The gravitational field is force per unit mass. It is an intensive vector field.

g=Gm1r2r^\mathbf g=-\frac{Gm_1}{r^2}\hat{\mathbf r}

Field lines and flux

Field lines show the direction of the force at each point. Gravitational field lines come from infinity and point toward mass. Their density indicates relative field strength; they crowd near sharper features.

Flux measures the number of field lines passing through a surface.

Φgrav=surfacegn^dA\Phi_{\mathrm{grav}}=\iint_{\mathrm{surface}}\mathbf g\cdot\hat{\mathbf n}\,dA
mdA
Gravitational field lines point inward through a closed spherical surface. The local flux element depends on g·n̂ dA.

Gauss’s law

The net gravitational flux through a closed surface depends only on the mass enclosed.

Φgrav=Sgn^dA=4πGmenclosed\Phi_{\mathrm{grav}}=\oiint_S\mathbf g\cdot\hat{\mathbf n}\,dA=-4\pi Gm_{\mathrm{enclosed}}

Calculation hint: choose a complete spherical surface on which the field is perpendicular and has constant magnitude.

Examples using Gauss’s law

Gravitational field outside the Earth

Use spherical symmetry and a Gaussian sphere of radius r.

gn^dA=4πGmenclosed\oiint\mathbf g\cdot\hat{\mathbf n}\,dA=-4\pi Gm_{\mathrm{enclosed}}
g(4πr2)=4πGMEg(4\pi r^2)=-4\pi GM_E
g=GMEr2g=-\frac{GM_E}{r^2}

“WOOH!”

Inside a hollow spherical shell

menclosed=0Φ=0g=0m_{\mathrm{enclosed}}=0\quad\Longrightarrow\quad\Phi=0\quad\Longrightarrow\quad g=0

Inside a constant-density Earth

Let R be the Earth’s radius and r<R the radius of the Gaussian sphere.

menc=43πr343πR3M=r3R3Mm_{\mathrm{enc}}=\frac{\frac43\pi r^3}{\frac43\pi R^3}M=\frac{r^3}{R^3}M
g(4πr2)=4πGr3R3Mg(4\pi r^2)=-4\pi G\frac{r^3}{R^3}M
g=GMR2rR=GMrR3g=-\frac{GM}{R^2}\frac rR=-\frac{GMr}{R^3}
Rr|g|∝ r∝ 1/r²
Magnitude of g versus radius: linear inside a constant-density Earth and inverse-square outside.

Potential energy

Gravitational potential energy is extensive and is defined to be zero at infinity.

U=rFr^dx=rGMmr2dr=GMmrU=-\int_{\infty}^{r}\mathbf F\cdot\hat{\mathbf r}\,dx=-\int_{\infty}^{r}\frac{GMm}{r^2}\,dr=-\frac{GMm}{r}

Potential

Gravitational potential is potential energy per unit mass. It is an intensive quantity.

V=GMrV=-\frac{GM}{r}
g=V\mathbf g=-\nabla V

Equipotentials

Equipotential lines or surfaces have equal potential everywhere. They are perpendicular to field lines. In a conservative field, a journey that begins and ends on the same equipotential requires no net energy.

−∇Vequipotential contours
A terrain analogy for equipotentials: contour lines are constant-height surfaces, and the steepest field direction crosses them perpendicularly.

Escape velocity

Escape velocity is the speed needed to escape the gravitational field. Set the final total energy at infinity to zero and use energy conservation.

12mve2GmMEr=0\frac12mv_e^2-\frac{GmM_E}{r}=0
vescape=2GMErv_{\mathrm{escape}}=\sqrt{\frac{2GM_E}{r}}

Kepler’s laws

  1. All planets move in elliptical orbits with the Sun at one focus.
  2. The line joining a planet to the Sun sweeps out equal areas in equal times.
  3. The square of the orbital period is proportional to the cube of the orbit’s semimajor axis a.

Kepler’s laws: diagrams and circular-orbit proof

S2aΔtΔtequal swept areas
Kepler’s first two laws: the Sun S lies at a focus of an ellipse, and equal time intervals Δt sweep equal areas. The semimajor axis is a.
T2a3T^2\propto a^3

For the special case of a circular orbit, a=r and the gravitational force supplies the centripetal force.

mrω2=GmMr2mr\omega^2=\frac{GmM}{r^2}
4π2mrT2=GmMr2\frac{4\pi^2mr}{T^2}=\frac{GmM}{r^2}
r3T2=GM4π2\frac{r^3}{T^2}=\frac{GM}{4\pi^2}

The equal-area law expresses conservation of angular momentum.

Proof of Gauss’s law for a spherical surface

g=GMr2r^\mathbf g=-\frac{GM}{r^2}\hat{\mathbf r}
gn^dA=GMr2(4πr2)=4πGMenc\oiint\mathbf g\cdot\hat{\mathbf n}\,dA=-\frac{GM}{r^2}(4\pi r^2)=-4\pi GM_{\mathrm{enc}}

For a closed surface that encloses no mass, the inward and outward contributions cancel and the net flux is zero.

inward patchoutward patch
A flux tube crossing a closed surface twice contributes equal and opposite flux when no mass lies inside.

Divergence-theorem note: the gravitational field has zero divergence in empty space; the exception is at mass.

VgdV=Sgn^dA\iiint_V\nabla\cdot\mathbf g\,dV=\oiint_S\mathbf g\cdot\hat{\mathbf n}\,dA

II · 08

Mechanics Exam Notes

First Mech exam

Things I didn’t know before / important notes.

Be careful about:

  • Diagrams (size).
  • Directions — on every diagram.
  • Laying out — clear and orderly what you know.

Anatomy of ideal presentation (neat)

number + diagramderivation + algebradimensions / limiting cases / substitution
Three suggested solution layouts: a numbered diagram with definitions; a page with derivation and algebra; and a page highlighting dimensions, limiting cases, and substitution.

Things to Work on

  • Trig (lol).
  • Mechanics (rotational).
  • Calculus.

Check Dimensions.

Watch inequalities in integral calculations.

Resolve vectors perpendicularly.

No units on algebraic equations!

Consider all factors; avoid bad assumptions!

Write what you can.

Q3

I0ω0=IωI_0\omega_0=I\omega
I=I0ω0ωI=\frac{I_0\omega_0}{\omega}
0=ddt(Iω)=ωdIdt+Idωdt0=\frac{d}{dt}(I\omega)=\omega\frac{dI}{dt}+I\frac{d\omega}{dt}
I=mr2,dIdt=2mrdrdtI=mr^2,\qquad \frac{dI}{dt}=2mr\frac{dr}{dt}
drdt=rω\frac{dr}{dt}=r\omega
ω2mr2ω+Idωdt=0\omega\,2mr^2\omega+I\frac{d\omega}{dt}=0
dωdt=2mr2ω2I=2mr2ω3I0ω0\frac{d\omega}{dt}=-\frac{2mr^2\omega^2}{I}=-\frac{2mr^2\omega^3}{I_0\omega_0}
ω0ωdωω3=0t2mr2I0ω0dt\int_{\omega_0}^{\omega}\frac{d\omega}{\omega^3}=\int_0^t-\frac{2mr^2}{I_0\omega_0}\,dt
12(1ω21ω02)=2mr2I0ω0t\frac{1}{2}\left(\frac{1}{\omega^2}-\frac{1}{\omega_0^2}\right)=\frac{2mr^2}{I_0\omega_0}t
ω=ω0I0I0+4mr2ω02t\omega=\omega_0\sqrt{\frac{I_0}{I_0+4mr^2\omega_0^2t}}
III

Thermal Physics & Fluids

III · 01

Thermodynamics I

Thermodynamics I

Temperature

Thermometers use a thermometric property. A constant-volume gas thermometer compares the pressure of a gas at the unknown temperature with its pressure at a reference temperature.

gasThpadjust to keep V constant
Constant-volume gas thermometer: a gas bulb at temperature T is connected to a liquid manometer; the height difference h measures the pressure p while the gas volume is held fixed.
Tref=0C,Tgas=TrpprT_{\mathrm{ref}}=0^{\circ}\mathrm C,\qquad T_{\mathrm{gas}}=T_r\frac{p}{p_r}

The triple point of water is a specific temperature and pressure at which water, ice, and vapour are all present. It is used as the reference temperature.

Ttrip=273.16KT_{\mathrm{trip}}=273.16\,\mathrm K

As the reference-gas pressure is reduced toward zero, the readings of different gas thermometers converge to the same ideal-gas temperature scale.

T=Trlimpr0pprT=T_r\lim_{p_r\to0}\frac{p}{p_r}

Why do different thermometers agree?

Zeroth law of thermodynamics: if systems A and B are each separately in thermal equilibrium with a third system C, then A and B are in thermal equilibrium with each other. C may be a thermometer. Temperature is therefore well-defined and can be standardised.

TC=TK273.15KT_{\mathrm C}=T_{\mathrm K}-273.15\,\mathrm K

Heat

Heat is the net flow of thermal energy, denoted Q: it is that which flows. It is measured in joules (J). Heat flow occurs between two bodies that are not in thermal equilibrium.

Three ways heat can flow

1. Conduction

T_HT_Carea Ax
Conduction through a bar of area A and length x between temperatures T_H and T_C.
H=Qt,HA,H1x,HΔT=THTCH=\frac Qt,\qquad H\propto A,\qquad H\propto\frac1x,\qquad H\propto\Delta T=T_H-T_C
HAΔTΔx,H=kAΔTΔx,H=kAdTdxH\propto\frac{A\Delta T}{\Delta x},\qquad H=-kA\frac{\Delta T}{\Delta x},\qquad H=-kA\frac{dT}{dx}

2. Radiation

Stefan–Boltzmann law. For a black body the radiated intensity is proportional to the fourth power of its absolute temperature.

I=σT4,σ=5.67×108Wm2K4I=\sigma T^4,\qquad \sigma=5.67\times10^{-8}\,\mathrm{W\,m^{-2}\,K^{-4}}
I=εσT4,0<ε<1I=\varepsilon\sigma T^4,\qquad 0<\varepsilon<1

The factor ε is the emissivity.

3. Convection (in fluids)

Heated fluid becomes less dense and rises in bubbles; turbulence allows it to cool. Heated and cooled objects set up convection cells. Many cells can occur in a fluid, like the granules visible on the Sun.

heated objectcooled object
Convection cells around a heated region and a cooled region.

Thermal expansion

ΔLLΔT,ΔL=αLΔT\Delta L\propto L\Delta T,\qquad \Delta L=\alpha L\Delta T
ΔA2αAΔT,ΔV3αVΔT(αΔT small)\Delta A\simeq2\alpha A\Delta T,\qquad \Delta V\simeq3\alpha V\Delta T\quad(\alpha\Delta T\text{ small})

For a rectangle with initial area A_i=ab:

Af=(a+αaΔT)(b+αbΔT)=ab+2αabΔT+α2ab(ΔT)2A_f=(a+\alpha a\Delta T)(b+\alpha b\Delta T)=ab+2\alpha ab\Delta T+\alpha^2ab(\Delta T)^2
ΔA2αAΔT\therefore\quad\Delta A\simeq2\alpha A\Delta T

Liquids do not have a linear expansion coefficient. Over a small temperature range one writes ΔV=βVΔT\Delta V=\beta V\Delta T, where β depends on temperature. Usually β>0, but for water it can be negative. In a mercury thermometer, βHg>βglass\beta_{Hg}>\beta_{glass}.

Phases

The three phases considered are solid, liquid, and gas.

Latent heat is the heat per kilogram required to undergo a phase change.

Q=Lfusionm(solidliquid)Q=L_{\mathrm{fusion}}m\qquad(\text{solid}\to\text{liquid})
Q=Lvaporizationm(gasliquid)Q=-L_{\mathrm{vaporization}}m\qquad(\text{gas}\to\text{liquid})

Heat capacity

C=QΔTC=\frac Q{\Delta T}

C is the heat capacity of a system, measured in J K⁻¹. It is an extensive quantity.

Specific heat capacity

Specific heat capacity is heat capacity per unit mass or per mole.

ΔH=mcΔT,c=Cm (JK1kg1),c=Cn (JK1mol1)\Delta H=mc\Delta T,\qquad c=\frac Cm\ \left(\mathrm{J\,K^{-1}\,kg^{-1}}\right),\qquad c=\frac Cn\ \left(\mathrm{J\,K^{-1}\,mol^{-1}}\right)

Specific heat capacity is intensive.

First law of thermodynamics

For any process between equilibrium states A and B, the quantity Q+W is the same. Q is heat added to the system; W is work done on the system.

III · 02

Thermodynamics II

Thermodynamics II

First law

For a process between equilibrium states A and B, Q+W is the same: energy is conserved. Heat and work are ways of transferring energy.

gas, pF=pAdxpiston area A
A gas at pressure p pushes a piston of area A through displacement dx. With work defined as work done on the system, expansion gives dW=−p dV.
W=Fdx,F=pAW=\int\mathbf F\cdot d\mathbf x,\qquad |F|=pA
dW=F(dx)=pAdx,dV=AdxdW=F(-dx)=-pA\,dx,\qquad dV=A\,dx
dW=pdV\boxed{dW=-p\,dV}
W=0WdW=ViVfpdVW=\int_0^W dW=-\int_{V_i}^{V_f}p\,dV

A system may do work or have work done on it.

ΔU=UBUA=Q+W,dU=dQ+dW\Delta U=U_B-U_A=Q+W,\qquad dU=dQ+dW

The internal energy U (also written E) is a state function.

Ideal gas

The ideal-gas approximation is best at low pressure, where particles are farther apart.

pT,p1V,pnp\propto T,\qquad p\propto\frac1V,\qquad p\propto n
p=nRTV,pV=nRTp=\frac{nRT}{V},\qquad pV=nRT
R=8.31JK1mol1,NA=6.0223×1023mol1R=8.31\,\mathrm{J\,K^{-1}\,mol^{-1}},\qquad N_A=6.0223\times10^{23}\,\mathrm{mol^{-1}}

An equation of state relates the properties and amount of a substance.

Ideal-gas assumptions

  • Particles have negligible volume and move randomly.
  • The total number of particles is large.
  • Newtonian mechanics applies.
  • Particles interact only in collisions of negligible duration.
  • The equipartition theorem holds: on average, each quadratic part of the kinetic energy has equal energy.
U=12kTper quadratic degree of freedom\langle U\rangle=\frac12kT\quad\text{per quadratic degree of freedom}

Equipartition

Ex=Ey=Ez=12kTE_x=E_y=E_z=\frac12kT

T is temperature and k is Boltzmann’s constant. A point mass has three translational degrees of freedom:

Kav=32kTK_{\mathrm{av}}=\frac32kT

A three-dimensional molecule can also rotate. Each quadratic rotational term contributes 12kT\frac12kT, for example

Espin,x=12Iωx2=12kTE_{\mathrm{spin},x}=\frac12I\omega_x^2=\frac12kT

Examples:

He: f=3, ET=32kT;N2: f=5, ET=52kT;H2O: f=6, ET=3kT\mathrm{He}:\ f=3,\ E_T=\frac32kT;\qquad \mathrm{N_2}:\ f=5,\ E_T=\frac52kT;\qquad \mathrm{H_2O}:\ f=6,\ E_T=3kT
U=f2NkTU=\frac f2NkT
R=NAk,k=1.38×1023JK1R=N_Ak,\qquad k=1.38\times10^{-23}\,\mathrm{J\,K^{-1}}

Pressure from molecular impacts

p_x−p_xLwall area L²
A particle in a cubic box of side L reverses its x-momentum at the wall. Summing the impacts of N particles produces the ideal-gas pressure.
V=L3,12kT=px22m,px=mkTV=L^3,\qquad \frac12kT=\frac{p_x^2}{2m},\qquad p_x=\sqrt{mkT}
Δpx=2px,Δt=2Lv=2Lmpx\Delta p_x=2p_x,\qquad \Delta t=\frac{2L}{v}=\frac{2Lm}{p_x}
F=ΔpxΔt=px2LmF=\frac{\Delta p_x}{\Delta t}=\frac{p_x^2}{Lm}
p=FA=NkTL3=NkTVp=\frac FA=\frac{NkT}{L^3}=\frac{NkT}{V}

This is the equation of state in particle-number form; it is equivalent to pV=nRT because R=N_Ak.

Many types of gas

For a mixture containing N_a particles of gas a, N_b particles of gas b, and so on, the total force and pressure are sums of the species contributions.

F=iFi,pT=ipiF=\sum_iF_i,\qquad p_T=\sum_i p_i

This is Dalton’s law of partial pressures.

Root-mean-square speed

vrms=ivi2Nv_{\mathrm{rms}}=\sqrt{\frac{\sum_i v_i^2}{N}}
12kT=12mvx,rms2(one dimension)\frac12kT=\frac12m v_{x,\mathrm{rms}}^2\quad\text{(one dimension)}
Ktotal,translational=32NkTK_{\mathrm{total,translational}}=\frac32NkT
KT=32pV=12mivi2K_T=\frac32pV=\frac12m\sum_i v_i^2
Nmvrms2=3pVNm v_{\mathrm{rms}}^2=3pV
p=13NmVvrms2=13ρvrms2p=\frac13\frac{Nm}{V}v_{\mathrm{rms}}^2=\frac13\rho v_{\mathrm{rms}}^2
U=32NkT=32pVU=\frac32NkT=\frac32pV

“Row, row, row your boat.”

III · 03

Thermodynamics III

Thermodynamics III

P–V diagrams

A curve on a pressure–volume diagram represents a process from one state (p₁,V₁) to another (p₂,V₂). The path matters for heat and work, even though the change in internal energy depends only on the endpoints.

ΔEint=Q+W\Delta E_{\mathrm{int}}=Q+W

Infinitesimally, dE_int=dQ+dW, but Q and W are not state functions.

pV=NkTpV=NkT
state 1state 2123pV
Three common P–V paths between two states: isochoric (1), isobaric (2), and a curved path (3). The work magnitude is the area under the process curve.
  1. Isochoric: dV=0.
  2. Isobaric: dp=0.
  3. Isothermal: dT=0, so pV is constant.
W=pdV(minus the area under the curve, with work-on-system convention)W=-\int p\,dV\qquad\text{(minus the area under the curve, with work-on-system convention)}

Isothermal process

Wisotherm=V1V2NkTVdV=NkTlnV2V1=NkTlnV1V2W_{\mathrm{isotherm}}=-\int_{V_1}^{V_2}\frac{NkT}{V}\,dV=-NkT\ln\frac{V_2}{V_1}=NkT\ln\frac{V_1}{V_2}

For comparison with a constant-pressure route between the same volumes, the difference is

W=NkTlnV1V2p1(V2V1)W=NkT\ln\frac{V_1}{V_2}-p_1(V_2-V_1)
ΔUint=f2NkΔT=0(isothermal ideal gas)\Delta U_{\mathrm{int}}=\frac f2Nk\Delta T=0\qquad(\text{isothermal ideal gas})
ΔU=Q+W=0Q=W=NkTlnV1V2\Delta U=Q+W=0\quad\Longrightarrow\quad Q=-W=-NkT\ln\frac{V_1}{V_2}

Specific heat capacities at constant volume

dV=0dW=0dV=0\quad\Longrightarrow\quad dW=0
dU=dW+dQ=dQ=ncVdT(definition)dU=dW+dQ=dQ=nc_V\,dT\qquad\text{(definition)}
U=f2NkTU=\frac f2NkT
dU=f2NkdT=ncVdTdU=\frac f2Nk\,dT=nc_V\,dT
NA=Nn,cV=f2Nnk=f2NAk=f2RN_A=\frac Nn,\qquad c_V=\frac f2\frac Nn k=\frac f2N_Ak=\frac f2R

Constant pressure

dU=f2NkdT,dQ=ncpdTdU=\frac f2Nk\,dT,\qquad dQ=nc_p\,dT
dU=dW+dQdU=dW+dQ
dW=pdV=NkdT(dp=0)dW=-p\,dV=-Nk\,dT\qquad(dp=0)

Equivalently, from U=(f/2)pV:

dU=f2(Vdp+pdV)=f2pdV=f2NkdTdU=\frac f2(V\,dp+p\,dV)=\frac f2p\,dV=\frac f2Nk\,dT
f2NkdT=NkdT+ncpdT\frac f2Nk\,dT=-Nk\,dT+nc_p\,dT
cp=R(1+f2)=f+22Rc_p=R\left(1+\frac f2\right)=\frac{f+2}{2}R

Ratio of specific heats

γ=cpcV=f+2f=1+2f\gamma=\frac{c_p}{c_V}=\frac{f+2}{f}=1+\frac2f

Adiabatic processes

dQ=0dQ=0
dU=dQ+dW=dW=pdVdU=dQ+dW=dW=-p\,dV
U=f2pV=f2NkTU=\frac f2pV=\frac f2NkT
dU=f2d(pV)=f2(pdV+Vdp)dU=\frac f2d(pV)=\frac f2(p\,dV+V\,dp)
pdV=f2(pdV+Vdp)-p\,dV=\frac f2(p\,dV+V\,dp)
(1+f2)pdV=f2Vdp-\left(1+\frac f2\right)p\,dV=\frac f2V\,dp
dpp=γdVV-\frac{dp}{p}=\gamma\frac{dV}{V}
dpp=γdVV-\int\frac{dp}{p}=\int\gamma\frac{dV}{V}
lnp=γlnV+C-\ln p=\gamma\ln V+C
lnp+lnVγ=CpVγ=eC=constant\ln p+\ln V^\gamma=C\quad\Longrightarrow\quad\boxed{pV^\gamma=e^C=\mathrm{constant}}
γmonatomic=53,γdiatomic=75,γpolyatomic=43\gamma_{\mathrm{monatomic}}=\frac53,\qquad \gamma_{\mathrm{diatomic}}=\frac75,\qquad \gamma_{\mathrm{polyatomic}}=\frac43
isothermadiabatpV
On a P–V diagram through the same point, an adiabat is steeper than an isotherm.

Definitions

At equilibrium the macroscopic state variables are uniform and unchanging. The temperature of a non-equilibrium system is not generally defined, so such a process cannot be represented by a precise path on a P–V diagram.

A quasistatic process keeps the system arbitrarily close to equilibrium through infinitesimal changes.

Entropy and reversibility

Many processes are irreversible and therefore cannot be reversed.

A reversible process can be reversed by an infinitesimal change in the environment and is always quasistatic. A quasistatic process is not necessarily reversible.

Heat engines

A heat engine takes heat from a hot reservoir, rejects some heat to a cold reservoir, and converts the remainder to work. A refrigerator is a heat engine run in reverse.

engineQ_HQ_CWT_HT_CrefrigeratorQ_HQ_CWT_HT_C
Heat-engine and refrigerator energy flows between reservoirs T_H and T_C.
QH=W+QC|Q_H|=|W|+|Q_C|

Heat-engine efficiency

e=WQH=QHQCQH=1QCQHe=\frac{|W|}{|Q_H|}=\frac{|Q_H|-|Q_C|}{|Q_H|}=1-\frac{|Q_C|}{|Q_H|}

Refrigerator coefficient of performance

K=QCW=QCQHQCK=\frac{|Q_C|}{|W|}=\frac{|Q_C|}{|Q_H|-|Q_C|}

First-law reminder: ΔU=E_int=Q+W.

Second-law statements

Kelvin–Planck form: no one can make a perfect heat engine.

Clausius form: no one can make a perfect refrigerator.

The two statements are equivalent.

Carnot: a conceptual engine made from isotherms and adiabats

ABCDT_C isothermT_H isothermadiabatadiabatpV
Carnot cycle on a P–V diagram. A→B and C→D are isotherms at T_C and T_H; B→C and D→A are adiabats. The enclosed area is the net work magnitude.

Clockwise operation gives negative net work on the system and acts as a heat engine. Anticlockwise operation gives positive net work on the system and acts as a refrigerator.

Heat-engine sequence

  1. A→B: place the gas on the cold reservoir and compress it isothermally.
  2. B→C: insulate the gas and compress it adiabatically.
  3. C→D: place the gas on the hot reservoir and allow it to expand isothermally.
  4. D→A: insulate the gas and allow it to expand adiabatically.

Allowing expansion is what produces work from the heat engine.

e=1QCQHe=1-\frac{|Q_C|}{|Q_H|}
pV=NkT,U=Q+WpV=NkT,\qquad U=Q+W

On an ideal-gas isotherm, dU=0 and therefore Q=−W:

Q=pdV=NkTlnV2V1Q=\int p\,dV=NkT\ln\frac{V_2}{V_1}
QAB=NkTClnVBVA<0QCQ_{A\to B}=NkT_C\ln\frac{V_B}{V_A}<0\equiv Q_C
QCD=NkTHlnVDVC>0QHQ_{C\to D}=NkT_H\ln\frac{V_D}{V_C}>0\equiv Q_H

The adiabatic legs obey

pBVBγ=pCVCγ,pDVDγ=pAVAγp_BV_B^\gamma=p_CV_C^\gamma,\qquad p_DV_D^\gamma=p_AV_A^\gamma
TCVBγ1=THVCγ1,THVDγ1=TCVAγ1T_CV_B^{\gamma-1}=T_HV_C^{\gamma-1},\qquad T_HV_D^{\gamma-1}=T_CV_A^{\gamma-1}
VDVC=VAVB\frac{V_D}{V_C}=\frac{V_A}{V_B}
eCarnot=1TCTH\therefore\quad\boxed{e_{\mathrm{Carnot}}=1-\frac{T_C}{T_H}}

Carnot refrigerator

K=QCQHQC=TCTHTCK=\frac{|Q_C|}{|Q_H|-|Q_C|}=\frac{T_C}{T_H-T_C}

Carnot’s theorem

The efficiency of any heat engine operating between two specified temperatures cannot exceed the efficiency of a Carnot engine operating between the same two temperatures.

Carnot violation?

Suppose a proposed engine were more efficient than a Carnot engine. Couple it to a reversed Carnot engine (a refrigerator), using the engine’s work output W to drive the refrigerator.

refrigeratorengineWQ_CQ_HQ′_HQ′_CT_HT_C
The contradiction construction for Carnot’s theorem: a proposed over-efficient engine drives a Carnot refrigerator between the same reservoirs.
QH=W+QC|Q'_H|=|W|+|Q'_C|

If the proposed engine is more efficient for the same W, then |Q′_H|<|Q_H|. Considered as a whole, the work transfers cancel. The combination has the sole net effect of moving heat from the cold reservoir to the hot reservoir without external work: a perfect refrigerator, contradicting the Clausius statement of the second law.

Carnot engine but a more efficient refrigerator?

The reverse contradiction is obtained by coupling a Carnot engine to a hypothetical refrigerator more efficient than a Carnot refrigerator. The work cancels, while the combination transfers extra heat from cold to hot. This has the same forbidden net effect.

For any Carnot cycle

e=1TCTH=1QCQHe=1-\frac{T_C}{T_H}=1-\frac{|Q_C|}{|Q_H|}
TCTH=QCQH\frac{T_C}{T_H}=\frac{|Q_C|}{|Q_H|}
QHTH=QCTC\frac{|Q_H|}{T_H}=\frac{|Q_C|}{T_C}

Because one heat transfer is negative when signs are retained:

QHTH+QCTC=0\frac{Q_H}{T_H}+\frac{Q_C}{T_C}=0

This relation applies to a heat engine or a refrigerator when the cycle is reversible.

Approximating a reversible cycle

A Carnot cycle is reversible. A general reversible cycle may be approximated by many small Carnot cycles. Interior heat transfers cancel in pairs; as the cells become finer, the boundary approaches the original path.

interior edges cancelpV
A general closed P–V path tiled by small Carnot cycles. Interior contributions cancel, leaving only the boundary integral.
(QHTH+QCTC)0\sum\left(\frac{Q_H}{T_H}+\frac{Q_C}{T_C}\right)\to0
dQT=0(reversible cycle)\boxed{\oint\frac{dQ}{T}=0}\qquad(\text{reversible cycle})

Entropy from the Clausius integral

cycledQT=0\oint_{\mathrm{cycle}}\frac{dQ}{T}=0

Take two paths from state A to state B. Following path 1 from A to B and path 2 backward from B to A makes a reversible cycle:

ABdQT1+BAdQT2=0\int_A^B\frac{dQ}{T}\bigg|_1+\int_B^A\frac{dQ}{T}\bigg|_2=0
ABdQT1=ABdQT2\therefore\quad\int_A^B\frac{dQ}{T}\bigg|_1=\int_A^B\frac{dQ}{T}\bigg|_2
ABpath 1path 2
Two reversible paths between the same states A and B give the same integral of dQ/T.

The path-independent integral defines a state function: entropy S.

dS=dQrevTdS=\frac{dQ_{\mathrm{rev}}}{T}
ABdQrevT=ABdS=ΔS\int_A^B\frac{dQ_{\mathrm{rev}}}{T}=\int_A^B dS=\Delta S

System and surroundings

Heat received by the system comes from the surroundings, so for a reversible transfer

surrdQT=sysdQrevT,dQsurrT=dQsysT\int_{\mathrm{surr}}\frac{dQ}{T}=-\int_{\mathrm{sys}}\frac{dQ_{\mathrm{rev}}}{T},\qquad \frac{dQ_{\mathrm{surr}}}{T}=-\frac{dQ_{\mathrm{sys}}}{T}
ΔSsurr=ΔSsys\Delta S_{\mathrm{surr}}=-\Delta S_{\mathrm{sys}}
ΔSuniverse=0(quasistatic reversible process)\Delta S_{\mathrm{universe}}=0\qquad(\text{quasistatic reversible process})

Irreversible heat flow

dQsys+dQsurr=0dQ_{\mathrm{sys}}+dQ_{\mathrm{surr}}=0

If dQ_sys>0, heat flows into the system and T_sys<T_surr. If dQ_sys<0, heat flows out and T_sys>T_surr. In either case the entropy gained by the colder body exceeds the entropy lost by the hotter body.

ΔSuniverse=sysdQTsys+surrdQTsurr>0(irreversible heat flow)\Delta S_{\mathrm{universe}}=\int_{\mathrm{sys}}\frac{dQ}{T_{\mathrm{sys}}}+\int_{\mathrm{surr}}\frac{dQ}{T_{\mathrm{surr}}}>0\qquad(\text{irreversible heat flow})

Second law of thermodynamics: entropy form

ΔSuniverse0\boxed{\Delta S_{\mathrm{universe}}\ge0}

In any process between equilibrium states, the total entropy change of the universe is non-negative.

Entropy is a state function, so its change may be calculated along any convenient known reversible path between the same endpoints.

Adiabatic and isentropic processes

dQ=0dS=dQrevT=0dQ=0\quad\Longrightarrow\quad dS=\frac{dQ_{\mathrm{rev}}}{T}=0

A reversible adiabatic process is isentropic: ΔS=0. Conversely, no entropy change identifies an adiabatic reversible path.

T–S diagram

T_H isothermT_C isothermadiabatadiabatTS
Carnot cycle on a T–S diagram. Isotherms are horizontal, reversible adiabats are vertical, and the enclosed area represents the net heat; for a cycle it equals the work magnitude.
Q=TdS(area on a TS diagram)Q=\int T\,dS\qquad(\text{area on a }T\text{–}S\text{ diagram})
W=pdV(area on a pV diagram, with sign set by convention)W=\int p\,dV\qquad(\text{area on a }p\text{–}V\text{ diagram, with sign set by convention})

Ideal gases versus real gases

Ideal gases are inadequate at thermodynamic extremes, where liquefaction and other phase changes occur.

solidliquidgastriple pointcritical pointsublimationfusionboiling linepTbeyond: no liquid–gas difference
Qualitative pressure–temperature phase diagram. The sublimation, fusion, and boiling lines meet at the triple point. The liquid–gas coexistence curve terminates at the critical point, beyond which liquid and gas are not distinct.

For water, the solid–liquid coexistence line slopes toward lower temperature as pressure increases. Increasing pressure can liquefy a gas when the temperature is below the critical temperature.

III · 04

Real Gases

Gas to liquid (van der Waals model)

TΔUsolidmeltingliquidboilinggaslatent heat of fusion ∝ masslatent heat of vaporization ∝ mass
Temperature against supplied energy at constant pressure. Temperature rises within each phase and remains constant during fusion and vaporization; the latent heats are proportional to mass.

At constant pressure, the plateaus are latent heats. The horizontal extent represents energy transferred mechanically or as heat flow.

TST_bkink shows phase change
A kink in a temperature curve shows a phase change.
pVliquid isothermboilinggas isothermincrease pressure
Pressure–volume isotherm through a gas–liquid transition.

A phase change needs a kink.

III · 05

Fluid Mechanics

Fluids

Fluid → that which flows. Gases and liquids. Describe ideal fluids with mass and force → to describe behaviour. Fluids are approximately continuous, so we use density, pressure, and volume instead of mass and force.

ρ=MV,p=FA\rho=\frac{M}{V},\qquad p=\frac{F}{A}

Units: ρ\rho in kgm3\mathrm{kg\,m^{-3}}; pp in pascals, where 1 Pa=1 Nm2=1 kgm1s21\ \mathrm{Pa}=1\ \mathrm{N\,m^{-2}}=1\ \mathrm{kg\,m^{-1}s^{-2}}.

1 atm=760 mmHg=14.7 psi=1.01×105 Pa1\ \mathrm{atm}=760\ \mathrm{mmHg}=14.7\ \mathrm{psi}=1.01\times10^5\ \mathrm{Pa}

Pressure is a scalar — no direction.

Gauge pressure vs. absolute pressure

Gauge pressure equals absolute pressure minus atmospheric pressure. Example: blood pressure 120 mmHg<760 mmHg120\ \mathrm{mmHg}<760\ \mathrm{mmHg} is gauge pressure. Tyre pressure 176 kPa176\ \mathrm{kPa} is gauge; barometric pressure 102 kPa102\ \mathrm{kPa} is absolute.

Hydrostatic pressure

Pressure due to a static fluid.

F=W=mg=ρVg=ρAhgF=W=mg=\rho Vg=\rho Ahg
p=FA=ρgh(gauge pressure)p=\frac{F}{A}=\rho gh\quad\text{(gauge pressure)}
p=ρgh+p0p=\rho gh+p_0
hsurface
A submerged element at depth hh in a static fluid.

Example: excavating a dam. The wall force depends on depth through p=ρhgp=\rho hg, not on area alone; how much the wall strength must increase depends on depth.

Archimedes' Principle

A submerged object displaces its own volume in fluid. This allows volume estimation of people and can estimate fat content.

Buoyancy

A body fully or partially submerged is buoyed up by a force equal to the weight of the fluid it displaces. Air also exerts a buoyancy force.

For a floating object:

Fbuoy=WF_{\mathrm{buoy}}=W
FB=ρfluidVdispg=mgF_B=\rho_{\mathrm{fluid}}V_{\mathrm{disp}}g=mg
F_BmgV_displaced
Free-body picture of a floating object and its equivalent displaced-fluid volume.

Neutral buoyancy: total submergence and ρobject=ρwater\rho_{\mathrm{object}}=\rho_{\mathrm{water}}.

  • If ρobject>ρwater\rho_{\mathrm{object}}>\rho_{\mathrm{water}}, then W>FBW>F_B and the object sinks.
  • If ρobject<ρwater\rho_{\mathrm{object}}<\rho_{\mathrm{water}}, then FB<WF_B<W before full submergence and the object floats.
  • When partially submerged, FB=WF_B=W.
mwater displacedg=mbodygm_{\mathrm{water\ displaced}}g=m_{\mathrm{body}}g
Vdisplaced=ρobjectρfluidVobjectV_{\mathrm{displaced}}=\frac{\rho_{\mathrm{object}}}{\rho_{\mathrm{fluid}}}V_{\mathrm{object}}

Example: ice cubes (identical glasses)

At the same height, Wice cube=WdisplacedW_{\mathrm{ice\ cube}}=W_{\mathrm{displaced}}, therefore the masses are equal.

Example: what volume of H₂ is needed to lift a 12,000 kg airship?

The hydrogen volume is approximately the displaced-air volume.

F=0\sum F=0
ρairVHgMgρHVHg=0\rho_{\mathrm{air}}V_Hg-Mg-\rho_HV_Hg=0
VH(ρairρH)=MV_H(\rho_{\mathrm{air}}-\rho_H)=M
VH=MρairρHV_H=\frac{M}{\rho_{\mathrm{air}}-\rho_H}
V_Hρ_air V_H gMgρ_H V_H g
Airship buoyancy model with upward displaced-air force and downward ship and hydrogen weights.

Experiment for later: drop a bottle with holes in it (does water flow)? No.

Real vs. Ideal Fluids (liquid/helium)

  • An ideal fluid is non-viscous (no internal friction) and incompressible (density is constant).
  • Ideal flow is laminar, non-rotational flow.
  • Real fluids are viscous and may be compressible; they require more energy to flow, need pressure, and can become turbulent.
  • Viscous fluids slow down — important in fuel oil and blood flow.
  • Viscosity usually decreases with increasing temperature; engine oils get runnier and work better when warm.

Once a flow is established

Two conservation principles:

  1. Bernoulli's equation: conservation of energy; energy density is constant.
  2. Continuity: conservation of mass; volume rate of flow is constant.

Continuity

If incompressible, what goes in comes out.

Q=AvQ=Av

Units: m3s1\mathrm{m^3\,s^{-1}}. Dimensions: L3T1L^3T^{-1}. QQ is constant.

XYflow
Steady incompressible flow through a pipe that narrows from section XX to section YY.
πrX2vX=πrY2vY\pi r_X^2v_X=\pi r_Y^2v_Y
AXvX=AYvYA_Xv_X=A_Yv_Y

Bernoulli

p+12ρv2+ρgh=constantp+\frac12\rho v^2+\rho gh=\text{constant}

Conservation of energy density: electrostatic potential energy; kinetic energy; gravitational potential energy. Energy comes in two sorts here, kinetic energy and potential energy.

Water flows through this pipe

A, vBv_h2ddh
Flow from a wide section AA, through a narrow section BB, to a raised outlet of height hh.

Continuity of flow:

vB=vC(no cavitation),Av=constantv_B=v_C\quad\text{(no cavitation)},\qquad Av=\text{constant}
Δp=Δ(ρgh)\Delta p=-\Delta(\rho gh)

Pressure

Pressure in Bernoulli's equation is the pressure the walls and fluid experience. This is not “ram pressure” (conservation of momentum).

Bernoulli and Venturi effect

For constant total energy, low velocity means high pressure and high velocity means low pressure.

Δp=Δ ⁣(12ρv2)\Delta p=-\Delta\!\left(\frac12\rho v^2\right)

Please check 32kT\propto \tfrac32kT or vv.

high phigh v, low p
Fast air over a house roof gives lower pressure above; the roof may lift. Opening windows on the lee side helps equalise the pressure.

Building design → wind-tunnel effect. Windows can get sucked out of skyscrapers. Bernoulli's equation can only be applied to a continuous stream: flow vs. flux.

Poiseuille's law

η\eta is viscosity.

Q=8r4πηΔpΔLQ=\frac{8r^4}{\pi\eta}\frac{\Delta p}{\Delta L}
IV

Waves & Optics

IV · 01

Waves & Oscillations

Lab Hints

  • Do the lab and the theory.
  • Take lots of measurements.
  • Use graphs.
  • Do not merely list sources of error: say what you did to minimise them, calculate them, and show the calculations.
  • Write everything down; assume nothing.

Waves and Oscillation

Oscillation is caused by a restoring force that acts to return the system to its equilibrium position. Equilibrium occurs at a minimum of the potential energy.

U=Uminat equilibrium,F=dUdxU=U_{\min}\quad\text{at equilibrium},\qquad F=-\frac{dU}{dx}
x=0UFF
A stable equilibrium is a minimum of U(x). The restoring force points toward the minimum on either side.

Variables

The period T is the time for one complete oscillation. Frequency f, in hertz, is the number of cycles per second. The wavelength is λ.

T=1fT=\frac1f

Simple harmonic oscillator

F=kxF=-kx
ma=kxd2xdt2+kmx=0ma=-kx\quad\Longrightarrow\quad\frac{d^2x}{dt^2}+\frac{k}{m}x=0
x=x0cos(ωt+ϕ)x=x_0\cos(\omega t+\phi)

The amplitude x₀ and phase φ are arbitrary constants fixed by the initial conditions.

ω=km,ω=2πf\omega=\sqrt{\frac km},\qquad \omega=2\pi f

Simple harmonic motion: x, v, and a

x=x0cos(ωt+ϕ)x=x_0\cos(\omega t+\phi)
vx=x0ωsin(ωt+ϕ)v_x=-x_0\omega\sin(\omega t+\phi)
ax=x0ω2cos(ωt+ϕ)a_x=-x_0\omega^2\cos(\omega t+\phi)
xvatx₀−x₀
Position, velocity, and acceleration in SHM. Velocity is a quarter-cycle out of phase with position; acceleration is opposite to position.

Find the minima and maxima of x, v, and a from the phase relations.

Potential energy

dUdx=F=kx-\frac{dU}{dx}=F=-kx
0UdU=k0xxdx\int_0^U dU=k\int_0^x x\,dx
U=12kx2U=\frac12kx^2
U=12kx02cos2(ωt+ϕ)U=\frac12kx_0^2\cos^2(\omega t+\phi)

Energy in SHM

ET=U+KE_T=U+K
ET=12kx02cos2(ωt+ϕ)+12mx02ω2sin2(ωt+ϕ)E_T=\frac12kx_0^2\cos^2(\omega t+\phi)+\frac12mx_0^2\omega^2\sin^2(\omega t+\phi)
ω2=kmET=12kx02\omega^2=\frac km\quad\Longrightarrow\quad E_T=\frac12kx_0^2

Example: simple pendulum (angles below about 15°)

θlTmgmg sin θ (tangential)
Simple pendulum of length l displaced by angle θ. Tension is radial and the tangential restoring component of gravity is mg sin θ.
F=mgsinθF=-mg\sin\theta

For small angles, sin θ≈θ and x=lθ.

Fmgθ=mglxF\simeq-mg\theta=-\frac{mg}{l}x
k=mgl=mω2k=\frac{mg}{l}=m\omega^2
ω2=gl,ω=gl\omega^2=\frac gl,\qquad \omega=\sqrt{\frac gl}
f=12πgl,T=2πlgf=\frac1{2\pi}\sqrt{\frac gl},\qquad T=2\pi\sqrt{\frac lg}

Part 2: Waves

Waves transport energy or information without transporting matter.

Mechanical waves travel through an elastic medium. Particles in the medium experience no net displacement.

Types

In a transverse wave, particle displacement is perpendicular to the direction of energy transport. In a longitudinal wave, displacement and energy transport are parallel.

transverselongitudinal: compressions and rarefactions1D string2D pond ripples3D sound
Transverse and longitudinal waves, and one-, two-, and three-dimensional wavefronts.

Dimensional examples: a string carries a one-dimensional wave; pond ripples have two-dimensional circular wavefronts; sound has three-dimensional spherical wavefronts.

Wave variables include the direction of particle motion, dimension, periodicity (including finite wave packets), and the shape of wavefronts.

Travelling waves

y(x,t)=y0sin(kxωtϕ)(travelling left to right)y(x,t)=y_0\sin(kx-\omega t-\phi)\qquad(\text{travelling left to right})
k=2πλ,ω=2πfk=\frac{2\pi}{\lambda},\qquad \omega=2\pi f
v=λT=fλv=\frac\lambda T=f\lambda

This v is the velocity of a fixed phase of the wave.

Waves on a stretched string

v=Fμv=\sqrt{\frac F\mu}

F is the tension and μ is the linear mass density.

dKdt=12μω2y02vcos2(kxωt)\frac{dK}{dt}=\frac12\mu\omega^2y_0^2v\cos^2(kx-\omega t)
dEdt=μω2y02vcos2(kxωt)\frac{dE}{dt}=\mu\omega^2y_0^2v\cos^2(kx-\omega t)

Power and intensity

Pav=(dEdt)av=12μω2y02v(string)P_{\mathrm{av}}=\left(\frac{dE}{dt}\right)_{\mathrm{av}}=\frac12\mu\omega^2y_0^2v\qquad(\text{string})

Intensity is average power per unit area and is used for three-dimensional waves.

I=PavAI=\frac{P_{\mathrm{av}}}{A}

Example: firework

A=4πr2,I=Pav4πr2,I1r2A=4\pi r^2,\qquad I=\frac{P_{\mathrm{av}}}{4\pi r^2},\qquad I\propto\frac1{r^2}

Superposition and interference

When waves collide, the resultant displacement at any point is the sum of the individual displacements.

“You’re laughing now, but wait ’til you do the tube.”

Standing waves

A standing wave is the superposition of two waves with equal amplitude and frequency travelling in opposite directions. Nodes have zero displacement at all times; antinodes have maximum displacement.

nodesantinodeantinode
Standing-wave snapshots. Every curve passes through fixed nodes; the antinodes oscillate between the upper and lower envelopes.

Standing-wave equation

y(x,t)=(2y0sin(kx))cos(ωt)y(x,t)=\bigl(2y_0\sin(kx)\bigr)\cos(\omega t)

Placing nodes and antinodes

antinodes:kx=(n+12)π\text{antinodes:}\quad kx=\left(n+\frac12\right)\pi
nodes:kx=nπ\text{nodes:}\quad kx=n\pi

Reflections at a boundary

At a fixed boundary, a transverse wave is reflected with a phase change of π. At a free boundary, there is no phase change. At a fixed support the reflected force is the action–reaction partner.

fixed end: phase change πfree end: no phase change
Pulse reflection at fixed and free boundaries. The fixed-end reflection is inverted; the free-end reflection is not.

Resonance

For a resonator of length L with two fixed ends (for example a stretched string), an integer number of half-wavelengths fits in the length.

L=nλ2L=\frac{n\lambda}{2}

For one closed end and one open end (for example an organ pipe), only odd quarter-wavelengths occur.

L=(2n1)λ4L=\frac{(2n-1)\lambda}{4}

IV · 02

Geometrical Optics

Geometrical Optics 1 → Magic

Reflection, refraction, mirrors, and ray tracing.

Light is a wave, but wavelengths are so small that wave nature can be ignored (interference, diffraction). Light is a ray; rays travel in straight lines (particle model of light).

At a boundary: reflection, refraction, or absorption. With refraction (transmission), speed and therefore direction change. Wave speed depends on an inertial property and an elastic property.

θᵢθᵣ
Law of reflection.
θi=θr\theta_i=\theta_r

If vr<viv_r<v_i, the reflected wave is out of phase by π\pi (half a wavelength). If vr>viv_r>v_i, the reflected wave has no phase change.

Transmission is refraction (bending). Frequency does not change, with c=νλc=\nu\lambda.

θᵢθₜvᵢ, λᵢvₜ, λₜ
Refraction across a boundary, with the incident and transmitted angles measured from the normal.
sinθisinθt=vivt=λiλt=ntni\frac{\sin\theta_i}{\sin\theta_t}=\frac{v_i}{v_t}=\frac{\lambda_i}{\lambda_t}=\frac{n_t}{n_i}

Refractive index (for any wave)

ni=vvacuumvin_i=\frac{v_{\mathrm{vacuum}}}{v_i}
n1sinθ1=n2sinθ2(Snell’s law)n_1\sin\theta_1=n_2\sin\theta_2\qquad\text{(Snell's law)}

Example: apparent depth

air, n_a≈1water, n_breal objectapparent objecteye
An object under water appears shallower when viewed from air.

Check HRK and prove.

dapparent=dbnairnb=dbnbd_{\mathrm{apparent}}=d_b\frac{n_{\mathrm{air}}}{n_b}=\frac{d_b}{n_b}
dapparent,glass=dgnbngd_{\mathrm{apparent,glass}}=d_g\frac{n_b}{n_g}

Fermat's principle

A light ray travelling from one point to another follows a path such that the time required is a minimum or maximum compared to other paths.

dtdx=0=1cdLdx\frac{dt}{dx}=0=\frac1c\frac{dL}{dx}

Fermat's principle and the law of reflection

abxd−xθᵢθᵣ
Two-segment reflected path from heights aa and bb, separated horizontally by dd, meeting the mirror at distance xx.
L=a2+x2+b2+(dx)2L=\sqrt{a^2+x^2}+\sqrt{b^2+(d-x)^2}
dLdx=xa2+x2dxb2+(dx)2\frac{dL}{dx}=\frac{x}{\sqrt{a^2+x^2}}-\frac{d-x}{\sqrt{b^2+(d-x)^2}}
dLdx=0\frac{dL}{dx}=0
xa2+x2=dxb2+(dx)2\frac{x}{\sqrt{a^2+x^2}}=\frac{d-x}{\sqrt{b^2+(d-x)^2}}

The two sides are sinθi\sin\theta_i and sinθr\sin\theta_r, respectively.

sinθi=sinθr    θi=θr\sin\theta_i=\sin\theta_r\;\Longrightarrow\;\theta_i=\theta_r
  • Geometrical optics deals with formation of images using reflection (mirrors) and refraction (lenses).
  • Optical instruments can be understood using ray tracing.
  • Let's locate images.

Definitions

  • Objects: things that exist and are the source, direct or indirect, of light.
  • Images: what you see — light on the back of your retina.
  • Real images have light coming from them.
  • Virtual images do not have light coming from them.
  • Magnification: ratio of image size to object size; it can be greater than or less than one.

Plane mirrors

objectvirtual imageeye
Plane-mirror ray construction showing a virtual image behind the mirror.

Inversion is not real, as right-side up and down are not constant definitions.

Looking at yourself in a mirror: it is a virtual image.

If you are height hh, how long a mirror do you need to admire your entire gorgeous body at once?

Lmirror=12hL_{\mathrm{mirror}}=\frac12h

Multiple-image mirrors

P
Two plane mirrors meeting at an angle produce multiple virtual images of point PP.

Two plane mirrors at right angles → spastic movements.

Two parallel mirrors

Parallel mirrors produce repeated images, etc., etc.

Curved mirrors

With plane mirrors, m=i/ho=1m=i/h_o=1. Curved mirrors can give m>1m>1 or m<1m<1, depending on curvature and the position of the object. The image can be inverted.

Curvature and focal point

FCf=r/2
Parallel paraxial rays reflected by a concave mirror meet at the focus halfway to the centre of curvature.
f=r2,κ=1r(curvature)f=\frac{r}{2},\qquad \kappa=\frac1r\quad\text{(curvature)}

Curvature and focal plane

Off-axis parallel rays focus in the focal plane.

Ray diagrams: three useful systems

  1. Parallel rays from the object go through the focal point.
  2. A focal ray from the top of the object, through the focal point, comes back parallel to the axis.
  3. A radial ray from the top of the object through the centre of curvature is reflected back on itself.

Any two will find your image.

Use rulers.

CFreal, inverted, reduced
Concave-mirror construction with the object outside the centre of curvature, giving a real, inverted, reduced image.
Fvirtual, magnified, upright
Concave-mirror construction for an object between the focus and mirror, giving a virtual, upright, magnified image.

Calculating positions of images and objects

1s+1s=1f\frac1s+\frac1{s'}=\frac1f

For a concave mirror, ff is positive. For a convex mirror, ff is negative. If s>0s'>0, the image is on the same side as the object; if s<0s'<0, it is on the opposite side.

Magnification

m=ss(if s and s are on the same side)m=-\frac{s'}{s}\qquad\text{(if }s\text{ and }s'\text{ are on the same side)}
  • Positive mm: image is upright.
  • Negative mm: image is inverted.
  • m<1|m|<1: image reduced.
  • m>1|m|>1: image magnified.

Reflectors on a car are convex.

FCI
Convex-mirror construction. Reflected rays diverge and their extensions meet behind the mirror at a small, upright virtual image.

Geometrical Optics 2: Thin Lenses

Lenses

n1sinθ1=n2sinθ2n_1\sin\theta_1=n_2\sin\theta_2

Angles are measured from the normal.

Curvy surfaces

n₁n₂θ₁θ₂
Refraction at a spherical surface between refractive indices n1n_1 and n2n_2.
n1sinθ1=n2sinθ2n_1\sin\theta_1=n_2\sin\theta_2
PP′Cr
Paraxial imaging by one spherical refracting surface.
n1s+n2s=n2n1r\frac{n_1}{s}+\frac{n_2}{s'}=\frac{n_2-n_1}{r}

Sign conventions

  • ss' is positive if it is on the n2n_2 side (inside): these are real images.
  • ss is positive if it is on the outside, and negative if it is on the inside (incident and transmission side).
  • rr is positive for convex and negative for concave.

Thin lenses

Consider a double-convex lens; it refracts twice. Let the two surface-image distances be s1s_1' and s2s_2'.

PP′r₁r₂
A thin double-convex lens with two radii of curvature and object/image points.

Take into account both radii of curvature. In this double-convex case, r1r_1 is positive and r2r_2 is negative.

1s+1s=(n2n1)(1r11r2)\frac1s+\frac1{s'}=(n_2-n_1)\left(\frac1{r_1}-\frac1{r_2}\right)
1f=1s+1s(thin-lens equation)\frac1f=\frac1s+\frac1{s'}\qquad\text{(thin-lens equation)}
1f=(n1)(1r11r2)(lensmaker’s equation)\frac1f=(n-1)\left(\frac1{r_1}-\frac1{r_2}\right)\qquad\text{(lensmaker's equation)}
D=1f(diopters; f in metres)D=\frac1f\qquad\text{(diopters; }f\text{ in metres)}

For a double-concave lens: r1r_1 is negative and r2r_2 is positive.

f<0
A double-concave diverging lens.

Converging and diverging again (two focal points).

Ray tracing for lenses

  1. A parallel ray bends at the lens and goes through the second focal point.
  2. A focal ray through the object and first focal point emerges parallel to the axis.
  3. A central ray goes straight through.
1s+1s=1f\frac1s+\frac1{s'}=\frac1f
FFmagnified, inverted, real
Converging lens producing a magnified, inverted, real image.
FFvirtual, upright, reduced
Diverging lens producing a virtual, upright, reduced image.

Q. Why is the central ray not bent? Thin lens: the surfaces are parallel!

Magnification

M=ss=ioM=-\frac{s'}s=-\frac{i}{o}

Positive means upright. If m<1|m|<1, diminished; if m>1|m|>1, magnified.

We can produce real and virtual images. Draw a ray diagram, then do physical optics. Useful check of equations.

A lens is used to form an image on a screen. If the left half is covered, what happens? The image gets fainter, but is not changed.

Eyes — Gooo

ciliary muscleslens: variable focal lengthretina
The eye uses ciliary muscles to vary the focal length of its lens and form an image on the retina.
  • Produces an image on the retina.
  • Thicker for up close; thinner for far away.
  • Short vs long sighted.
  • Short sighted sees up close; long sighted can’t see up close.
  • People get long-sighted with age.

Combination of lenses (optical instruments)

Line up images in cascade.

For telescopes

=f1+f2(match focal points)\ell=f_1+f_2\qquad\text{(match focal points)}
objectiveeyepieceshared focal plane
Two-lens telescope: objective and eyepiece share a focal plane and produce parallel emerging light.
m=θ2θ1m=\frac{\theta_2}{\theta_1}
tanθ1=yf1,tanθ2=yf2\tan\theta_1=\frac{y}{f_1},\qquad \tan\theta_2=\frac{y}{f_2}

For small angles, sinθtanθθ\sin\theta\approx\tan\theta\approx\theta.

m=f1f2m=\frac{f_1}{f_2}

Reflecting telescopes

viewing area
A reflecting telescope uses a large concave primary mirror and a small secondary mirror to direct light into the viewing area.

Advantages: no chromatic aberration; they are stronger and simpler (easier to make).

With lenses, different wavelengths travel at different speeds.

IV · 03

Physical Optics

Physical optics

Light is an EM wave.

Doesn’t need a medium; it’s a coupled electric and magnetic field.

They are created by oscillating charges.

Always travels at the same speed, c=3×108ms1c=3\times10^8\,\mathrm{m\,s^{-1}}, in vacuum, and slower in other stuff.

Light transports energy and momentum — transverse wave.

v=1εμv=\frac{1}{\sqrt{\varepsilon\mu}}

Light & Electricity & Magnetism

Travelling EE and BB fields are perpendicular to each other and to the direction of motion (in a vacuum).

2yx2=1v22yt2wave equation (a=v)\frac{\partial^2y}{\partial x^2}=\frac{1}{v^2}\frac{\partial^2y}{\partial t^2}\qquad\text{wave equation }(a=v)
2Ex2=1c22Et2\frac{\partial^2E}{\partial x^2}=\frac{1}{c^2}\frac{\partial^2E}{\partial t^2}

One solution:

E(x,t)=E0sin(kxωt)=Re(E0ei(kxωtπ/2))E(x,t)=E_0\sin(kx-\omega t)=\operatorname{Re}\left(E_0e^{i(kx-\omega t-\pi/2)}\right)
B(x,t)=B0sin(kxωt)=Re(B0ei(kxωtπ/2))B(x,t)=B_0\sin(kx-\omega t)=\operatorname{Re}\left(B_0e^{i(kx-\omega t-\pi/2)}\right)
ω=ck,k=2πλ,ω=2πT\omega=ck,\qquad k=\frac{2\pi}{\lambda},\qquad \omega=\frac{2\pi}{T}

Intensity (irradiance)

I=cε02E02=c2μ0B02(note the square)I=\frac{c\varepsilon_0}{2}E_0^2=\frac{c}{2\mu_0}B_0^2\qquad\text{(note the square)}

What we see.

Light propagation — Huygens’s construction

Wavelets that propagate.

new wavefront
Successive points on a wavefront emit circular wavelets; their envelope forms the new wavefront.

Approaching apertures

big: mostly flatsmall: spherical
A large aperture produces mostly flat emerging wavefronts; a small aperture produces more nearly spherical wavefronts.

Spreading \to diffraction when small.

Refraction is bending through mediums.

Rays vs waves

Wavefronts are perpendicular to rays.

Mirrors/lens = geometric optics.

interference
Rays emerge from a point source perpendicular to concentric wavefronts. A second sketch marks overlap as interference.

Waves interacting with each other — superposition.

y(x,t)=iyi(x,t)y(x,t)=\sum_i y_i(x,t)

Any waveform can be built up from a set of simple waves (Fourier analysis — a useful technique).

Fourier synthesis — making nice sounds.

Waves with the same amplitude and velocity

y1=Asin(kxωt),y2=Asin(kxωt+ϕ)y_1=A\sin(kx-\omega t),\qquad y_2=A\sin(kx-\omega t+\phi)
y=y1+y2=Asin(kxωt)+Asin(kxωt+ϕ)y=y_1+y_2=A\sin(kx-\omega t)+A\sin(kx-\omega t+\phi)
y=2Acos(ϕ2)sin(kxωt+ϕ2)y=2A\cos\left(\frac{\phi}{2}\right)\sin\left(kx-\omega t+\frac{\phi}{2}\right)

Constant amplitude.

sinA+sinB=2sin(A+B2)cos(AB2)\sin A+\sin B=2\sin\left(\frac{A+B}{2}\right)\cos\left(\frac{A-B}{2}\right)

Or go complex

reiθ=r(cosθ+isinθ)re^{i\theta}=r(\cos\theta+i\sin\theta)
sinθ=Im(eiθ),cosθ=Re(eiθ)\sin\theta=\operatorname{Im}(e^{i\theta}),\qquad \cos\theta=\operatorname{Re}(e^{i\theta})
y1=Asin(kxωt)=Acos(π2kx+ωt)y_1=A\sin(kx-\omega t)=A\cos\left(\frac{\pi}{2}-kx+\omega t\right)
y1=Re(Aei(π/2kx+ωt))y_1=\operatorname{Re}\left(Ae^{i(\pi/2-kx+\omega t)}\right)
y2=Re(Aei(π/2kx+ωt+ϕ))y_2=\operatorname{Re}\left(Ae^{i(\pi/2-kx+\omega t+\phi)}\right)
y1+y2=Re[Aei(π/2kx+ωt)+Aei(π/2kx+ωt+ϕ)]y_1+y_2=\operatorname{Re}\left[Ae^{i(\pi/2-kx+\omega t)}+Ae^{i(\pi/2-kx+\omega t+\phi)}\right]
y1+y2=Re[(A1eiα1+A2eiα2)eiωt]y_1+y_2=\operatorname{Re}\left[(A_1e^{i\alpha_1}+A_2e^{i\alpha_2})e^{i\omega t}\right]

The bracketed amplitude is constant with respect to tt and can be generalised.

The real part is important; it is what we can see.

sinθ=eiθeiθ2i\sin\theta=\frac{e^{i\theta}-e^{-i\theta}}{2i}

So what does it look like?

y=2Acos(ϕ2)sin(kxωt+ϕ2)y=2A\cos\left(\frac{\phi}{2}\right)\sin\left(kx-\omega t+\frac{\phi}{2}\right)
  • If ϕ=0\phi=0, y=2Asin(kxωt)y=2A\sin(kx-\omega t): constructive interference.
  • If ϕ=π\phi=\pi, y=0y=0: total destructive interference.
  • If ϕ\phi is something in between, the frequency is the same and the peaks are halfway in between.
φ = 0φ = π: destructiveintermediate φ
Three sketches compare in-phase addition, total cancellation at phase π\pi, and partial interference at an intermediate phase.

Coherence

Coherent light maintains a constant phase relation; ϕ(t)\phi(t) is constant.

For observable interference patterns, light needs to be coherent because human eyes are too slow to see otherwise.

Phase difference from path difference

Two sources are in phase, but distance is different.

path difference = λφ = 2π
Two coherent point sources emit circular wavefronts. At a marked observation point the paths differ by one wavelength, giving a 2π2\pi phase difference and constructive interference.

Distance left source to spot = 4λ4\lambda; right source to spot = 3λ3\lambda.

ϕ=2πwhen path difference=λ\phi=2\pi\qquad\text{when path difference}=\lambda

Areas with nλn\lambda out of phase give constructive interference.

Twin slits — light and electrons

Monochromatic light.

θdlP
A coherent source illuminates two slits separated by dd. Rays to a distant point PP make angle θ\theta; for ldl\gg d, the path difference is dsinθd\sin\theta.
path difference=dsinθ(ld)\text{path difference}=d\sin\theta\qquad(l\gg d)

If ldl\gg d, put a lens in the way (Bragg’s law note).

constructive interference:nλ=dsinθ\text{constructive interference:}\quad n\lambda=d\sin\theta
destructive interference:(n+12)λ=dsinθ\text{destructive interference:}\quad \left(n+\frac12\right)\lambda=d\sin\theta

If you decrease dd, θ\theta increases (wider fringes).

If you increase ll, θ\theta is the same (smaller fringes).

One slit covered: only diffraction effects.

Pairs of variables that vary inversely to each other; e.g. Heisenberg uncertainty principle:

ΔpΔx2\Delta p\,\Delta x\geq\frac{\hbar}{2}

What about the intensity?

How bright are they going to be?

IE2I\propto E^2
ET=E1+E2E_T=E_1+E_2
E1(t)=E1,0sin(ωt)E_1(t)=E_{1,0}\sin(\omega t)
E2(t)=E2,0sin(ωt+ϕ)E_2(t)=E_{2,0}\sin(\omega t+\phi)

Phasors: hooray!!!

A way of representing rotating or oscillating vectors.

E(t)=E0sin(ωt)E(t)=E_0\sin(\omega t): a rotating vector of length E0E_0 rotates with frequency ω\omega around the origin.

E₀ωtE₁
A phasor of length E0E_0 at angle ωt\omega t; its vertical projection gives E1=E0sin(ωt)E_1=E_0\sin(\omega t).

Let’s add vectors! On the next page…

E₀E₀E_Tφ
Two equal phasors E0E_0 separated by phase ϕ\phi add tip-to-tail to a resultant ETE_T. The half-angle construction gives a cosine rule.

Or cosine rule:

ET=2E0cos(ϕ2)E_T=2E_0\cos\left(\frac{\phi}{2}\right)

Phase difference ϕ\phi?

ϕ2π=dsinθλ\frac{\phi}{2\pi}=\frac{d\sin\theta}{\lambda}
ϕ=2πdsinθλ\phi=\frac{2\pi d\sin\theta}{\lambda}

Path length over wavelength.

ET=2E0sin(ωt+ϕ2)cos(ϕ2)E_T=2E_0\sin\left(\omega t+\frac{\phi}{2}\right)\cos\left(\frac{\phi}{2}\right)

Projection.

IE2I\propto E^2
IθI0=Eθ2E02\frac{I_\theta}{I_0}=\frac{E_\theta^2}{E_0^2}
Iθ=I0(2E0cosϕ2)2E02I_\theta=I_0\frac{\left(2E_0\cos\frac{\phi}{2}\right)^2}{E_0^2}
Iθ=4I0cos2(ϕ2)I_\theta=4I_0\cos^2\left(\frac{\phi}{2}\right)
Iθ=4I0cos2(πdsinθλ)\boxed{I_\theta=4I_0\cos^2\left(\frac{\pi d\sin\theta}{\lambda}\right)}

Physical optics 2 — More interference & refraction

Diffraction grating

Large number of closely spaced slits, 10,000 or more, spaced a few micrometres apart.

Consider light incident on NN slits, width dd. At θ=0\theta=0, ϕ=0\phi=0.

θdpath difference = d sin θ
Parallel rays from adjacent slits separated by dd leave at angle θ\theta; their path difference is dsinθd\sin\theta.
bright spot at θ=0:IN2I0\text{bright spot at }\theta=0:\quad I\propto N^2I_0
dsinθ=mλd\sin\theta=m\lambda

NN doesn’t affect position of maxima, but affects intensity.

How wide are the maxima, or the minima? Shapes of the pattern? Very.

Ix
The many-slit intensity pattern has narrow, regularly spaced principal maxima.

Phasors

For dark of two slits, equal phasors are opposite: ϕ=π\phi=\pi.

For three slits, three equal phasors close a triangle: ϕ=2π/3\phi=2\pi/3.

For 4 slits

4 slits: φ = π/25 slits: φ = 2π/54π/5 step
Equal phasors for four and five slits form closed polygons at destructive interference. A star construction shows the equivalent phase step 4π/54\pi/5 for five slits.

For N slits

ϕ=2πmN\phi=\frac{2\pi m}{N}
Principal maxima are narrow and evenly spaced for many slits.

First minimum

dsinθλ=ϕ2π\frac{d\sin\theta}{\lambda}=\frac{\phi}{2\pi}
ϕ=2πdsinθλ\phi=\frac{2\pi d\sin\theta}{\lambda}
ϕ=2πN\phi=\frac{2\pi}{N}
sinδθ=λdN\sin\delta\theta=\frac{\lambda}{dN}
sinδθδθ\sin\delta\theta\simeq\delta\theta

To get a sharper peak, increase NN.

δθ=λNd\delta\theta=\frac{\lambda}{Nd}

Making a spectroscope

Use a grating to make a spectrometer.

dsinθ=mλd\sin\theta=m\lambda

dd is fixed; θ\theta varies with λ\lambda. Depending on dd, might get an overlap.

A grating spectrometer uses a transmission grating, or a reflection grating (like a CD).

Spectroscopy is used for atoms.

Generally more accurate than prism spectroscopy.

Angular separation of two ends of the visible spectrum

For white light and a grating of 10,000 lines/cm, d=106md=10^{-6}\,\mathrm{m}. Red λ700nm\lambda\simeq700\,\mathrm{nm}; blue λ400nm\lambda\simeq400\,\mathrm{nm}.

blue:sinθ=mλd=400×109106=0.4θ0.41rad\text{blue:}\quad \sin\theta=\frac{m\lambda}{d}=\frac{400\times10^{-9}}{10^{-6}}=0.4\Rightarrow\theta\simeq0.41\,\mathrm{rad}
red:sinθ=mλd=700×109106=0.7θ0.77rad\text{red:}\quad \sin\theta=\frac{m\lambda}{d}=\frac{700\times10^{-9}}{10^{-6}}=0.7\Rightarrow\theta\simeq0.77\,\mathrm{rad}
Δθ0.36rad\Delta\theta\simeq0.36\,\mathrm{rad}

Dispersion

Ratio of angular separation to wavelength separation gives a limit to accuracy of λ\lambda.

dsinθ=mλ,D=dθdλd\sin\theta=m\lambda,\qquad D=\frac{d\theta}{d\lambda}
ddθ(dsinθ)=ddλ(mλ)\frac{d}{d\theta}(d\sin\theta)=\frac{d}{d\lambda}(m\lambda)
ddθdλcosθ=md\frac{d\theta}{d\lambda}\cos\theta=m
D=dθdλ=mdcosθ(not dependent on N)D=\frac{d\theta}{d\lambda}=\frac{m}{d\cos\theta}\qquad\text{(not dependent on }N\text{)}

For spectrometer: small DD [note points toward] small mm and large dd.

Transmitted waves — Refraction

n1n2=v2v1=sinθ2sinθ1=λ2λ1\frac{n_1}{n_2}=\frac{v_2}{v_1}=\frac{\sin\theta_2}{\sin\theta_1}=\frac{\lambda_2}{\lambda_1}

When you use a prism, you get a rainbow because nn is dependent on λ\lambda.

Frequency does not change (depends on source). Only vv and λ\lambda change.

θ₁θ₂n₁n₂
A ray crosses an interface from index n1n_1 to n2n_2, with incident and refracted angles measured from the normal.

Critical angle at which everything is reflected (nothing is transmitted):

sinθc=n2n1(only for n2<n1)\sin\theta_c=\frac{n_2}{n_1}\qquad\text{(only for }n_2<n_1\text{)}

Perfect transmission, as with optical fibres.

Thin films — interference & diffraction

tair n₁film n₂glass n₃reflection
Two reflected rays from a film of thickness tt: one reflects at the top boundary and one after traveling down and back through the film. The optical path difference is 2t2t multiplied by the film’s refractive-index factor.

If n1<n2n_1<n_2, then v2<v1v_2<v_1 and the reflected wave acquires ϕ=π\phi=\pi.

If n3>n2n_3>n_2, the second reflection also acquires ϕ=π\phi=\pi.

path difference=2t\text{path difference}=2t

For constructive interference:

mλ1=2tn2n1m\lambda_1=2t\frac{n_2}{n_1}
λ2=λ1n1n2\lambda_2=\lambda_1\frac{n_1}{n_2}

n1=n3n_1=n_3, n2<n3n_2<n_3: “as in a soap bubble in air.”

Δφ = πΔφ = 0air, n₁film, n₂air, n₃t
At a soap film in air, the top reflection undergoes a π\pi phase change while the lower reflection does not. The second ray also travels twice through the film thickness tt.
ϕ=π,phase-equivalent path difference=λ2\phi=\pi,\qquad \text{phase-equivalent path difference}=\frac{\lambda}{2}
path difference=2t+λ2=mλ\text{path difference}=2t+\frac{\lambda}{2}=m\lambda
2t=mλλ2=λ2(2m1)2t=m\lambda-\frac{\lambda}{2}=\frac{\lambda}{2}(2m-1)
t=14(2m1)λfor constructive interferencet=\frac{1}{4}(2m-1)\lambda\qquad\text{for constructive interference}

But λ=λ1/n2\lambda=\lambda_1/n_2, so:

t=λ14n2(2m1)t=\frac{\lambda_1}{4n_2}(2m-1)

Anti-reflection coatings prevent visible light from reflecting and glaring in photos.

So you get destructive or constructive interference.

Interferometers

Michelson interferometer

light sourcemirrormovable mirrortelescoped₁d₂beam splittercompensator plate
Michelson interferometer: light from a source reaches a 45° beam splitter. One arm of length d1d_1 ends at a fixed mirror; the perpendicular arm of length d2d_2 ends at a movable mirror. The returning beams recombine and are observed with a telescope. A compensator plate matches the glass traversed by the two paths.

Beam splitter:

  • Internal reflection: Δϕ=0\Delta\phi=0.
  • External reflection: Δϕ=π\Delta\phi=\pi.

Use a compensator plate.

d2d1=path differenced_2-d_1=\text{path difference}

At d2d1=0d_2-d_1=0: destructive.

As d2d1d_2-d_1 increases, the pattern changes.

Δ(d2d1)=λ4constructive\Delta(d_2-d_1)=\frac{\lambda}{4}\quad\Rightarrow\quad\text{constructive}

Can measure as small as λ/4\lambda/4!

And also glass phase difference / velocity difference due to thickness.

IV · 04

Diffraction

Physical optics III — Diffraction

Diffraction occurs when waves curve around an object or aperture whose size is similar to the wavelength of the light. Waves spread out.

Huygens' principle

Every point on a wavefront acts as a source of secondary wavelets; their envelope is the new wavefront.

new wavefront
Huygens construction: secondary circular wavelets advance from points on a plane wavefront, and their common envelope forms the next wavefront.

When waves pass a large object there is a shadow behind it. When waves pass a small object there is no simple shadow, but an interference pattern forms where the diffracted waves meet again.

An interference pattern caused by diffraction around an object or through an aperture is a diffraction pattern.

X-ray diffraction through a crystal structure can be used to determine crystal structure and spacing. Reflection from an object comparable to the wavelength gives way to diffraction.

Example: a person behind a tree may be heard but not seen.

X-ray diffraction

mλ=2dsinθBragg’s law\boxed{m\lambda=2d\sin\theta}\qquad\text{Bragg's law}

Single-slit diffraction

For a slit of width DD, pair each wavelet in the top half with one in the bottom half. At the first minimum each pair differs in path by half a wavelength and interferes destructively.

The single slit therefore has minima at:

Dsinθ=mλD\sin\theta=m\lambda
Dsinθ=λfirst minimum\boxed{D\sin\theta=\lambda}\qquad\text{first minimum}

The diffraction pattern has a broad central maximum with successively weaker side maxima.

Fraunhofer diffraction

Fraunhofer diffraction applies when LDL\gg D, as opposed to Fresnel diffraction. A lens can be used to produce the far-field pattern at a finite distance.

DLθ
Fraunhofer single-slit geometry and its broad central diffraction maximum.
p.d.=Δxsinθ\mathrm{p.d.}=\Delta x\sin\theta
p.d.λ=Δϕ2π\frac{\mathrm{p.d.}}\lambda=\frac{\Delta\phi}{2\pi}
Δϕ=2πΔxsinθλ\boxed{\Delta\phi=\frac{2\pi\Delta x\sin\theta}{\lambda}}

If θ\theta is small, or LDL\gg D, the electric-field amplitude contributed by each equal strip of the slit is the same; call it ΔE0\Delta E_0.

Phasors

At the central intensity maximum, Δϕ=0\Delta\phi=0, so all NN equal phasors lie in the same direction and add directly.

E=NΔE0E=N\Delta E_0

At the first minimum, the phasors wrap through one complete turn and close, so the resultant field is zero. At the second minimum they wrap through two complete turns and again close.

E=0at each minimumE=0\qquad\text{at each minimum}
central maximumfirst minimumsecond minimum
Phasor sums at the central maximum and first two minima.

What about a point somewhere in between, for an arbitrary total phase difference ϕ\phi? The phasors form an arc.

ϕ=dϕ=2πDsinθλ,ϕ2=πDsinθλ\phi=\int d\phi=\frac{2\pi D\sin\theta}{\lambda},\qquad \frac\phi2=\frac{\pi D\sin\theta}{\lambda}

If the phasor arc has radius RR, arc length EmE_m, and chord EθE_\theta, then:

R=Emϕ,sinϕ2=Eθ2RR=\frac{E_m}{\phi},\qquad \sin\frac\phi2=\frac{E_\theta}{2R}
Eθ=2Rsinϕ2=2Emϕsinϕ2E_\theta=2R\sin\frac\phi2=\frac{2E_m}{\phi}\sin\frac\phi2
Eθ=Emsin(ϕ/2)ϕ/2\boxed{E_\theta=E_m\frac{\sin(\phi/2)}{\phi/2}}
IθIm=(EθEm)2=[sin(ϕ/2)ϕ/2]2\boxed{\frac{I_\theta}{I_m}=\left(\frac{E_\theta}{E_m}\right)^2=\left[\frac{\sin(\phi/2)}{\phi/2}\right]^2}
ϕ=2πDsinθλ\phi=\frac{2\pi D\sin\theta}{\lambda}

This agrees with the minima condition: Dsinθ=mλD\sin\theta=m\lambda makes sin(ϕ/2)=0\sin(\phi/2)=0.

Single-slit diffraction intensity: a dominant central maximum with much smaller side maxima.

The single-slit envelope is much more severe than the twin-slit modulation.

Twin-slit interference

Iθ=4I0cos2(ϕ2),ϕ=2πdsinθλI_\theta=4I_0\cos^2\left(\frac\phi2\right),\qquad \phi=\frac{2\pi d\sin\theta}{\lambda}

Combine interference and diffraction

Iθ=4I0cos2(ϕint2)[sin(ϕdiff/2)ϕdiff/2]2\boxed{I_\theta=4I_0\cos^2\left(\frac{\phi_{\mathrm{int}}}{2}\right)\left[\frac{\sin(\phi_{\mathrm{diff}}/2)}{\phi_{\mathrm{diff}}/2}\right]^2}
ϕint=2πdsinθλ,ϕdiff=2πDsinθλ\phi_{\mathrm{int}}=\frac{2\pi d\sin\theta}{\lambda},\qquad \phi_{\mathrm{diff}}=\frac{2\pi D\sin\theta}{\lambda}

The observed twin-slit fringes are modulated by the single-slit diffraction envelope: a convolution of the two effects.

Diffraction by a circular aperture

Telescopes and microscopes use lenses, so point sources such as stars produce diffraction patterns. Lens improvements cannot eliminate this limit, although computational processing can help.

A circular aperture produces an Airy disk surrounded by rings. Its first minimum is approximately:

sinθ1.22λd\boxed{\sin\theta\approx1.22\frac\lambda d}

Resolution and Rayleigh's criterion

αc=sin1(1.22λd)1.22λdfor small angles\boxed{\alpha_c=\sin^{-1}\left(1.22\frac\lambda d\right)\approx1.22\frac\lambda d}\qquad\text{for small angles}

Two images are just resolved when the maximum of one Airy pattern lies at the first minimum of the other.

Improving resolving power

α1.22λd\alpha\approx1.22\frac\lambda d
  • For telescopes, increase the aperture diameter dd.
  • For microscopes, use a smaller wavelength, for example electrons.
λ=hp,p=Ec=hνc=hλ\lambda=\frac hp,\qquad p=\frac Ec=\frac{h\nu}{c}=\frac h\lambda

Resolving power of a diffraction grating

δθ=λNdcosθ\delta\theta=\frac{\lambda}{Nd\cos\theta}

This is the fringe width: the angular distance from a central maximum to its next minimum.

R=λδλresolving powerR=\frac\lambda{\delta\lambda}\qquad\text{resolving power}
dθdλ=mdcosθ\frac{d\theta}{d\lambda}=\frac{m}{d\cos\theta}
δθ=λNdcosθ=mδλdcosθ\delta\theta=\frac{\lambda}{Nd\cos\theta}=\frac{m\,\delta\lambda}{d\cos\theta}
R=Nm\boxed{R=Nm}

NN is the number of slits, and m=1,2,3,m=1,2,3,\ldots is the diffraction order.

IV · 05

Polarisation

Physical optics IV — Polarisation

EBdirection of propagation
An electromagnetic wave consists of mutually perpendicular electric and magnetic transverse waves, each perpendicular to the propagation direction.

The electric and magnetic waves are perpendicular transverse waves, and both are perpendicular to the direction of propagation.

Most light is unpolarised because of the nature of its source: the electric-field direction varies among all transverse directions.

All waves from antennas, produced by oscillating charges, are polarised: there is a preferred direction for E\mathbf E.

How to make polarised light

  • Absorption
  • Reflection
  • Scattering (sunlight)
  • Birefringence

1) Absorption — sheets of Polaroid

Long, thin wires or long-chain molecules arranged in parallel absorb light whose electric field is parallel to the chains, and transmit light whose electric field is perpendicular to them.

parallel conductorstransmitted E
A sheet of parallel conducting chains absorbs the component of the incident electric field parallel to the chains and transmits the perpendicular component.

The chains absorb electric fields parallel to themselves because the field exerts a force on their free electrons.

Intensity: what intensity of light is transmitted?

Resolve an incident field EE at angle θ\theta into components EcosθE\cos\theta and EsinθE\sin\theta relative to the transmission axis.

E12+E22=E2E_1^2+E_2^2=E^2

For unpolarised light, the two orthogonal components are equal on average:

E12=E22,E2=2E12,E1=E2E_1^2=E_2^2,\qquad E^2=2E_1^2,\qquad E_1=\frac E{\sqrt2}
IaI0=(E/2E)2=12\frac{I_a}{I_0}=\left(\frac{E/\sqrt2}{E}\right)^2=\frac12
12π02π(Esinθ)2dθ=E22\frac1{2\pi}\int_0^{2\pi}\left(E\sin\theta\right)^2d\theta=\frac{E^2}{2}
Ia=I02\boxed{I_a=\frac{I_0}{2}}

What about two polarisers?

θ\theta is the angle between the two axes.

E=E02cosθE_{\parallel}=\frac{E_0}{\sqrt2}\cos\theta
I1I0=(E0cosθ/2)2E02=cos2θ2\frac{I_1}{I_0}=\frac{\left(E_0\cos\theta/\sqrt2\right)^2}{E_0^2}=\frac{\cos^2\theta}{2}

I0I_0 = prepolarised-light intensity.

unpolarised E₀E₀/√2axis θE₀ cosθ/√2
Two polarisers: the first selects a vertical component and the second transmits its projection on an axis at angle θ.

3 polarisers

After the first polariser the field amplitude is E0/2E_0/\sqrt2. A second axis at angle θ\theta gives E0cosθ/2E_0\cos\theta/\sqrt2; a third axis separated by ϕ\phi gives E0cosθcosϕ/2E_0\cos\theta\cos\phi/\sqrt2.

IRI0=cos2θcos2ϕ2\boxed{\frac{I_R}{I_0}=\frac{\cos^2\theta\cos^2\phi}{2}}
E₀E₀/√2E₀ cosθ/√2φθ + φ axis
Successive projections through three polariser axes.

Useful for…

  • Sunglasses — remove glare (which is itself polarised).
  • Stress studies of structures: use light, or polarised neutrons if the structure is not transparent.
  • LCD displays on older mobile phones.

2) Reflection

Reflected light is partly polarised. The angle of reflection equals the angle of incidence.

Brewster's angle

At Brewster's angle the reflected and refracted rays are perpendicular, and the reflected light is completely polarised.

θ1+θ2=90\theta_1+\theta_2=90^\circ
n1sinθ1=n2sinθ2n_1\sin\theta_1=n_2\sin\theta_2
n2n1=sinθ1sin(90θ1)=sinθ1cosθ1\frac{n_2}{n_1}=\frac{\sin\theta_1}{\sin(90^\circ-\theta_1)}=\frac{\sin\theta_1}{\cos\theta_1}
n2n1=tanθ1\boxed{\frac{n_2}{n_1}=\tan\theta_1}
n₁n₂θ₁θ₂completely polarised90°
Brewster geometry: reflected and refracted rays meet at a right angle.

Since reflected light is polarised, which way should sunglasses be made?

Transmission axis vertically, so you block reflected light.

3) Scattering (light in the sky)

Light causes oscillation in the perpendicular plane, and so can be transmitted like that.

incoming lightair moleculepartially polarisedsome is transmittedno oscillation in z direction possible
Polarisation by scattering from an air molecule.

Linear polarisation (E is constant)

fixed E-plane
A linearly polarised wave has its electric field confined to one fixed plane.

Birefringence (double refraction)

The speed of light depends on the refractive index, which depends on the wavelength of the light.

For birefringent materials, nn depends on the polarisation direction of the light.

Therefore components of the electric field travel at different speeds (with different wavelengths) in the material, e.g. calcite.

Two different waves: one wave propagates with velocity c/noc/n_o, where non_o is independent of direction. The extraordinary wave has an nen_e that varies with direction and has a maximum value of non_o parallel to the optic axis.

  • non_o: ordinary.
  • nen_e: extraordinary.
  • For the perpendicular case, ne<non_e<n_o and ve>vov_e>v_o.
unpolarisednₒnₑoptic axis paralleloptic axis perpendicularnₑ < nₒ, vₑ > vₒ
Calcite separates an unpolarised incident beam into ordinary and extraordinary rays; the optic-axis orientation controls their relative propagation.

The result is a single beam of elliptically polarised light.

E=E0(ωt)+E0(ωt+ϕ)E=E_0(\omega t)+E_0(\omega t+\phi)

The components are now out of phase. Their sum gives an EE that rotates around an ellipse; EE makes one complete rotation in time 2π/ω2\pi/\omega.

  • If ϕ=0\phi=0 or nπn\pi, the result is a straight line: linearly polarised light.
  • If ϕ=π/2\phi=\pi/2 (or an equivalent multiple), the result is circularly polarised light.
ellipticalcirculartime →
Phase-shifted perpendicular field components trace an ellipse; the quarter-cycle case traces a circle.

We want a quarter-cycle phase change. How thick must the birefringent material be?

no=λairλo,ne=λairλen_o=\frac{\lambda_{\rm air}}{\lambda_o},\qquad n_e=\frac{\lambda_{\rm air}}{\lambda_e}
No=tλo=tnoλair,Ne=tλe=tneλairN_o=\frac{t}{\lambda_o}=\frac{tn_o}{\lambda_{\rm air}},\qquad N_e=\frac{t}{\lambda_e}=\frac{tn_e}{\lambda_{\rm air}}
tnoλair=tneλair+14\frac{tn_o}{\lambda_{\rm air}}=\frac{tn_e}{\lambda_{\rm air}}+\frac14
t(none)=λair4t(n_o-n_e)=\frac{\lambda_{\rm air}}4
t=λair4(none)\boxed{t=\frac{\lambda_{\rm air}}{4(n_o-n_e)}}
toptic axesquarter-wave phase
Quarter-wave plate of thickness t, with its optic axes resolving the incident field into components.

What determines whether we get left- or right-handed circularly polarised light?

It depends which component comes out ahead.

At an intermediate angle, ne<non_e<n_o and ve>vov_e>v_o. The image can rotate around the other way.

linear inputintermediate optic-axis anglee: aheado: behind
The fast extraordinary component emerges ahead of the ordinary component, fixing the handedness of the rotating resultant.

IV · 06

Waves

Beats

Two frequencies that are close enough go in and out of phase and produce beats.

y1=Acosω1t,y2=Acosω2ty_1=A\cos\omega_1t,\qquad y_2=A\cos\omega_2t
y=y1+y2=A(cosω1t+cosω2t)y=y_1+y_2=A(\cos\omega_1t+\cos\omega_2t)
y=2Acos(ωavet)cos(ωdifft)\boxed{y=2A\cos(\omega_{\rm ave}t)\cos(\omega_{\rm diff}t)}
ωave=12(ω1+ω2),ωdiff=12(ω1ω2)\omega_{\rm ave}=\frac12(\omega_1+\omega_2),\qquad \omega_{\rm diff}=\frac12(\omega_1-\omega_2)

The beat frequency heard is ω1ω2|\omega_1-\omega_2| in angular-frequency units: there are two loud beats per cycle of the signed cosine envelope.

f₁f₂sum with beat envelope
Two nearby sinusoidal frequencies and their amplitude-modulated sum.

Proof

cos(a+b)=cosacosbsinasinb\cos(a+b)=\cos a\cos b-\sin a\sin b
cos(ab)=cosacosb+sinasinb\cos(a-b)=\cos a\cos b+\sin a\sin b
cos(a+b)+cos(ab)=2cosacosb\cos(a+b)+\cos(a-b)=2\cos a\cos b
a+b=ω1t,ab=ω2ta+b=\omega_1t,\qquad a-b=\omega_2t
a=(ω1+ω2)t2,b=(ω1ω2)t2a=\frac{(\omega_1+\omega_2)t}{2},\qquad b=\frac{(\omega_1-\omega_2)t}{2}

Doppler effect

Apparent shift of frequency due to relative motion between observer and source. Let vv be the speed of sound.

Moving source toward a stationary observer:

T=1ν,λ=λvsν=λ(1vsv)T=\frac1\nu,\qquad \lambda'=\lambda-\frac{v_s}{\nu}=\lambda\left(1-\frac{v_s}{v}\right)
λν=v\lambda'\nu'=v
ν=νvvvs\boxed{\nu'=\nu\frac{v}{v-v_s}}

For a source moving away, replace vvsv-v_s by v+vsv+v_s.

Moving observer toward a stationary source:

v=v+vov'=v+v_o
ν=vλ=νv+vov\nu'=\frac{v'}\lambda=\nu\frac{v+v_o}{v}

For two moving bodies, with signs chosen relative to the propagation direction:

ν=νv+vovvs\boxed{\nu'=\nu\frac{v+v_o}{v-v_s}}
sourceobservervₛ →← vₒ
A moving source compresses wavefronts ahead and spreads them behind; a moving observer changes the rate at which wavefronts arrive.
νair=νvvvs,ν=νairvvov\nu'_{\rm air}=\nu\frac{v}{v-v_s},\qquad \nu'=\nu'_{\rm air}\frac{v-v_o}{v}
ν=νvvovvs(with respect to the chosen direction)\boxed{\nu'=\nu\frac{v-v_o}{v-v_s}}\qquad\text{(with respect to the chosen direction)}

Multislit interference

η\eta (see flute problem).

Peak width depends on NN.

phasor additionN large: narrow peaksmaller N
Many equally spaced contributions add as rotating phasors; constructive alignment gives a narrow principal peak whose width decreases as N grows.
V

Electricity & Magnetism

V · 01

Electric Circuits

DC Circuits

What is an electric circuit? Transfer of electrical energy through a current around a loop.

Current ii: flow of positive charge.

cellloadi →
A simple cell-and-load loop transfers energy electrically.
1 A=1 Cs1(charge/time)1\ \mathrm{A}=1\ \mathrm{C\,s^{-1}}\qquad\text{(charge/time)}

Voltage VV is an electric potential (intensive).

Ohm's law

V=iRV=iR

RR is resistance, a proportionality constant, measured in ohms (Ω\Omega).

1 V=1 AΩ,1 Ω=1 JsC21\ \mathrm{V}=1\ \mathrm{A\,\Omega},\qquad 1\ \Omega=1\ \mathrm{J\,s\,C^{-2}}

Resistors take electrical energy from a circuit → heat. Two resistor symbols are shown: a zig-zag and a rectangle.

This is a cell (DC source of EMF). Potential =ε=\varepsilon, constant.

εR
Ideal cell of emf ε\varepsilon driving a resistor RR.
I=εRI=\frac{\varepsilon}{R}

For two resistors

εR₁R₂
A cell ε\varepsilon with two resistors R1R_1 and R2R_2.

Kirchhoff's laws

  1. Charge is conserved: charge into a junction equals charge out of a junction.
  2. The sum of potentials around a loop is zero: conservation of energy; no perpetual motion.
i1+i2=i3+i4i_1+i_2=i_3+i_4
loopVi=0\sum_{\mathrm{loop}}V_i=0
U=qVU=qV

Back to the problem: resistors in series

VV1V2=0V-V_1-V_2=0
Vi(R1+R2)=0V-i(R_1+R_2)=0
V=i(R1+R2)V=i(R_1+R_2)

Equivalent to a single resistor:

RT=R1+R2(series)R_T=R_1+R_2\qquad\text{(series)}

Resistors in parallel

i1=VR1,i2=VR2,i=i1+i2i_1=\frac{V}{R_1},\qquad i_2=\frac{V}{R_2},\qquad i=i_1+i_2
VRT=VR1+VR2\frac{V}{R_T}=\frac{V}{R_1}+\frac{V}{R_2}
1RT=1R1+1R2(parallel)\frac1{R_T}=\frac1{R_1}+\frac1{R_2}\qquad\text{(parallel)}

Power in circuits is dissipated by components

Energy transfer:

U=qVU=qV

Units:

P=Js1P=\mathrm{J\,s^{-1}}
V=JC1V=\mathrm{J\,C^{-1}}
I=Cs1I=\mathrm{C\,s^{-1}}
 P=VI\therefore\ P=VI
VRV_R
A cell of voltage VV drives a resistor RR, across which the voltage is VRV_R.
U=q(VVR)U=q(V-V_R)
dUdt=dqdtVR\frac{dU}{dt}=\frac{dq}{dt}V_R
P=iVRP=iV_R

Using VR=iRV_R=iR:

P=i2RP=i^2R

Using i=VR/Ri=V_R/R:

P=VR2RP=\frac{V_R^2}{R}

With one resistor:

P=i2R=V2RP=i^2R=\frac{V^2}{R}

For two equal resistors in series, RT=2RR_T=2R, so the power is less:

P=V22RP=\frac{V^2}{2R}

You can redraw anything as long as it is the same!

For two equal resistors in parallel, each has the set voltage VV, so:

series: total 2RRRVparallel: same VRRV
Two equal resistors in series have total resistance 2R2R; in parallel, both branches have the same applied voltage VV.
PT=V2R+V2R=2V2R(double)P_T=\frac{V^2}{R}+\frac{V^2}{R}=\frac{2V^2}{R}\qquad\text{(double)}

Often voltages are set, not currents.

Measurements

A voltmeter measures voltage in volts. It is placed in parallel with the element being measured.

V
A voltmeter is connected in parallel across a resistor.

The ideal voltmeter has Rvoltmeter=R_{\mathrm{voltmeter}}=\infty, so it draws no current. Real measurements are not perfectly accurate.

An ammeter measures current in amperes (amps). It is connected in series.

Ai →
An ammeter is connected in series with a resistor.

The ideal ammeter has resistance 00, but a real one is only pretty close.

Real power supply (internal resistance)

εrV
A real source is modeled as an ideal emf ε\varepsilon in series with internal resistance rr.

For an ideal supply, r=0r=0. In old batteries, rr is very big.

If measured with no current, V=εV=\varepsilon, since no power is being dissipated.

RT=r+RR_T=r+R
i=εr+Ri=\frac{\varepsilon}{r+R}

If rr is similar to RR, lots of power is dissipated in the battery.

Veff=εVr=εirV_{\mathrm{eff}}=\varepsilon-V_r=\varepsilon-ir
Veff=ε(1rR+r)=εRR+rV_{\mathrm{eff}}=\varepsilon\left(1-\frac{r}{R+r}\right)=\varepsilon\frac{R}{R+r}

A network can either be reduced by finding the effective resistance or solved by putting a current loop in every hole on a plane. Two loop currents i1i_1 and i2i_2 give shared-branch current i1i2i_1-i_2.

R₃R₂R₄R₁i₁i₂
Two-loop resistor network used for Kirchhoff equations.
V(i1i2)R1i1R3=0V-(i_1-i_2)R_1-i_1R_3=0
i2R2i2R4+(i1i2)R1=0-i_2R_2-i_2R_4+(i_1-i_2)R_1=0

Let's use matrices!

i1(R1+R3)i2R1=Vi_1(R_1+R_3)-i_2R_1=V
i1R1+i2(R1+R2+R4)=0-i_1R_1+i_2(R_1+R_2+R_4)=0
[R1+R3R1R1R1+R2+R4][i1i2]=[V0]\begin{bmatrix}R_1+R_3&-R_1\\-R_1&R_1+R_2+R_4\end{bmatrix}\begin{bmatrix}i_1\\i_2\end{bmatrix}=\begin{bmatrix}V\\0\end{bmatrix}

Transients — there once, then not again; pre-equilibrium

Capacitor

A capacitor stores charge against a potential-energy difference (electric field). Farads.

VC=qCV_C=\frac{q}{C}

Inductor

An inductor stores energy in a magnetic field. Henries. Same use in AC.

VL=LdIdtV_L=L\frac{dI}{dt}

Equivalent combinations

Cseries=(i1Ci)1C_{\mathrm{series}}=\left(\sum_i\frac1{C_i}\right)^{-1}
Cparallel=iCiC_{\mathrm{parallel}}=\sum_iC_i
Lseries=iLiL_{\mathrm{series}}=\sum_iL_i
Lparallel=(i1Li)1L_{\mathrm{parallel}}=\left(\sum_i\frac1{L_i}\right)^{-1}

An RC circuit

VCRi →
Series RC charging circuit with source VV, resistor RR, capacitor CC, charge qq, and current ii.
ViRqC=0V-iR-\frac{q}{C}=0
i=dqdti=\frac{dq}{dt}
Rdqdt=VqCR\frac{dq}{dt}=V-\frac{q}{C}
dqVq/C=dtR\frac{dq}{V-q/C}=\frac{dt}{R}
0qdqVq/C=0tdtR\int_0^q\frac{dq}{V-q/C}=\int_0^t\frac{dt}{R}
ln(CVq)ln(CV)=tRC\ln(CV-q)-\ln(CV)=-\frac{t}{RC}
CVqCV=et/(RC)\frac{CV-q}{CV}=e^{-t/(RC)}
CVq=CVet/(RC)CV-q=CVe^{-t/(RC)}
q=CV(1et/(RC))q=CV\left(1-e^{-t/(RC)}\right)
VC=qC=V(1et/(RC))V_C=\frac{q}{C}=V\left(1-e^{-t/(RC)}\right)
τ=RC(time constant)\tau=RC\qquad\text{(time constant)}

The time constant says how long it takes to charge to 67%. If the time constant is small, it charges fast, and vice versa.

qtCV0.678CVτ
Capacitor charge rises exponentially toward CVCV, reaching about 0.678CV0.678\,CV at t=τt=\tau.

Remove battery

q=CV(et/τ1)q=CV\left(e^{-t/\tau}-1\right)

An RL circuit

VLR
Series RL circuit driven by a source VV.
ViRLdidt=0V-iR-L\frac{di}{dt}=0
didt=ViRL\frac{di}{dt}=\frac{V-iR}{L}
diV/Ri=RLdt\frac{di}{V/R-i}=\frac{R}{L}\,dt
ln ⁣(V/RIV/R)=tL/R\ln\!\left(\frac{V/R-I}{V/R}\right)=-\frac{t}{L/R}
τ=LR\tau=\frac{L}{R}
I=VR(1et/τ)I=\frac{V}{R}\left(1-e^{-t/\tau}\right)
ItV/R
Current in a driven RL circuit rises exponentially toward V/RV/R.

Remove battery

RLI →
After removing the battery, the inductor and resistor remain in a closed loop.
I=VR(et/τ1)I=\frac{V}{R}\left(e^{-t/\tau}-1\right)
It
Current decays exponentially after the battery is removed.

Energy stored in capacitor

VC=qCV_C=\frac{q}{C}
dU=Vdq=qCdqdU=V\,dq=\frac{q}{C}\,dq
U=dU=0qqCdq=12q2C=12CV2U=\int dU=\int_0^q\frac{q'}{C}\,dq'=\frac{1}{2}\frac{q^2}{C}=\frac{1}{2}CV^2
q
A capacitor with charge qq marked on one plate.

Energy stored in inductor

V=LdidtV=L\frac{di}{dt}
dU=Vdq=Ldidtdq,dqdt=idU=V\,dq=L\frac{di}{dt}\,dq,\qquad \frac{dq}{dt}=i
dU=LididU=Li\,di
U=12Li2U=\frac{1}{2}Li^2

LC circuit: Oscillatory

RLC circuit \to LC circuit.

CL
Resonant LC circuit: a capacitor and an inductor connected in one loop, with the indicated current direction.

Resonant circuit.

qC+Ldidt=0\frac{q}{C}+L\frac{di}{dt}=0
qC+Ld2qdt2=0\frac{q}{C}+L\frac{d^2q}{dt^2}=0
d2qdt2=qLC\frac{d^2q}{dt^2}=-\frac{q}{LC}
ω2=1LC\omega^2=\frac{1}{LC}
ω=1LC=(LC)1/2\omega=\frac{1}{\sqrt{LC}}=(LC)^{-1/2}
(m+ρwktρwV)gV(ρwk)m+ρkt=a\frac{\bigl(m+\rho_wkt-\rho_wV\bigr)g-V(\rho_wk)}{m+\rho kt}=a

Ouch!

With circuit, use Kirchhoff!

Assessments

  • 2nd week labs — together with lab exams, approximately 40%.
  • Lab exams.
  • Week 1 exam — approximately 5–10%.
  • Week 2 exam.
  • FSE — the exams and FSE together approximately 60%.

V · 02

Electrostatics

Unit: Electrostatics

From Electrics & Statics.

Charge: conserved quantity.

  • Property of particles.
  • Two types: positive or negative.
  • Measured in coulombs (C).

Fundamental unit of charge: charge on an electron.

e=1.6×1019Ce=-1.6\times10^{-19}\,\mathrm{C}

Charges affect each other, i.e. a force exists.

+++
Like charges repel and unlike charges attract; the note adds that positive and negative signs can be treated with mathematics.

Coulomb’s law

E=q4πε01r2r^\vec E=\frac{q}{4\pi\varepsilon_0}\frac{1}{r^2}\hat r

ε0\varepsilon_0 = permittivity of free space (deals with electrics).

F=q24πε01d2|\vec F|=\frac{q^2}{4\pi\varepsilon_0}\frac{1}{d^2}

For twice the separation:

F2=14F1|\vec F_2|=\frac{1}{4}|\vec F_1|

But what about an intensive property respective to only one charge?

Fq=E=q4πε01r2r^\frac{\vec F}{q}=\vec E=\frac{q}{4\pi\varepsilon_0}\frac{1}{r^2}\hat r

Hence directions: away from a positive charge and toward a negative charge.

Vector addition of electric fields

minimumprinciple of superposition
Field lines from two nearby charges combine by the principle of superposition; cancellation produces a minimum-field point between the sources.

Principle of superposition.

If a test charge is placed in a field, the initial force is tangent to the field lines.

How to draw a field line

  • Start at positive charge or infinity.
  • End at negative charge or infinity.
  • Field lines never cross.
  • Always hit things at 9090^\circ.
  • Where field lines are closer, force is stronger.
F1r2which is like radiant intensityF\propto\frac{1}{r^2}\qquad\text{which is like radiant intensity}
+electric dipole (lines close together)
Electric-dipole field lines leave the positive charge and terminate on the nearby negative charge; the lines close together between the charges.

Conductors

Conductors allow flow of charge. So put one in an EE-field.

+++E = 0 inside
Field lines meet a conductor normally. Free charge rearranges and clusters on the surface until the internal electric field cancels.

None clustered [inside].

F=qEF=qE

Internal charge carriers cancel out the internal electric field.

Therefore no EE-field in a conductor normally.

Et=i14πε0qiri2r^i\vec E_t=\sum_i\frac{1}{4\pi\varepsilon_0}\frac{q_i}{r_i^2}\hat r_i

For lots of charges? Up to five, perhaps.

Continuous distribution

  • ρ\rho for volume charge density.
  • σ\sigma for surface charge density.
  • λ\lambda for linear charge density.

Sum after Coulomb’s law \to integral.

Flux

Flux \to flow of stuff through other stuff.

Flux tells you how much is going straight across.

Area vector n^\hat n points outwards of a closed area.

dAE
A field crosses an oriented surface element dAdA; its contribution is the component normal to the surface.
Φ=FA\Phi=\vec F\cdot\vec A

For bulk:

Φ=AFn^dA\Phi=\iint_A\vec F\cdot\hat n\,dA

Let’s use symmetry.

Φ=FAcosθdA\Phi=F\iint_A\cos\theta\,dA

For gravitation

Agn^dA=4πGMenc\oiint_A\vec g\cdot\hat n\,dA=-4\pi G M_{\mathrm{enc}}

For charge (electric fields): Gauss’s law

AEn^dA=qencε0\boxed{\oiint_A\vec E\cdot\hat n\,dA=\frac{q_{\mathrm{enc}}}{\varepsilon_0}}

Useful with symmetry. So look for constant EE and θ\theta, pull EE out, and it works well.

AEn^dA=0(net flux=0)\oiint_A\vec E\cdot\hat n\,dA=0\qquad(\text{net flux}=0)

Not very useful [when the Gaussian surface encloses no net charge].

Point charge

qrE ∥ n̂
A spherical Gaussian surface of radius rr surrounds a point charge qq; E\vec E is radial and parallel to n^\hat n.
AEn^dA=qencε0\oiint_A\vec E\cdot\hat n\,dA=\frac{q_{\mathrm{enc}}}{\varepsilon_0}
EAdA=qε0E\oiint_A dA=\frac{q}{\varepsilon_0}
E(4πr2)=qε0E(4\pi r^2)=\frac{q}{\varepsilon_0}
E=14πε0qr2r^ta-da!\boxed{\vec E=\frac{1}{4\pi\varepsilon_0}\frac{q}{r^2}\hat r}\qquad\text{ta-da!}

A line charge

End caps must be on, but EdA=0\vec E\cdot d\vec A=0 at the end caps.

Any net field comes out either end [radially through the cylindrical side].

rλlength l
A cylindrical Gaussian surface of radius rr and length ll surrounds a line charge of density λ\lambda.
qenc=λlq_{\mathrm{enc}}=\lambda l
AEn^dA=λlε0\oiint_A\vec E\cdot\hat n\,dA=\frac{\lambda l}{\varepsilon_0}
E(2πrl)=λlε0E(2\pi rl)=\frac{\lambda l}{\varepsilon_0}
E=14πε02λrr^\boxed{\vec E=\frac{1}{4\pi\varepsilon_0}\frac{2\lambda}{r}\hat r}

The interior of mass / charge

r₁r₂
A Gaussian sphere of radius r1r_1 lies inside a uniformly charged sphere of radius r2r_2.

Inside:

ρ4πr33ε0=AEdA\rho\frac{4\pi r^3}{3\varepsilon_0}=\oiint_A\vec E\cdot d\vec A
E=ρr3ε0r^\vec E=\frac{\rho r}{3\varepsilon_0}\hat r

Outside:

E=14πε0ρ43πR3r2r^\vec E=\frac{1}{4\pi\varepsilon_0}\frac{\rho\frac{4}{3}\pi R^3}{r^2}\hat r
E=ρR33ε0r2r^\boxed{\vec E=\frac{\rho R^3}{3\varepsilon_0r^2}\hat r}

If Gaussian surface goes through conductor

q−q inner+q outerE = 0
A charge qq in the cavity of a hollow conducting sphere induces q-q on the inner surface and +q+q on the outer surface; inside the conductor, E=0E=0 and the Gaussian flux is zero.
E=0,Φ=0,qenc=0E=0,\qquad \Phi=0,\qquad q_{\mathrm{enc}}=0

Induced negative charge on the inside.

Φ=AEn^dA\Phi=\oiint_A\vec E\cdot\hat n\,dA

Total charge on the outer surface is +q+q.

A hollow conducting sphere has no effect on interior charge.

Dipole

F=0,τ0\sum\vec F=0,\qquad \sum\vec\tau\neq0
τ=r×F=d2qE+d2qE\vec\tau=\vec r\times\vec F=\frac{d}{2}qE+\frac{d}{2}qE
τ=qdE\sum\vec\tau=qd\,\vec E

Dipole moment:

p=qd\vec p=q\vec d
τ=p×E\vec\tau=\vec p\times\vec E

Energy

Minimum is when the dipole and field are parallel.

U=pEU=-\vec p\cdot\vec E
U=qdEcosθU=-qdE\cos\theta

EM II — Potential Energies & Potentials

E\vec E is a multidimensional gradient:

E=V\vec E=-\nabla V
U=FdsU=-\int\vec F\cdot d\vec s
U=qEds=q(Eds)U=-\int q\vec E\cdot d\vec s=q\left(-\int\vec E\cdot d\vec s\right)

The quantity in parentheses is an intensive scalar quantity.

U=qVU=qV

UU is potential energy; VV is potential (sometimes called voltage).

It’s a path integral, so route doesn’t matter because [the electric field is conservative].

Example: point charge

E=14πε0qr2r^\vec E=\frac{1}{4\pi\varepsilon_0}\frac{q}{r^2}\hat r
V=rEds=rq4πε0r2drV=-\int_{\infty}^{r}\vec E\cdot d\vec s=-\int_{\infty}^{r}\frac{q}{4\pi\varepsilon_0r^2}\,dr
V=[q4πε01r]r=14πε0qrV=\left[\frac{q}{4\pi\varepsilon_0}\frac{1}{r}\right]_{\infty}^{r}=\frac{1}{4\pi\varepsilon_0}\frac{q}{r}

Scalar, so just add!

V=q4πε0dq4πε0lV=\frac{q}{4\pi\varepsilon_0d}-\frac{q}{4\pi\varepsilon_0l}

Equipotentials

equipotentials
Equipotential curves around a charge and around a two-charge configuration. Zero potential does not imply zero electric field because E=V\vec E=-\nabla V.

Zero potential does not mean zero electric field, since:

E=V(a gradient)\vec E=-\nabla V\qquad\text{(a gradient)}
1 dimension:E=dVdxx^\text{1 dimension:}\quad \vec E=-\frac{dV}{dx}\hat x
3 dimensions:E=Vxx^Vyy^Vzz^\text{3 dimensions:}\quad \vec E=-\frac{\partial V}{\partial x}\hat x-\frac{\partial V}{\partial y}\hat y-\frac{\partial V}{\partial z}\hat z

Somewhat easier to find electric potential than electric field.

Capacitors — stores charge

Consider two parallel finite plates. The sides cancel out (no electric field); use a Gaussian pillbox with bottom area AA.

+ + + + + +− − − − − −dGaussian boxE
Two oppositely charged parallel plates separated by dd, with a Gaussian pillbox crossing one plate. The field between the plates is uniform.
AEdA=qε0\oiint_A\vec E\cdot d\vec A=\frac{q}{\varepsilon_0}
EA=qε0EA=\frac{q}{\varepsilon_0}
E=qAε0k^\boxed{\vec E=\frac{q}{A\varepsilon_0}\hat k}
Uq=V=Eds\frac{U}{q}=V=-\int\vec E\cdot d\vec s
V=qAε0dV=-\frac{q}{A\varepsilon_0}d
q=VAε0dq=V\frac{A\varepsilon_0}{d}

Proportionality constant CC:

C=Aε0dC=\frac{A\varepsilon_0}{d}

For two different plates

Consider common area.

q=CVq=CV
U=qVU=qV
dU=Vdq=qCdqdU=V\,dq=\frac{q}{C}\,dq
U=qCdqU=\int\frac{q}{C}\,dq
Umax=12q2C=12CV2\boxed{U_{\max}=\frac{1}{2}\frac{q^2}{C}=\frac{1}{2}CV^2}

If we want to store ridiculously large charge (huge capacitor), we can’t change AA and dd much, so we change ε0\varepsilon_0. So we need a dielectric.

A dielectric

+q−q++++applied E
An applied electric field aligns molecular dipoles. Bound surface charge appears on the dielectric, reducing the electric field inside for the same free charge.

We apply an EE-field; the dipoles line up.

It reduces the EE-field inside, which reduces the potential for the same charge.

When dipoles align, it’s called polarization.

Because of internal cancelling there is just a net surface charge.

P\vec P: dipole moment (a net dipole moment).

Surface charge:

σ=Pn^(sort of a flux)\sigma=\vec P\cdot\hat n\qquad\text{(sort of a flux)}

Linear dielectrics

P=χε0E\vec P=\chi\varepsilon_0\vec E
+ + + +− − − −−q_b+q_bE_real
A polarized dielectric between plates has bound surface charge qbq_b. A Gaussian surface encloses free charge minus bound charge.
σ=Pn^=χε0E\sigma=\vec P\cdot\hat n=\chi\varepsilon_0E
qbound=Aχε0Eq_{\mathrm{bound}}=A\chi\varepsilon_0E
ErealA=qqbε0=qε0AχErealE_{\mathrm{real}}A=\frac{q-q_b}{\varepsilon_0}=\frac{q}{\varepsilon_0}-A\chi E_{\mathrm{real}}
Ereal(1+χ)=qAε0E_{\mathrm{real}}(1+\chi)=\frac{q}{A\varepsilon_0}
Ereal=E1+χE_{\mathrm{real}}=\frac{E}{1+\chi}
εr=1+χ=κ\varepsilon_r=1+\chi=\kappa
V=Eds=E1+χz^ds=qdε0κAV=-\int\vec E\cdot d\vec s=-\int\frac{E}{1+\chi}\,\hat z\cdot d\vec s=\frac{qd}{\varepsilon_0\kappa A}
q=CV=ε0κAdVq=CV=\frac{\varepsilon_0\kappa A}{d}V
 C=κε0Ad\therefore\ C=\frac{\kappa\varepsilon_0A}{d}

Back to dipoles

p=qdp=qd
+rdθ
Observation point at distance rr from the dipole center; the two charges are separated by dd, with angle θ\theta to the dipole axis.

Use potentials.

V+=14πε0qr2+d24rdcosθV_+=\frac{1}{4\pi\varepsilon_0}\frac{q}{\sqrt{r^2+\frac{d^2}{4}-rd\cos\theta}}
V=14πε0qr2+d24+rdcosθV_-=\frac{1}{4\pi\varepsilon_0}\frac{-q}{\sqrt{r^2+\frac{d^2}{4}+rd\cos\theta}}
V=q4πε0[1r2+d24rdcosθ1r2+d24+rdcosθ]V=\frac{q}{4\pi\varepsilon_0}\left[\frac{1}{\sqrt{r^2+\frac{d^2}{4}-rd\cos\theta}}-\frac{1}{\sqrt{r^2+\frac{d^2}{4}+rd\cos\theta}}\right]

For rdr\gg d, the correction is not very big.

Vq4πε0r2(1+d2rcosθ1+d2rcosθ)V\simeq\frac{q}{4\pi\varepsilon_0r^2}\left(1+\frac{d}{2r}\cos\theta-1+\frac{d}{2r}\cos\theta\right)

Using (1+x)1/21+x/2(1+x)^{1/2}\simeq1+x/2.

Vqdcosθ4πε0r2V\simeq\frac{qd\cos\theta}{4\pi\varepsilon_0r^2}

Dot product:

V=pr^4πε0r2V=\frac{\vec p\cdot\hat r}{4\pi\varepsilon_0r^2}
E=V\vec E=-\nabla V
E=Vrr^1rVθθ^\vec E=-\frac{\partial V}{\partial r}\hat r-\frac{1}{r}\frac{\partial V}{\partial\theta}\hat\theta
E=qd4πε0r3(2cosθr^+sinθθ^)\boxed{\vec E=\frac{qd}{4\pi\varepsilon_0r^3}\left(2\cos\theta\,\hat r+\sin\theta\,\hat\theta\right)}

V · 03

Magnetostatics

Magnets

Bar magnets

For a charge qq moving with velocity v\mathbf v, the electric and magnetic forces are:

FE=qE\mathbf F_E=q\mathbf E
FB=qv×B\mathbf F_B=q\,\mathbf v\times\mathbf B
F=q(E+v×B)Lorentz force law\boxed{\mathbf F=q\left(\mathbf E+\mathbf v\times\mathbf B\right)}\qquad\text{Lorentz force law}

A magnetic field cannot do work. Why? Because FBv\mathbf F_B\perp\mathbf v.

W=Fds=0W=\int \mathbf F\cdot d\mathbf s=0
+B into page
A positive charge entering a magnetic field directed into the page follows a curved path because the magnetic force remains perpendicular to its velocity.

This still holds under relativistic transformations (Maxwell's equations).

There are no magnetic monopoles. The Earth's geographic north pole is magnetically a south pole, and vice versa.

A stable magnetic field is produced by a constant flow of charge.

Force on a current-carrying wire

Let nen_e be the number density of charge carriers, NeN_e the number of electrons in a wire segment of area AA and length \ell, and vd\mathbf v_d their drift velocity.

Ne=neA,q=eNe=eneAN_e=n_eA\ell,\qquad q=-eN_e=-en_eA\ell
i=dqdt=eneAvdi=\frac{dq}{dt}=-en_eA v_d
F=eNevd×B=eneA(vd×B)\sum\mathbf F=-eN_e\,\mathbf v_d\times\mathbf B=-en_eA\ell\left(\mathbf v_d\times\mathbf B\right)
F=i×B\boxed{\mathbf F=i\,\boldsymbol\ell\times\mathbf B}

The direction follows the right-hand rule.

A current-carrying wire produces a magnetic field

Law of Biot and Savart

dB=μ04πid×r^r2\boxed{d\mathbf B=\frac{\mu_0}{4\pi}\frac{i\,d\boldsymbol\ell\times\hat{\mathbf r}}{r^2}}
μ0=4π×107 Hm1(permeability of free space)\mu_0=4\pi\times10^{-7}\ \mathrm{H\,m^{-1}}\qquad\text{(permeability of free space)}

This is a differential law.

Pdrθdℓ
Geometry used to integrate the Biot–Savart law for an infinite straight wire.
r=dsinθ,=rcosθ=dcotθ,d=dsin2θdθr=\frac d{\sin\theta},\qquad \ell=r\cos\theta=d\cot\theta,\qquad d\ell=-\frac d{\sin^2\theta}\,d\theta
B=μ0i4π0πsinθdr2=μ0i4πd0πsinθdθB=\frac{\mu_0i}{4\pi}\int_{0}^{\pi}\frac{\sin\theta\,|d\ell|}{r^2}=\frac{\mu_0i}{4\pi d}\int_0^\pi\sin\theta\,d\theta
B=μ0i2πd\boxed{|\mathbf B|=\frac{\mu_0i}{2\pi d}}

Force between two parallel conductors

For two parallel wires separated by distance dd, the field of wire 1 at wire 2 is B1=μ0i1/(2πd)B_1=\mu_0i_1/(2\pi d).

F2=i2B1=i2μ0i12πdF_2=i_2\ell B_1=i_2\ell\frac{\mu_0i_1}{2\pi d}
F=μ02πi1i2d\boxed{\frac F\ell=\frac{\mu_0}{2\pi}\frac{i_1i_2}{d}}

Ampère's law (deal with symmetry!)

SBd=μ0ienc\boxed{\oint_S\mathbf B\cdot d\boldsymbol\ell=\mu_0 i_{\mathrm{enc}}}

To find B\mathbf B, symmetry is needed.

  • If Bd\mathbf B\parallel d\boldsymbol\ell, the dot-product factor is 1.
  • If Bd\mathbf B\perp d\boldsymbol\ell, the dot-product factor is 0.
  • A zero circulation need not mean that the field is zero at every point: this is part of the non-ideal nature of reality.

Straight wire

Bd=Bd=B(2πr)=μ0i\oint\mathbf B\cdot d\boldsymbol\ell=B\oint d\ell=B(2\pi r)=\mu_0i
B=μ0i2πr(the same result as before)\boxed{B=\frac{\mu_0i}{2\pi r}}\qquad\text{(the same result as before)}

Consider a solenoid

LAmpèrian loop
Ampèrian rectangle through an ideal long solenoid; the exterior field is taken as zero and the end contributions vanish.

Use more turns to obtain more enclosed current. For an ideal long solenoid, B=0B=0 outside; the end contributions cancel (equivalently, Bd=0\mathbf B\cdot d\boldsymbol\ell=0). Edge effects are ignored.

BL=μ0ienc,ienc=NiBL=\mu_0 i_{\mathrm{enc}},\qquad i_{\mathrm{enc}}=Ni
B=μ0iNLB=\frac{\mu_0iN}{L}

Let n=N/Ln=N/L be the number of turns per unit length.

B=μ0in\boxed{B=\mu_0in}

The ideal result does not depend on the solenoid radius.

Magnetic dipoles

A bar magnet with north and south poles has the same external field form as a current loop.

Field on the axis of a circular loop

RzrP
Circular current loop of radius R and an axial observation point a distance z from its centre.
r=R2+z2,cosθ=Rr=RR2+z2r=\sqrt{R^2+z^2},\qquad \cos\theta=\frac Rr=\frac R{\sqrt{R^2+z^2}}
B=μ0i4πdcosθr2=μ0i4π2πR2(R2+z2)3/2B=\frac{\mu_0i}{4\pi}\int\frac{d\ell\cos\theta}{r^2}=\frac{\mu_0i}{4\pi}\frac{2\pi R^2}{\left(R^2+z^2\right)^{3/2}}
B=μ0iR22(R2+z2)3/2\boxed{B=\frac{\mu_0iR^2}{2\left(R^2+z^2\right)^{3/2}}}

Dipole moment

μ=NiA\boldsymbol\mu=Ni\mathbf A

If a dipole is placed in a magnetic field:

τ=μ×B(principle of the electric motor)\boldsymbol\tau=\boldsymbol\mu\times\mathbf B\qquad\text{(principle of the electric motor)}
U=μB(potential energy stored in a magnetic dipole)U=-\boldsymbol\mu\cdot\mathbf B\qquad\text{(potential energy stored in a magnetic dipole)}

V · 04

Alternating Current

Alternating current

The voltage source varies sinusoidally with time.

V=V0cosωtV=V_0\cos\omega t
Re(eiθ)=cosθ,V=V0eiωt\operatorname{Re}\left(e^{i\theta}\right)=\cos\theta,\qquad V=V_0e^{i\omega t}

The physical voltage is not really complex; its real part is used. The current varies with the same angular frequency:

I=I0ei(ωt+ϕ)I=I_0e^{i(\omega t+\phi)}

Inductor

VL=LdIdt=iωLIV_L=L\frac{dI}{dt}=i\omega LI
ZL=iωL(phase shift π/2)\boxed{Z_L=i\omega L}\qquad\text{(phase shift }\pi/2\text{)}

Capacitor

VC=qC,dVCdt=1Cdqdt=ICV_C=\frac qC,\qquad \frac{dV_C}{dt}=\frac1C\frac{dq}{dt}=\frac IC
q=Idt=I0iωei(ωt+ϕ)q=\int I\,dt=\frac{I_0}{i\omega}e^{i(\omega t+\phi)}
VC=IiωC=iIωCV_C=\frac I{i\omega C}=-\frac{iI}{\omega C}
ZC=iωC\boxed{Z_C=-\frac{i}{\omega C}}

Resistor

V=IR,ZR=RV=IR,\qquad \boxed{Z_R=R}

Redefine Ohm's law as:

V=IZZ=impedance (AC resistance)\boxed{V=IZ}\qquad Z=\text{impedance (AC resistance)}

Reactance

XL=ωL,XC=1ωC,XR=RX_L=\omega L,\qquad X_C=\frac1{\omega C},\qquad X_R=R

Reactance puts the current out of phase with the voltage. Impedances can be added like resistances in series and parallel, and Kirchhoff's laws still apply.

Let's draw pretty pictures!

RωL−1/(ωC)Zφ
Impedance phasor diagram: resistance lies on the real axis, inductive reactance upward, capacitive reactance downward, and the vector sum is Z.
ϕ=0ωL=1ωCω2=1LC\phi=0\quad\Longrightarrow\quad \omega L=\frac1{\omega C}\quad\Longrightarrow\quad \omega^2=\frac1{LC}
V0eiωt=I0ei(ωt+ϕ)Z,V0=I0ZV_0e^{i\omega t}=I_0e^{i(\omega t+\phi)}Z,\qquad V_0=I_0|Z|

LR series circuit

VVRVL=0V-V_R-V_L=0
V0eiωt=I0ei(ωt+ϕ)(R+iωL)V_0e^{i\omega t}=I_0e^{i(\omega t+\phi)}(R+i\omega L)
R+iωL=R2+ω2L2eitan1(ωL/R)R+i\omega L=\sqrt{R^2+\omega^2L^2}\,e^{i\tan^{-1}(\omega L/R)}
I=V0R2+ω2L2ei(ωttan1(ωL/R))\boxed{I=\frac{V_0}{\sqrt{R^2+\omega^2L^2}}e^{i\left(\omega t-\tan^{-1}(\omega L/R)\right)}}

With more inductance, the current lags farther behind the voltage.

RC circuit

VIRIZC=0V-IR-IZ_C=0
V0eiωt=I(RiωC)V_0e^{i\omega t}=I\left(R-\frac{i}{\omega C}\right)
V0=I0Z,I0=V0R2+1ω2C2V_0=I_0|Z|,\qquad I_0=\frac{V_0}{\sqrt{R^2+\frac1{\omega^2C^2}}}
ϕI=tan1(1ωRC)=tan1(1ωRC)\phi_I=-\tan^{-1}\left(-\frac1{\omega RC}\right)=\tan^{-1}\left(\frac1{\omega RC}\right)
I=V0R2+1ω2C2ei(ωt+tan1(1/ωRC))\boxed{I=\frac{V_0}{\sqrt{R^2+\frac1{\omega^2C^2}}}e^{i\left(\omega t+\tan^{-1}(1/\omega RC)\right)}}

Current leads the voltage in a mostly capacitive circuit.

Mnemonic: ELI the ICE man. Here E\mathcal E is the EMF (voltage).

Power dissipated in a circuit

P=IVP=IV

The average must be taken using the real sinusoidal quantities.

Pavg=V0I0T0Tcosωtcos(ωt+ϕ)dtP_{\mathrm{avg}}=\frac{V_0I_0}{T}\int_0^T\cos\omega t\,\cos(\omega t+\phi)\,dt
cosAcosB=12[cos(AB)+cos(A+B)]\cos A\cos B=\frac12\left[\cos(A-B)+\cos(A+B)\right]
Pavg=V0I02T0T[cosϕ+cos(2ωt+ϕ)]dtP_{\mathrm{avg}}=\frac{V_0I_0}{2T}\int_0^T\left[\cos\phi+\cos(2\omega t+\phi)\right]dt
Pavg=V0I02cosϕ\boxed{P_{\mathrm{avg}}=\frac{V_0I_0}{2}\cos\phi}

cosϕ\cos\phi is the power factor. If ϕ=0\phi=0, the power is maximal.

For a pure inductor or a pure capacitor, ϕ=π/2\phi=\pi/2, so the average power dissipated is zero.

RMS — root mean square

Square, average, and take the square root again.

Vrms=1T0TV02cos2ωtdt=12V02=V02V_{\mathrm{rms}}=\sqrt{\frac1T\int_0^T V_0^2\cos^2\omega t\,dt}=\sqrt{\frac12V_0^2}=\frac{V_0}{\sqrt2}

This result is for sinusoidal oscillations. Thus V0=2VrmsV_0=\sqrt2V_{\mathrm{rms}} (“more voltage out!”). The same relation holds for current.

Pavg=VrmsIrmscosϕ\boxed{P_{\mathrm{avg}}=V_{\mathrm{rms}}I_{\mathrm{rms}}\cos\phi}

RLC circuit

V=IZ,V0=I0ZV=IZ,\qquad V_0=I_0|Z|
Z=R+iωLiωCZ=R+i\omega L-\frac{i}{\omega C}
Z=R2+(ωL1ωC)2|Z|=\sqrt{R^2+\left(\omega L-\frac1{\omega C}\right)^2}
I0=V0R2+(ωL1ωC)2I_0=\frac{V_0}{\sqrt{R^2+\left(\omega L-\frac1{\omega C}\right)^2}}

For maximum current:

(ωL1ωC)2=0ωL=1ωC\left(\omega L-\frac1{\omega C}\right)^2=0\quad\Longrightarrow\quad \omega L=\frac1{\omega C}
ω2=1LC,ω=1LCresonant frequency\boxed{\omega^2=\frac1{LC},\qquad \omega=\frac1{\sqrt{LC}}}\qquad\text{resonant frequency}
tanϕ=ωL1/(ωC)R\tan\phi=\frac{\omega L-1/(\omega C)}R

At resonance ϕ=0\phi=0, the power factor is 1.

P=I0V02=V022R=Vrms2RP=\frac{I_0V_0}{2}=\frac{V_0^2}{2R}=\frac{V_{\mathrm{rms}}^2}{R}

Put a capacitive line filter in place to protect the mains from out-of-phase interference.

  • As ω0\omega\to0, ZL=iωL0Z_L=i\omega L\to0, so the inductor may be ignored, while ZC=i/(ωC)Z_C=-i/(\omega C)\to\infty, so the capacitor is an open circuit.
  • As ω\omega\to\infty, ZLZ_L\to\infty and ZC0Z_C\to0. At very high frequency a real inductor begins to look somewhat like a capacitor and acts like one.

V · 05

Electrodynamics

Faraday's law

E=ΦBt\boxed{\mathcal E=-\frac{\partial\Phi_B}{\partial t}}
ΦB=Bn^dA\boxed{\Phi_B=\iint\mathbf B\cdot\hat{\mathbf n}\,dA}

If B\mathbf B is constant and parallel to the surface normal, ΦB=BA\Phi_B=BA.

Lenz's law

The direction of the induced EMF opposes any change in magnetic flux. This is a consequence of conservation of energy.

E=NdΦBdt\mathcal E=-N\frac{d\Phi_B}{dt}

Example: sliding conducting rod

Rv₀h
A conducting rod of height h slides right with speed v₀ on rails in a uniform field into the page; the rails are closed through resistance R.
E=d(BA)dt=d(Bhx)dt=Bhdxdt\mathcal E=-\frac{d(BA)}{dt}=-\frac{d(Bhx)}{dt}=-Bh\frac{dx}{dt}
E=Bhv0,i=Bhv0R\boxed{|\mathcal E|=Bhv_0},\qquad i=\frac{Bhv_0}{R}
F=ihB=B2h2v0R\boxed{|\mathbf F|=ihB=\frac{B^2h^2v_0}{R}}

By Lenz's law, the magnetic force on the rod points to the left, opposing its motion.

Example: the solenoid

B=μ0iN(from Ampeˋre’s law)\boxed{B=\frac{\mu_0iN}{\ell}}\qquad\text{(from Ampère's law)}

Suppose the field collapses in a time Δt\Delta t. For a solenoid of radius rr:

ΦB=BA=μ0iNπr2\Phi_B=BA=\frac{\mu_0iN}{\ell}\pi r^2
ΦB,f=0,dΦBdtΔΦBΔt=ΦBΔt\Phi_{B,f}=0,\qquad \frac{d\Phi_B}{dt}\approx\frac{\Delta\Phi_B}{\Delta t}=-\frac{\Phi_B}{\Delta t}
E=NdΦBdt=μ0iN2πr2Δt\boxed{\mathcal E=-N\frac{d\Phi_B}{dt}=\frac{\mu_0iN^2\pi r^2}{\ell\,\Delta t}}

If Δt\Delta t is small, the induced electric field can be very large.

What if there is no current loop? A changing magnetic flux still produces an induced electric field:

E=Ed=dΦBdt\mathcal E=\oint\mathbf E\cdot d\boldsymbol\ell=-\frac{d\Phi_B}{dt}

Induced electric field from changing flux

Inductance

EL=Ldidt\boxed{\mathcal E_L=-L\frac{di}{dt}}

Inductance depends on geometry and acts as electrical inertia, analogous to the role of mass in F=maF=ma.

NΦB=LIN\Phi_B=LI
NΦB=N(μ0iNπr2)=μ0iN2πr2=LiN\Phi_B=N\left(\frac{\mu_0iN}{\ell}\pi r^2\right)=\frac{\mu_0iN^2\pi r^2}{\ell}=Li
L=μ0πr2n2,n=N\boxed{L=\mu_0\pi r^2n^2\ell},\qquad n=\frac N\ell

Example: inductance of a rectangular toroid — full doughnut!

By circular symmetry, for a toroid with NN turns:

Bd=μ0ienc=μ0Ni\oint\mathbf B\cdot d\boldsymbol\ell=\mu_0i_{\mathrm{enc}}=\mu_0Ni
B(2πr)=μ0Ni,B=μ0Ni2πrϕ^B(2\pi r)=\mu_0Ni,\qquad \mathbf B=\frac{\mu_0Ni}{2\pi r}\,\hat{\boldsymbol\phi}
abhN turns
Rectangular toroid with inner radius a, outer radius b, height h, and N turns.
ΦB=0habμ0Ni2πrdrdh=μ0Nih2πlnba\Phi_B=\int_0^h\int_a^b\frac{\mu_0Ni}{2\pi r}\,dr\,dh=\frac{\mu_0Nih}{2\pi}\ln\frac ba
NΦB=LiN\Phi_B=Li
L=μ0N2h2πlnba\boxed{L=\frac{\mu_0N^2h}{2\pi}\ln\frac ba}

Inductance is measured in henries. Its dimensions are [L]=Js2C2[L]=\mathrm{J\,s^2\,C^{-2}}. This is self-inductance.

Mutual inductance

N2Φ21=Mi1,N1Φ12=Mi2N_2\Phi_{21}=Mi_1,\qquad N_1\Phi_{12}=Mi_2

Mutual inductance is symmetric: it is the same either way. It describes transformer coupling between coils and is often written with a coupling coefficient kk.

E2=Mdi1dt,E1=Mdi2dt\mathcal E_2=-M\frac{di_1}{dt},\qquad \mathcal E_1=-M\frac{di_2}{dt}

Mutual inductance of coupled solenoids

For two coaxial solenoids, with the smaller cross-sectional area A1=πr12A_1=\pi r_1^2 lying within the second solenoid, the field due to coil 1 is:

B1=μ0n1i1=μ0N1i1B_1=\mu_0n_1i_1=\frac{\mu_0N_1i_1}{\ell}
Φ21=B1A1=μ0n1i1πr12\Phi_{21}=B_1A_1=\mu_0n_1i_1\pi r_1^2
N2Φ21=Mi1N_2\Phi_{21}=Mi_1
M=μ0πr12N2n1=μ0πr12N1N2\boxed{M=\mu_0\pi r_1^2N_2n_1=\frac{\mu_0\pi r_1^2N_1N_2}{\ell}}
E2=μ0πr12N2n1di1dt=Mdi1dt\mathcal E_2=-\mu_0\pi r_1^2N_2n_1\frac{di_1}{dt}=-M\frac{di_1}{dt}

Magnetic materials: put iron in solenoids

A dielectric reduces an electric field; ferromagnetic materials increase a magnetic field.

  • Diamagnetism: if a material has no permanent dipole moment, a slight opposing field is induced; water is an example.
  • Paramagnetism: dipoles align with the applied magnetic field, strengthening it.
  • Ferromagnetism: the material's dipoles possess large-scale order and group into domains. This produces a semi-permanent field and greatly increases the magnetic field.

Adding a magnetic material with magnetic susceptibility or relative permeability changes the field in an inductor, in a manner analogous to adding a dielectric.

μ=μrμ0,L=μrL0\mu=\mu_r\mu_0,\qquad L=\mu_rL_0

Energy stored in an inductor: stored in the magnetic field

P=IVP=IV
dE=IVdt=ILdidtdt=LididE=IV\,dt=IL\frac{di}{dt}\,dt=Li\,di
E=0ILidi=12LI2\boxed{E=\int_0^I Li\,di=\frac12LI^2}

For a solenoid:

B=μ0IN,B2=μ02I2N22,L=μ0AN2B=\frac{\mu_0IN}{\ell},\qquad B^2=\frac{\mu_0^2I^2N^2}{\ell^2},\qquad L=\frac{\mu_0AN^2}{\ell}
E=12μ0AN2I2=B22μ0AE=\frac12\frac{\mu_0AN^2}{\ell}I^2=\frac{B^2}{2\mu_0}A\ell
u=EV=B22μ0\boxed{u=\frac EV=\frac{B^2}{2\mu_0}}

Here uu is the magnetic energy density.

V · 06

Electromagnetism

Current density: J

I=AJif J is uniform|I|=A|\mathbf J|\quad\text{if }\mathbf J\text{ is uniform}
J=σ(E+v×B)(general)\mathbf J=\sigma(\mathbf E+\mathbf v\times\mathbf B)\qquad\text{(general)}
J=ρv\mathbf J=\rho\mathbf v
J=σE,σ=ρresistivity1\mathbf J=\sigma\mathbf E,\qquad \sigma=\rho_{\rm resistivity}^{-1}

The electric-field form is related to V=IRV=IR. σ\sigma is conductivity.

Energy in an electric field (capacitors)

UE=12CV2,V=EdU_E=\frac12CV^2,\qquad V=Ed
UE=12CE2d2,C=ϵ0AdU_E=\frac12CE^2d^2,\qquad C=\frac{\epsilon_0A}{d}
UE=12Adϵ0E2U_E=\frac12Ad\,\epsilon_0E^2
UEV=12ϵ0E2,V=Ad\boxed{\frac{U_E}{\mathcal V}=\frac12\epsilon_0E^2},\qquad \mathcal V=Ad
+q−qEdarea A
Parallel-plate capacitor used to obtain the electric-field energy density.

Maxwell equations

Gauss's law:

En^dA=qϵ0\oiint \mathbf E\cdot\hat{\mathbf n}\,dA=\frac{q}{\epsilon_0}

Ampère's law:

Bt^ds=μ0ienc\oint \mathbf B\cdot\hat{\mathbf t}\,ds=\mu_0 i_{\rm enc}

Faraday's law — a change in magnetic flux generates an electric field:

Et^ds=dΦBdt\oint \mathbf E\cdot\hat{\mathbf t}\,ds=-\frac{d\Phi_B}{dt}

The last law (Gauss's other law):

Bn^dA=0\oiint \mathbf B\cdot\hat{\mathbf n}\,dA=0

Ampère's law should also be able to create a magnetic field from an electric field. Consider a capacitor.

iD=ϵ0dΦEdti_D=\epsilon_0\frac{d\Phi_E}{dt}

Let us invent a “displacement current”. A changing EE-field can create a BB-field, and vice versa.

iE(t)surface through wiresurface through gap
Charging capacitor: conduction current in the wires and changing electric flux between the plates give the same enclosed current.
V=qC=EdV=\frac qC=Ed
q=CV=ϵ0Ad(Ed)=ϵ0AEq=CV=\frac{\epsilon_0A}{d}(Ed)=\epsilon_0AE
i=dqdt=ϵ0AdEdt=iDi=\frac{dq}{dt}=\epsilon_0A\frac{dE}{dt}=i_D

Apply Ampère's law:

Bt^ds=μ0iD=μ0ϵ0AdEdt=μ0i\oint\mathbf B\cdot\hat{\mathbf t}\,ds=\mu_0i_D=\mu_0\epsilon_0A\frac{dE}{dt}=\mu_0i
C=ϵ0AdC=\frac{\epsilon_0A}{d}

New Ampère's law

Bt^ds=μ0ienc+μ0ϵ0dΦEdt\oint\mathbf B\cdot\hat{\mathbf t}\,ds=\mu_0i_{\rm enc}+\mu_0\epsilon_0\frac{d\Phi_E}{dt}

Maxwell's equations

Bn^dA=0\oiint\mathbf B\cdot\hat{\mathbf n}\,dA=0
En^dA=qϵ0\oiint\mathbf E\cdot\hat{\mathbf n}\,dA=\frac q{\epsilon_0}
Bt^ds=μ0i+μ0ϵ0dΦEdt\oint\mathbf B\cdot\hat{\mathbf t}\,ds=\mu_0i+\mu_0\epsilon_0\frac{d\Phi_E}{dt}
Et^ds=dΦBdt\oint\mathbf E\cdot\hat{\mathbf t}\,ds=-\frac{d\Phi_B}{dt}

Law of Biot and Savart

dB=μ04πId×r^r2d\mathbf B=\frac{\mu_0}{4\pi}\frac{I\,d\boldsymbol\ell\times\hat{\mathbf r}}{r^2}

(For non-E/BE/B materials.)

Is it possible to have a wave solution to Maxwell's equations? Does it satisfy wave equations?

Look at the area vectors: they are perpendicular (it is obvious). In free space there is no current and no electric or magnetic material.

EBx
An electromagnetic wave: E and B oscillate in mutually perpendicular planes and are perpendicular to the direction of propagation.

Faraday's law: consider a thin rectangular loop of height hh and width dxdx in the electric field.

Et^ds=dΦBdt\oint\mathbf E\cdot\hat{\mathbf t}\,ds=-\frac{d\Phi_B}{dt}
(E+dE)hEh=Bthdx(E+dE)h-Eh=-\frac{\partial B}{\partial t}h\,dx
hdE=hBtdxh\,dE=-h\frac{\partial B}{\partial t}\,dx
Ex=Bt\boxed{\frac{\partial E}{\partial x}=-\frac{\partial B}{\partial t}}

Now consider the magnetic field:

Bh(B+dB)h=μ0ϵ0EthdxBh-(B+dB)h=\mu_0\epsilon_0\frac{\partial E}{\partial t}h\,dx
Bx=μ0ϵ0Et\boxed{-\frac{\partial B}{\partial x}=\mu_0\epsilon_0\frac{\partial E}{\partial t}}

With partial differentiation, you can do different things, like…

x ⁣(Ex)=x ⁣(Bt)\frac{\partial}{\partial x}\!\left(\frac{\partial E}{\partial x}\right)=-\frac{\partial}{\partial x}\!\left(\frac{\partial B}{\partial t}\right)
2Ex2=2Bxt\frac{\partial^2E}{\partial x^2}=-\frac{\partial^2B}{\partial x\,\partial t}
2Btx=μ0ϵ02Et2-\frac{\partial^2B}{\partial t\,\partial x}=\mu_0\epsilon_0\frac{\partial^2E}{\partial t^2}
2Ex2=μ0ϵ02Et2\frac{\partial^2E}{\partial x^2}=\mu_0\epsilon_0\frac{\partial^2E}{\partial t^2}
2Ex2μ0ϵ02Et2=0(wave equation)\boxed{\frac{\partial^2E}{\partial x^2}-\mu_0\epsilon_0\frac{\partial^2E}{\partial t^2}=0}\qquad\text{(wave equation)}
2Ex21v22Et2=0\frac{\partial^2E}{\partial x^2}-\frac1{v^2}\frac{\partial^2E}{\partial t^2}=0
1c2=μ0ϵ0,c=1μ0ϵ0\frac1{c^2}=\mu_0\epsilon_0,\qquad \boxed{c=\frac1{\sqrt{\mu_0\epsilon_0}}}

The same calculation can be done for the magnetic field. The solutions are sinusoidal oscillations.

E=E0sin(kxωt)E=E_0\sin(kx-\omega t)
B=B0sin(kxωtϕ)B=B_0\sin(kx-\omega t-\phi)

Use E/x=B/t\partial E/\partial x=-\partial B/\partial t:

kE0cos(kxωt)=ωB0cos(kxωtϕ)kE_0\cos(kx-\omega t)=\omega B_0\cos(kx-\omega t-\phi)

They have to be equal. ϕ=0\phi=0: the waves are in phase.

E0=B0ωk=cB0\boxed{E_0=B_0\frac\omega k=cB_0}

The energy density is equal in BB and EE.

The Poynting vector (direction of energy transport)

S=1μ0E×B(Wm2)\boxed{\mathbf S=\frac1{\mu_0}\mathbf E\times\mathbf B}\qquad(\mathrm{W\,m^{-2}})
S=1μ0EB|S|=\frac1{\mu_0}EB
ESB
The Poynting vector points along E × B.
E0=cB0,E=cB,μ0c2ϵ0=1E_0=cB_0,\qquad E=cB,\qquad \mu_0c^2\epsilon_0=1
uB=B22μ0=S2c,uE=ϵ0E22=S2cu_B=\frac{B^2}{2\mu_0}=\frac{|S|}{2c},\qquad u_E=\frac{\epsilon_0E^2}{2}=\frac{|S|}{2c}
E=cB|E|=c|B|
S=1μ0E0B0sin2(kxωt)=E0B02μ0=1μ0ERMSBRMS\langle S\rangle=\frac1{\mu_0}E_0B_0\langle\sin^2(kx-\omega t)\rangle=\frac{E_0B_0}{2\mu_0}=\frac1{\mu_0}E_{\rm RMS}B_{\rm RMS}
I=1μ0ERMSBRMS\boxed{I=\frac1{\mu_0}E_{\rm RMS}B_{\rm RMS}}

The Poynting vector can be used to work out the direction of energy flow at the surface when BB changes, for example in a solenoid.

B=μ0niz^B=\mu_0ni\,\hat{\mathbf z}
Et^ds=dΦBdt\oint\mathbf E\cdot\hat{\mathbf t}\,ds=-\frac{d\Phi_B}{dt}
ΦB=BAN=BA(n)=μ0n2Ai\Phi_B=BAN=BA(n\ell)=\mu_0n^2\ell A\,i
2πrE=μ0n2πR2didt2\pi rE=-\mu_0n^2\ell\pi R^2\frac{di}{dt}
E=μ0n2R22rdidtθ^\mathbf E=-\frac{\mu_0n^2\ell R^2}{2r}\frac{di}{dt}\,\hat{\boldsymbol\theta}
S=1μ0E×B\mathbf S=\frac1{\mu_0}\mathbf E\times\mathbf B

At the solenoid surface, S\mathbf S points inward, in the r^-\hat{\mathbf r} direction.

Sr=R=μ0n2R2ididtr^\mathbf S\big|_{r=R}=-\frac{\mu_0n^2R}{2}\,i\frac{di}{dt}\,\hat{\mathbf r}
dEindt=S(2πR)=μ0πR2n2ididt\frac{dE_{\rm in}}{dt}=|\mathbf S|(2\pi R\ell)=\mu_0\pi R^2\ell n^2\,i\frac{di}{dt}
L=μ0πR2n2L=\mu_0\pi R^2\ell n^2
dEindt=Lididt\frac{dE_{\rm in}}{dt}=Li\frac{di}{dt}
E=12Li2\boxed{E=\frac12Li^2}
S inwardB along axis
Poynting flux enters radially through the cylindrical surface of the solenoid.
VI

Modern & Quantum Physics

VI · 01

Modern Physics

Modern Physics — The Bohr Atom

HRK ch. 51. Read!

Classical says continuous energy. Quantum says energy is quantised.

Classical model

Rutherford's model of the atom. Problem: accelerating charges emit radiation; decay of the orbit means loss of energy. Atoms are not stable!

+r
Rutherford model: a negatively charged electron accelerates around a positive nucleus and radiates.

Bohr said it can't work

Postulates:

  1. Stationary states. They do not emit radiation in this state. Energy is quantised, and so is angular momentum.
  2. A transition between stationary states emits or absorbs one photon whose energy is the difference between the two levels.
L=nh2π=n,n=1,2,3,L=\frac{nh}{2\pi}=n\hbar,\qquad n=1,2,3,\ldots

hh is Planck's constant and =h/(2π)\hbar=h/(2\pi).

E₁E₂E₃E₄photon
Quantised energy levels and a transition from E2E_2 to E1E_1 that emits a photon.
hν=E2E1h\nu=E_2-E_1

A photon is a “packet of light”:

E=E2E1=hν,c=νλE=E_2-E_1=h\nu,\qquad c=\nu\lambda

ν\nu is frequency. The lowest possible energy state is called the ground state.

But it's dodgy

  • Only accounts for one electron.
  • Does not work for molecules and solids.
  • Mixes quantum and classical indiscriminately.
  • Explained spectral lines for hydrogen.
  • Accounted for lots of problems in the Rutherford model.
  • Roughly the right distance.

Photoelectric Effect — Einstein's 1921 Nobel Prize

The release of electrons from a metal surface by light.

metalve⁻lightI (W m⁻²): energy per area per unit time
Light of intensity II strikes a metal and ejects an electron with speed vv.
K=12mv2K=\frac12mv^2

The work function ϕ\phi is the energy required to eject an electron.

Discovered accidentally by Hertz in 1887 while radio tuning.

cathodeanodee⁻ →VAvariable opposing potential
Photoelectric-effect apparatus. A photosensitive cathode is illuminated; emitted electrons are collected by the anode while a variable opposing voltage is measured.

To test the kinetic energy of electrons, run them against a potential.

KmaxVstopping,12mv2=qV0K_{\max}\propto V_{\mathrm{stopping}},\qquad \frac12mv^2=qV_0

According to classical physics

  • Light is a continuous wave.
  • Intensity is proportional to the amplitude of the wave.

Tests

1) Vary intensity, with ν\nu constant.

Expected: greater intensity means more electrons, more current, and a higher stopping voltage. What they found: the photocurrent changes, but the stopping voltage is the same. One atom can only absorb one photon at once.

Istopping voltageI₁I₂I₃
Photocurrent against stopping voltage for three intensities. Greater intensity raises the saturation current, while the stopping voltage is unchanged.

2) Vary frequency, with intensity constant.

Expected: KmaxK_{\max} is constant. What was found: KmaxK_{\max} increases linearly with frequency; the gradient is hh, Planck's constant. Below the threshold frequency ν0\nu_0, K<ϕK<\phi and there is no photocurrent.

Kₘₐₓνν₀gradient = hK<φ: no photocurrent
Maximum photoelectron kinetic energy against frequency.

3) Expected: a time delay while an electron absorbs energy. Result: no time delay; it either comes out or not at all. No time delay with photons: make or break, but do not wait.

Einstein's postulates (1905)

  • Light acts like particles, “photons”, with energy E=hνE=h\nu.
  • Electrons can only take one photon at a time.
h=6.626×1034 Jsh=6.626\times10^{-34}\ \mathrm{J\,s}
Kmax=hνϕ(conservation of energy)K_{\max}=h\nu-\phi\qquad\text{(conservation of energy)}

Modern Physics II

E=hν(photon energy)E=h\nu\qquad\text{(photon energy)}

De Broglie says waves can be particles; particles can be waves!

vλ
A localized wave packet propagating to the right with velocity vv. Its indicated spatial scale is of order λ\lambda.

Photons have momentum…

p=mvp=mv
p=Ec=hνcp=\frac{E}{c}=\frac{h\nu}{c}
c=νλ,λ=cνc=\nu\lambda,\qquad \lambda=\frac{c}{\nu}
p=hλmomentum of photon\boxed{p=\frac{h}{\lambda}}\qquad\text{momentum of photon}

λ\lambda is the de Broglie wavelength.

λ=hpworks for everything else\lambda=\frac{h}{p}\qquad\text{works for everything else}
Ionly works for waves
A point-like wave emits circular fronts; after passing an aperture, the recorded intensity profile is wavy. The note emphasizes that this intensity construction works for waves, not classical particles.

Diffraction/interference demonstration.

Electrons (closet wave).

Example question

For an electron, v=107ms1v=10^7\,\mathrm{m\,s^{-1}}, m=9.1×1031kgm=9.1\times10^{-31}\,\mathrm{kg}, and h=6.6×1034Jsh=6.6\times10^{-34}\,\mathrm{J\,s}.

p=9.1×1024kgms1p=9.1\times10^{-24}\,\mathrm{kg\,m\,s^{-1}}
λ=hp=7.25×1011m\lambda=\frac{h}{p}=7.25\times10^{-11}\,\mathrm{m}

For a tennis ball, v=100ms1v=100\,\mathrm{m\,s^{-1}} and m=0.1kgm=0.1\,\mathrm{kg}.

λ=6.6×1035m\lambda=6.6\times10^{-35}\,\mathrm{m}

(Very small, so tennis balls don’t diffract.)

VI · 02

Quantum Physics

Electrons act as waves

particleswave/particle dualityparticles
Particle and wave descriptions are contrasted: a localized electron trajectory versus a wave/particle duality picture and a particle-like detection line.

1989, one electron at a time; still get interference. So…

ψ\psi: wave function.

ψ
A localized wave function with a bell-shaped amplitude. The squared magnitude gives the probability density for finding the particle.
ψ2=probability density of finding the particle|\psi|^2=\text{probability density of finding the particle}

The wave functions interfere.

Interpretations

  • Copenhagen — observation collapses the wave function.
  • Many Worlds — observation decoheres alternate universes.
  • Measurement at a slit collapses the wave function prematurely. (It can’t interfere with itself anymore.)

Effects & Conundrums

Can’t escape.barrierchance of detecting it beyond
Two potential-energy sketches: a classically trapped state that cannot escape a well, and quantum tunnelling through a finite barrier, with an exponentially diminished oscillation beyond it.

Chance of detecting it inside or beyond the barrier.

Violate conservation of energy? Negative kinetic energy?

A thought experiment: Schrödinger’s cat

Geiger counter + HCNcatvideo cameratape is entangled too
Schrödinger’s-cat apparatus: a radioactive particle, Geiger counter, HCN poison, cat, and video camera; the camera tape is entangled too.

Radioactive particle.

If the atom decays, the Geiger counter triggers the cyanide, killing the cat.

Some time, for finite chance, in a superposition of states.

So is the cat in a superposition state too? Yes, but who cares.

Does the cat count as an observer? Does it matter? It’s like Deckard…

Quantum Suicide

Pull lever, 50% chance you die.

So remaining person knows Many Worlds works.

ΔpxΔx2\Delta p_x\,\Delta x\geq \frac{\hbar}{2}
ΔEΔth4π\Delta E\,\Delta t\geq \frac{h}{4\pi}

Heisenberg uncertainty principle

ψ2=probability|\psi|^2=\text{probability}

A broader position distribution has Δx1>Δx2\Delta x_1>\Delta x_2. The centre gives the average (expectation) position x\langle x\rangle; similarly p\langle p\rangle is momentum.

ΔxΔpx2,=h2π\boxed{\Delta x\,\Delta p_x\ge\frac\hbar2},\qquad \hbar=\frac h{2\pi}

Δx\Delta x is the spread of the wavefunction. This is a fundamental limit of wavefunctions.

⟨x⟩Δx₁Δx₂
Broad and narrow probability distributions illustrate the position uncertainty around the expectation value.

Consider a sound wave. Measure its frequency over time (an average). This decreases the certainty of when it had that frequency.

  • A pure tone extends in time.
  • A pulsed note is localised in time.
  • You cannot have both at once.
E=hν,p=EcE=h\nu,\qquad p=\frac Ec
ΔEΔt2\boxed{\Delta E\,\Delta t\ge\frac\hbar2}

A fundamental limit on accuracy. Measurement can collapse a broad wavefunction to a narrow one.

Even for cloned particles (many), ΔxΔpx/2\Delta x\,\Delta p_x\ge\hbar/2 (entanglement).

Take lots of measurements and average them.

Heisenberg is not a limit of a single wavefunction only.

Einstein's paradox (to kill the Heisenberg uncertainty principle)

A time component emits particles regularly, and the energy in the box is measured (related to the energy by E=mc2E=mc^2).

But when the particle leaves, the box gets lighter and the box goes up. Uncertainty in xx is transmitted to the box.

clockparticleweighing scale
Einstein's clock-in-the-box thought experiment.

Einstein: “I cannot believe God plays dice with the universe.”

Bohr: “Einstein, don't tell God what to do.”

VII

Relativity

VII · 01

Special Relativity

Lecture Notes

Name: Casey Hardman

Subject: Lecture Notes

  • GNS Group Newsagency Supplies
  • 128 page
  • A4 maths
  • 5 mm grid book
  • Binder book

Special relativity

this is the 100th anniversary of relativity.

Cosmic rays produce muons that last for about 2.2μs2.2\,\mu\mathrm s, which is not long enough for them to reach the Earth without time dilation.

Time dilation! Read HRK, chapter 21.

Special relativity is based on light: light, or its speed, is fundamental.

p=hνc=Ecp=\frac{h\nu}{c}=\frac Ec

Photons are massless: they have zero rest mass.

Postulates

  1. The speed of light in a vacuum always has the same value, independent of the speed of the observer.
  2. Space and time do not behave intuitively.

Geometry

Geometry is the theory of invariants. In Euclidean geometry, lengths and angles are invariant under translations and rotations. In relativistic Minkowski geometry, lengths and times are not invariant under boosts.

Lengths do not change with movement? Perhaps not… In Minkowski geometry, the interval is invariant.

S2=c2T2L2S^2=c^2T^2-L^2

TT is the time between events and LL is their spatial separation. For a timelike interval, S20S^2\ge0; the interval is proportional to the proper time:

S=cτS=c\tau

Lorentz transformations

x=γ(xvt)\boxed{x'=\gamma(x-vt)}
t=γ(tvxc2)\boxed{t'=\gamma\left(t-\frac{vx}{c^2}\right)}
γ=11v2/c21Lorentz factor\boxed{\gamma=\frac1{\sqrt{1-v^2/c^2}}\ge1}\qquad\text{Lorentz factor}

Check that S2=c2T2L2S^2=c^2T^2-L^2 is invariant.

Show that the interval is invariant

S2=c2t2x2S^2=c^2t^2-x^2
x=γ(xvt),t=γ(txvc2)x'=\gamma(x-vt),\qquad t'=\gamma\left(t-\frac{xv}{c^2}\right)
S2=c2t2x2S'^2=c^2t'^2-x'^2
=c2γ2(txvc2)2γ2(xvt)2=c^2\gamma^2\left(t-\frac{xv}{c^2}\right)^2-\gamma^2(x-vt)^2
=c2(txvc2)2(xvt)21v2/c2=\frac{c^2\left(t-\frac{xv}{c^2}\right)^2-(x-vt)^2}{1-v^2/c^2}
=c2t22xvt+x2v2c2x2+2xvtv2t21v2/c2=\frac{c^2t^2-2xvt+\frac{x^2v^2}{c^2}-x^2+2xvt-v^2t^2}{1-v^2/c^2}
=c2t2(1v2c2)x2(1v2c2)1v2/c2=\frac{c^2t^2\left(1-\frac{v^2}{c^2}\right)-x^2\left(1-\frac{v^2}{c^2}\right)}{1-v^2/c^2}

Show S2=c2t2x2S'^2=c^2t'^2-x'^2

S2=c2t2x2S^2=c^2t^2-x^2
x=γ(xvt),t=γ(txvc2),γ=11v2/c2x'=\gamma(x-vt),\qquad t'=\gamma\left(t-\frac{xv}{c^2}\right),\qquad \gamma=\frac1{\sqrt{1-v^2/c^2}}
γ2=11v2/c2=c2c2v2\gamma^2=\frac{1}{1-v^2/c^2}=\frac{c^2}{c^2-v^2}
c2t2x2=c2γ2(txvc2)2γ2(xvt)2c^2t'^2-x'^2=c^2\gamma^2\left(t-\frac{xv}{c^2}\right)^2-\gamma^2(x-vt)^2
=γ2[c2(txvc2)2(xvt)2]=\gamma^2\left[c^2\left(t-\frac{xv}{c^2}\right)^2-(x-vt)^2\right]
=γ2[c2(t22txvc2+x2v2c4)(x22xvt+v2t2)]=\gamma^2\left[c^2\left(t^2-\frac{2txv}{c^2}+\frac{x^2v^2}{c^4}\right)-\left(x^2-2xvt+v^2t^2\right)\right]
=c2c2v2[c2t22txv+x2v2c2x2+2xvtv2t2]=\frac{c^2}{c^2-v^2}\left[c^2t^2-2txv+\frac{x^2v^2}{c^2}-x^2+2xvt-v^2t^2\right]
=c2c2v2[c2t2+x2v2c2x2v2t2]=\frac{c^2}{c^2-v^2}\left[c^2t^2+\frac{x^2v^2}{c^2}-x^2-v^2t^2\right]
=1c2v2[c4t2+x2v2c2x2c2v2t2]=\frac{1}{c^2-v^2}\left[c^4t^2+x^2v^2-c^2x^2-c^2v^2t^2\right]
=1c2v2[c2t2(c2v2)+x2(v2c2)]=\frac{1}{c^2-v^2}\left[c^2t^2(c^2-v^2)+x^2(v^2-c^2)\right]
=(c2v2)(c2t2x2)c2v2=\frac{(c^2-v^2)(c^2t^2-x^2)}{c^2-v^2}
=c2t2x2=S2=c^2t^2-x^2=S^2

Factorisation check:

(c2t2x2)(c2v2)=c4t2c2x2c2v2t2+x2v2(c^2t^2-x^2)(c^2-v^2)=c^4t^2-c^2x^2-c^2v^2t^2+x^2v^2

Thus the Lorentz transformation leaves the spacetime interval unchanged.

Relativity of simultaneity

Consider two simultaneous events (x1,t1)(x_1,t_1) and (x2,t1)(x_2,t_1).

t1=γ(t1vx1c2),t2=γ(t2vx2c2)t'_1=\gamma\left(t_1-\frac{vx_1}{c^2}\right),\qquad t'_2=\gamma\left(t_2-\frac{vx_2}{c^2}\right)
Δt=t2t1=γ(ΔtvΔxc2)\boxed{\Delta t'=t'_2-t'_1=\gamma\left(\Delta t-\frac{v\Delta x}{c^2}\right)}

Length contraction

Measure the two ends of an object moving with speed vv simultaneously at (x1,t1)(x_1,t_1) and (x2,t1)(x_2,t_1).

x1=γ(x1vt1),x2=γ(x2vt1)x'_1=\gamma(x_1-vt_1),\qquad x'_2=\gamma(x_2-vt_1)
p=x2x1=γ(x2x1)=γ\boxed{\ell_p=x'_2-x'_1=\gamma(x_2-x_1)=\gamma\ell}

The proper length is the real length — a statement about the nature of measurement.

Time dilation

For two events occurring at the same position x1x_1, at times t1t_1 and t2t_2:

t2t1=γ(t2t1)t'_2-t'_1=\gamma(t_2-t_1)
Δt=γΔτ\boxed{\Delta t=\gamma\Delta\tau}

Velocity addition

Let u=Δx/Δtu=\Delta x/\Delta t. Lorentz-transform the displacement and elapsed time:

u=ΔxΔt=γ(ΔxvΔt)γ(ΔtvΔx/c2)u'=\frac{\Delta x'}{\Delta t'}=\frac{\gamma(\Delta x-v\Delta t)}{\gamma\left(\Delta t-v\Delta x/c^2\right)}
u=uv1uv/c2\boxed{u'=\frac{u-v}{1-uv/c^2}}

This composition law does not permit an object to go faster than light.

Light clocks

For a light clock at rest, with mirror separation LL, convert distance to time:

Tp=2LcT_p=\frac{2L}{c}
at restmoving at vv
A stationary light clock has a vertical light path; in a frame where the clock moves at speed v, the same pulse follows a longer diagonal path.
Tm=2cL2+(vTm2)2T_m=\frac2c\sqrt{L^2+\left(\frac{vT_m}{2}\right)^2}
Tm=γTp\boxed{T_m=\gamma T_p}

Ha ha! The second postulate says that the result of any self-contained experiment is independent of any uniform motion of the experiment. This is how time dilation occurs: the clocks must agree.

How do we know the length of the clock does not change? Relativity of simultaneity.

The comparison of perpendicular light clocks is closely related to the Michelson–Morley interferometric experiment, which confirmed that the ticks are independent of the clocks' orientation.

Length contraction from a horizontal light clock

cTh=L+vThTh=LcvcT_h=L'+vT_h\quad\Longrightarrow\quad T_h=\frac{L'}{c-v}
c(TmTh)=Lv(TmTh)L=(c+v)(TmTh)c(T_m-T_h)=L'-v(T_m-T_h)\quad\Longrightarrow\quad L'=(c+v)(T_m-T_h)
Tm=γ2LcT_m=\gamma\frac{2L}{c}
L=Lγ\boxed{L'=\frac L\gamma}

VII · 02

Spacetime & Relativity

Relativity

Extra dimensions.

s2=c2t2x2y2z2=c2t2L2s^2=c^2t^2-x^2-y^2-z^2=c^2t^2-L^2
L2=x2+y2=x2+y2L^2=x^2+y^2=x'^2+y'^2
t=tvx/c21v2/c2,x=xvt1v2/c2t'=\frac{t-vx/c^2}{\sqrt{1-v^2/c^2}},\qquad x'=\frac{x-vt}{\sqrt{1-v^2/c^2}}

Keep s2s^2 constant.

c2t2x2=0(the interval is zero)c^2t^2-x^2=0\qquad\text{(the interval is zero)}

Light divides real and imaginary intervals.

c2t2x2=0(the same in all frames of reference)c^2t'^2-x'^2=0\qquad\text{(the same in all frames of reference)}

Nothing goes faster than light.

This gives a causal structure to spacetime, represented using light cones.

futurepastAspacetime
Two-dimensional light cone for event A, separating causally connected future and past from spacelike-separated events.

Events within the cones can have a causal effect; events outside cannot have anything to do with event A. Light cones explain gravity.

Light-cone structure of flat spacetime

Objects not experiencing forces evolve into their local future.

time
In flat spacetime, local future cones are uniformly oriented and free worldlines are straight.

Gravity = curved spacetime

Curved-spacetime light cones are not uniformly oriented. Evolution into the future is curved: geodesics — falling down.

Mass tips future light cones towards itself. This is how general relativity explains gravity. A star's worldline follows the tipped local future.

massgeodesic / star worldline
Mass tips nearby future light cones, bending the geodesic of a freely moving object.

Tipping light cones mixes time and space.

If a cone tips more than 4545^\circ, no part of its future contains stationary worldlines of the untipped observer. Moving in time corresponds to moving in space.

Black holes

Inside the event horizon all future-directed paths point toward the singularity. You cannot escape, even at the speed of light.

event horizonsingularity
Tipped future cones at and inside a black-hole event horizon.

Rotation tips future light cones into the rotation direction.

An object can travel around the blue circle, ending up where and when it started: a closed timelike curve.

A ring of tipped light cones can admit a closed timelike curve around a rotating region.

Geometry is the theory of invariants.

In relativistic Minkowskian geometry, the interval is invariant.

s2=c2t2L2s^2=c^2t^2-L^2

The interval can be regarded as the relativistic length of the spacetime four-vector R\underline R, itself an invariant.

R=(ct,x),RR=c2t2x2\underline R=(ct,x),\qquad \underline R\cdot\underline R=c^2t^2-x^2

4-velocities

Make new invariants out of old ones.

V=dRdτ=(d(ct)dτ,dxdτ)=(d(ct)d(t/γ),dxd(t/γ))\underline V=\frac{d\underline R}{d\tau}=\left(\frac{d(ct)}{d\tau},\frac{dx}{d\tau}\right)=\left(\frac{d(ct)}{d(t/\gamma)},\frac{dx}{d(t/\gamma)}\right)
V=γ(c,v)\boxed{\underline V=\gamma(c,v)}
VV=γ2(c2v2)=c2v21v2/c2=c2(invariant)\underline V\cdot\underline V=\gamma^2(c^2-v^2)=\frac{c^2-v^2}{1-v^2/c^2}=c^2\qquad\text{(invariant)}

4-acceleration

A=dVdτ=γ(cdγdt,d(γv)dt)=γ(cdγdt,vdγdt+γa)\underline A=\frac{d\underline V}{d\tau}=\gamma\left(c\frac{d\gamma}{dt},\frac{d(\gamma v)}{dt}\right)=\gamma\left(c\frac{d\gamma}{dt},v\frac{d\gamma}{dt}+\gamma a\right)

Its length is negative.

AA=ap2(invariant)\underline A\cdot\underline A=-a_p^2\qquad\text{(invariant)}

4-momentum

P=mV=(γmc,γmv)\underline P=m\underline V=(\gamma mc,\gamma mv)

The spatial part is relativistic three-momentum.

PP=c2m2(rest mass)\underline P\cdot\underline P=c^2m^2\qquad\text{(rest mass)}

4-force

F=dPdτ=mdVdτ=mA\underline F=\frac{d\underline P}{d\tau}=m\frac{d\underline V}{d\tau}=m\underline A

4-momentum conservation

beforePi=afterPi\sum_{\rm before}\underline P_i=\sum_{\rm after}\underline P_i

Fundamental physical laws should be expressed as relations between invariants.

This contains relativistic three-momentum conservation and conservation of the time component, γmc\gamma mc.

Kinetic energy

γmc2\gamma mc^2 is rest energy plus kinetic energy.

K=γmc2mc2=(γ1)mc2K=\gamma mc^2-mc^2=(\gamma-1)mc^2
K=mc2[(1v2c2)1/21]K=mc^2\left[\left(1-\frac{v^2}{c^2}\right)^{-1/2}-1\right]
K=mc2(1+12v2c2+1)=12mv2+K=mc^2\left(1+\frac12\frac{v^2}{c^2}+\cdots-1\right)=\frac12mv^2+\cdots

The leading term is the normal kinetic energy. Momentum and energy are linked like space and time; they are essentially the same thing in four-momentum.

Light

N=f(1,k^)\underline N=f(1,\hat{\mathbf k})

ff = frequency; k^\hat{\mathbf k} = unit wave vector. Lorentz-transforming this gives the Doppler and aberration effects.

Photons?

The Planck/Einstein/de Broglie photon hypothesis relates photon four-momentum to four-frequency:

P=hcN=hcf(1,k^)\underline P=\frac hc\underline N=\frac hc f(1,\hat{\mathbf k})

The rest mass of photons is zero.

PP=h2f2c2(1k^k^)=0\underline P\cdot\underline P=\frac{h^2f^2}{c^2}\left(1-\hat{\mathbf k}\cdot\hat{\mathbf k}\right)=0

VII · 03

Relativistic Dynamics

Dynamics — an important application of special relativity to high energy particle collisions

Consider: is it possible?

e+e+γ (?)e^-+e^+\longrightarrow\gamma\ (?)
P₁P₂P₃
Proposed two-to-one collision with incoming four-momenta P₁ and P₂ and outgoing P₃.

4-momentum conservation

P1+P2=P3\underline P_1+\underline P_2=\underline P_3

Squaring:

m12c2+m22c2+2P1P2=m32c2m_1^2c^2+m_2^2c^2+2\underline P_1\cdot\underline P_2=m_3^2c^2
2P1P2=(m32m12m22)c22\underline P_1\cdot\underline P_2=(m_3^2-m_1^2-m_2^2)c^2

4-vector algebra

P1P10,P0>0\underline P_1\cdot\underline P_1\ge0,\qquad \underline P^{\,0}>0
P1P2P1P20\underline P_1\cdot\underline P_2\ge |\underline P_1|\,|\underline P_2|\ge0
m32m12m220m32m12+m22m_3^2-m_1^2-m_2^2\ge0\quad\Rightarrow\quad m_3^2\ge m_1^2+m_2^2

Not possible for a single photon: a photon has zero rest mass. This failure is due to conservation of four-momentum.

e+e+⟶̸γe^-+e^+\not\longrightarrow\gamma

Similarly, γe+e+\gamma\to e^-+e^+ is not possible as an isolated one-to-two process.

How can photons carry the electromagnetic force? Is e+e+γ+γe^-+e^+\to\gamma+\gamma possible? Yes: electrons cannot emit or absorb a photon individually while conserving four-momentum; interactions instead exchange photons between charged particles.

Four-momentum is not conserved at an isolated single charged-particle/photon vertex; in a complete interaction it is conserved.

Scattering

Consider a collision of two distinguishable particles with four-momenta PP and KK.

P1+K1=P2+K2\underline P_1+\underline K_1=\underline P_2+\underline K_2
P₁K₁P₂K₂
Two-body scattering with incoming P₁, K₁ and outgoing P₂, K₂.
mp2c2=(P1+K1K2)2m_p^2c^2=(\underline P_1+\underline K_1-\underline K_2)^2
mp2c2=mp2c2+(K1K2)2+2P1(K1K2)m_p^2c^2=m_p^2c^2+(\underline K_1-\underline K_2)^2+2\underline P_1\cdot(\underline K_1-\underline K_2)
2P1(K1K2)=(K1K2)22\underline P_1\cdot(\underline K_1-\underline K_2)=-(\underline K_1-\underline K_2)^2

Consider the case where KK is a photon:

K1K1=K2K2=0\underline K_1\cdot\underline K_1=\underline K_2\cdot\underline K_2=0
2P1(K1K2)=2K1K22\underline P_1\cdot(\underline K_1-\underline K_2)=2\underline K_1\cdot\underline K_2

Compton scattering

P1=mc(1,0),K=hcf(1,k^)\underline P_1=mc(1,\mathbf0),\qquad \underline K=\frac hc f(1,\hat{\mathbf k})
P1(K1K2)=mh(f1f2)\underline P_1\cdot(\underline K_1-\underline K_2)=mh(f_1-f_2)
K1K2=h2c2f1f2(1k^1k^2)\underline K_1\cdot\underline K_2=\frac{h^2}{c^2}f_1f_2(1-\hat{\mathbf k}_1\cdot\hat{\mathbf k}_2)
mc(f1f2)=hcf1f2(1cosθ)mc(f_1-f_2)=\frac hc f_1f_2(1-\cos\theta)
λ=cf\lambda=\frac cf
λ2λ1=hmc(1cosθ)\boxed{\lambda_2-\lambda_1=\frac h{mc}(1-\cos\theta)}

The relative wavelength change depends on the scattering angle. h/(mc)h/(mc) is the Compton wavelength.

Inverse Compton scattering

P₁ →← K₁P₂ →K₂ →
Head-on inverse Compton scattering: an incoming photon meets a relativistic massive particle and leaves with a higher frequency.
P1=γm(c,v),k^1=k^2\underline P_1=\gamma m(c,\mathbf v),\qquad \hat{\mathbf k}_1=-\hat{\mathbf k}_2
vk^1=v\mathbf v\cdot\hat{\mathbf k}_1=-v
f2=f1γm(c+v)2hf1/c+γm(cv)f_2=f_1\frac{\gamma m(c+v)}{2hf_1/c+\gamma m(c-v)}

Low photon-energy limit

2hf1cγm(cv)\frac{2hf_1}{c}\ll\gamma m(c-v)
f2f1c+vcv=f11+v/c1v/cf_2\simeq f_1\frac{c+v}{c-v}=f_1\frac{1+v/c}{1-v/c}

Suitably fast charged particles will be slowed by the cosmic microwave background as they travel through space.

iψt=22m2ψx2i\hbar\frac{\partial\psi}{\partial t}=-\frac{\hbar^2}{2m}\frac{\partial^2\psi}{\partial x^2}

Time is treated differently from space — there are no invariants. This equation must be wrong in comparison with relativity.

VII · 04

Relativistic Optics

Visualising relativity

Special relativistic optics

Observation is not sight.

  • An observer can make simultaneous measurements.
  • Sight is not a simultaneous measurement.

Effects: aberration, Doppler shift, intensity shift.

Aberration effects

  • Visual: angular aberration and distortion.

Angular aberration

tanα2=cvc+vtanα2,α<α\boxed{\tan\frac{\alpha'}2=\sqrt{\frac{c-v}{c+v}}\tan\frac\alpha2},\qquad \alpha'<\alpha

You drive into the rays: the apparent direction is pushed toward the direction of motion.

αα′observer v →
Angular aberration reduces the observed angle for a forward-moving observer.

Seeing angular aberration

  • Apparent reduction/magnification.
  • Objects in front get smaller.
  • Objects behind get larger.

Seeing backwards

Objects behind you can be brought into the field of view. The same side of the object is still seen.

object behindsame visible facefield of view →
Aberration brings a rear object into the forward field of view while preserving which face is visible.

Passing objects: they turn inside out.

Distance dependence: objects farther away are farther in the past.

Seeing distortion

Curved objects

Moving past may curve, shear, or twist.

Combined with length contraction: objects change length. The farther-back-in-time part retains a different apparent length, while the simultaneously measured shape is contracted.

restshearedtwisted
A curved object can appear rotated, sheared, or twisted as its differently delayed parts are seen together.

The far edge is also farther back in time (shearing). As an object goes past, it appears to be turning.

observer; successive apparent orientations
Different light-travel times from the near and far edges produce apparent shearing and turning.

Doppler shift (relativistic)

Perceived shift in frequency due to relative motion of wave and source. With light, this gives blue- and red-shifting. Red/blue shifting is observed at relativistic velocities.

f=γ(1+vccosα)f\boxed{f'=\gamma\left(1+\frac vc\cos\alpha\right)f}
redgreenblueαv →
A relativistically moving observer sees an angular colour pattern: blueshift ahead, little shift transverse to the motion, and redshift behind.

A spectral-line shift at about 0.7c0.7c is quite interesting. For an object such as Mars going past like a car, its apparent colours progress through blue, green, red, and then darkness as the angle changes.

Intensity effect

  • Angular concentration.
  • Light concentrated in the direction of motion (brightening in the direction of motion).
I=(1+vccosα)2Iγ\boxed{I'=\frac{\left(1+\frac vc\cos\alpha\right)^2 I}{\gamma}}
darknormalbrightv →angular concentration
Relativistic angular contraction concentrates a star field into the forward direction: the forward region becomes bright, transverse directions remain normal, and rearward directions become dark.

A direction through a star field gets real bright in the middle.

Backlight & ray tracing

  • Undergraduate research project — Dr Antony Searle.
  • Ray tracers determine what colour, and so forth, each ray had.
  • Program: pretty rainbows… but not really! (Intensity.)
  • Relativistic Rollercoaster — “Woah!”

Lecture / ray tracer (Backlight): http://www.anu.edu.au/Physics/Searle/Obsolete/Seminar.htm

source ray 1source ray 2source ray 3observer / backward ray tracer
Backward ray tracing follows each viewing ray from the observer through the relativistic scene to determine its source colour and intensity.

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